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Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months | [?] |
Amended Filing Footnote and/or Remark |
Filing Date | Transaction Date | Insider Name | Ownership Type | Securities | Nature of transaction | Volume or Value | Price |
---|---|---|---|---|---|---|---|
Mar 28/24 | Mar 26/24 | Thomas Corey E. | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 8 | |
Mar 28/24 | Mar 26/24 | Schifter Richard P | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 22 | |
Mar 28/24 | Mar 26/24 | Putnam James S | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 12 | |
Mar 28/24 | Mar 26/24 | Mnookin Allison | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 4 | |
Mar 28/24 | Mar 26/24 | Glavin William Francis Jr | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 16 | |
Mar 28/24 | Mar 26/24 | Eberhart Paulett | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 6 | |
Mar 28/24 | Mar 26/24 | Bernard Edward C | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 5 | |
Feb 27/24 | Feb 26/24 | Sethi Kabir | Direct Ownership | Common Stock | S - Open market or private sale | -242 | $267.90 |
Feb 27/24 | Feb 26/24 | Sethi Kabir | Direct Ownership | Common Stock | S - Open market or private sale | -323 | $266.89 |
Feb 27/24 | Feb 26/24 | Sethi Kabir | Direct Ownership | Common Stock | S - Open market or private sale | -662 | $266.12 |
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Latest 10 SEC filings (by filing date) for LPLA within the last 6 months | [?] |
Amended Filing Footnote and/or Remark |
Filing Date | Transaction Date | Insider Name | Ownership Type | Securities | Nature of transaction | Volume or Value | Price |
---|---|---|---|---|---|---|---|
Mar 28/24 | Mar 26/24 | Thomas Corey E. | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 8 | |
Mar 28/24 | Mar 26/24 | Schifter Richard P | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 22 | |
Mar 28/24 | Mar 26/24 | Putnam James S | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 12 | |
Mar 28/24 | Mar 26/24 | Mnookin Allison | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 4 | |
Mar 28/24 | Mar 26/24 | Glavin William Francis Jr | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 16 | |
Mar 28/24 | Mar 26/24 | Eberhart Paulett | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 6 | |
Mar 28/24 | Mar 26/24 | Bernard Edward C | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 5 | |
Feb 27/24 | Feb 25/24 | Steinmeier Richard | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 2,603 | |
Feb 27/24 | Feb 25/24 | Steinmeier Richard | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -7,397 | $263.36 |
Feb 27/24 | Feb 25/24 | Steinmeier Richard | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 12,776 | |
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Competitors with Recent Insider Filings |
Charles Schwab (N:SCHW) |
Morgan Stanley (N:MS) |
Goldman Sachs Group (N:GS) |