LPL Financial Holdings Inc (OQ:LPLA)

Business Focus: Investment Banking & Brokerage Services

Nov 07, 2024 08:55 am ET
LPL Financial Welcomes S&G Wealth Partners
LPL Financial LLC, announced today that the financial advisors at S&G Wealth Partners have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $165 million in advisory, brokerage and retirement...
Nov 05, 2024 08:56 am ET
LPL Financial Welcomes GWC Financial Advisors to Linsco Channel
LPL Financial LLC (Nasdaq: LPLA), announced today that financial advisor Michael Bernier, CFP®, AIF®, has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch GWC Financial Advisors. He reported serving approximately $165...
Oct 30, 2024 04:05 pm ET
LPL Financial Announces Third Quarter 2024 Results
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the "Company") today announced results for its third quarter ended September 30, 2024, reporting net income of $255 million or $3.39 per share. This compares with $224 million, or $2.91 per share, in the...
Oct 29, 2024 08:55 am ET
LPL Financial Welcomes Goodwin Petrilli Financial
LPL Financial LLC announced today that financial advisors Randy Petrilli, Matt Goodwin, Travis Whitaker and Jeff McWhorter of Goodwin Petrilli Financial have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The advisors reported...
Oct 24, 2024 08:55 am ET
LPL Financial Welcomes Dougherty, Tedesco & Associates
LPL Financial LLC, announced today that the financial advisors at Dougherty, Tedesco & Associates have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $800 million in advisory, brokerage and...
Oct 22, 2024 08:59 am ET
LPL Financial Welcomes Financial Advisor William Fenwick
LPL Financial LLC, announced today that financial advisor William “Bill” Fenwick of Fenwick Financial has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $210 million in advisory, brokerage and...
Oct 21, 2024 04:20 pm ET
Rich Steinmeier Named Chief Executive Officer of LPL Financial; Elected to Board of Directors
LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that the Board of Directors has confirmed Rich Steinmeier as Chief Executive Officer. Steinmeier, who had been interim CEO since October 1, was also elected a member of the Board.   In...
Oct 16, 2024 08:55 am ET
LPL Financial Welcomes Eight Financial Advisors in Florida
LPL Financial LLC, announced today that a group of advisors in St. Petersburg, Fla., have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $450 million in advisory and brokerage assets*...
Oct 14, 2024 08:55 am ET
LPL Financial Welcomes Financial Advisor Ashton Medina
LPL Financial LLC, announced today that financial advisor Ashton Medina, CFA®, CFP®, has joined LPL Financial’s broker-dealer and corporate RIA platforms, aligning with existing firm GradePoint Financial Group. He reported having served...
Oct 09, 2024 04:05 pm ET
LPL Financial Announces Third Quarter 2024 Earnings Release Date and Conference Call
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of LPL Financial LLC, announced today it will report third quarter financial results after the market closes on Wednesday, October 30. The Company will host a...
Oct 09, 2024 08:55 am ET
Air Capital Wealth Management Launches with LPL Financial
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisors Michael Caffrey, CRPC®, Derek Keller, CFP®, CPFA®, CRPC®, MBA, and Gabriel Parham have launched a new independent practice, Air Capital Wealth Management, through affiliation...
Oct 07, 2024 09:00 am ET
LPL Financial welcomes Morristown Wealth Management
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisors Don Giovanello, Jr., and Gian Paolella, CFP®, with Morristown Wealth Management have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having...
Oct 03, 2024 08:55 am ET
LPL Financial Welcomes The Noble Group
LPL Financial LLC, announced today that the advisors at The Noble Group have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $2.1 billion in advisory, brokerage and retirement plan...
Oct 01, 2024 04:00 pm ET
LPL Financial Holdings Inc. Announces Termination of President and CEO Dan H. Arnold
LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that the Board of Directors has terminated the company’s President and Chief Executive Officer, Dan H. Arnold, effective immediately, for violating LPL’s commitment to a respectful workplace. He has also resigned from the Board.
Oct 01, 2024 09:00 am ET
LPL Financial Closes Its Acquisition of Atria Wealth Solutions
LPL Financial Holdings Inc. (NASDAQ: LPLA) (together with its subsidiaries, including LPL Financial LLC, “LPL Financial” or “LPL”) announced the close of its acquisition of Atria Wealth Solutions, Inc., (“Atria”), a wealth management solutions...
Sep 30, 2024 09:00 am ET
Cheri Belski Joins LPL Financial as Head of Investment Management Solutions
LPL Financial LLC, a leader in the wealth management industry, today announced that financial services industry veteran Cheri Belski has joined the firm as executive vice president and head of investment management solutions. Belski will be...
Sep 26, 2024 08:55 am ET
LPL Financial Welcomes GreenPoint Wealth Management
LPL Financial LLC, announced today that financial advisors Jeff Minucci, CFP®, and David Ryzman, CFP®, have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $150 million in advisory,...
Sep 24, 2024 08:55 am ET
LPL Financial Welcomes 57th Street Wealth Advisors to Linsco Channel
LPL Financial LLC, announced today that financial advisors Ken Hutkin and Ron Winkler have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch 57th Street Wealth Advisors. They reported serving approximately $400 million in...
Sep 20, 2024 09:00 pm ET
Bragar Eagel & Squire, P.C. Is Investigating LPL Financial, Bumble, Cardlytics, and European Wax and Encourages Investors to Contact the Firm
Bragar Eagel & Squire, P.C., a nationally recognized shareholder rights law firm, is investigating potential claims against LPL Financial Holdings Inc. (NASDAQ: LPLA), Bumble Inc. (NASDAQ:BMBL), Cardlytics, Inc. (NASDAQ: CDLX), and European Wax...
Sep 19, 2024 04:05 pm ET
LPL Financial Reports Monthly Activity for August 2024
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for August 2024. Total advisory and brokerage assets at the end of August...
Sep 19, 2024 08:55 am ET
LPL Financial welcomes Bury Financial Group
LPL Financial LLC, announced today that the advisors with Bury Financial Group have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $655 million in advisory, brokerage and retirement plan...
Sep 17, 2024 09:00 am ET
LPL Financial Expands to Tempe
LPL Financial LLC has expanded its national home offices with the opening of a 43,000-square-foot office in Tempe’s Marina Heights complex. The office will accommodate 300 employees by the end of 2024 with room for expansion next year. The Tempe...
Sep 16, 2024 08:55 am ET
LPL Financial Welcomes The Bindra Group to Linsco Channel
LPL Financial LLC, announced today that financial advisors Kultar S. “Sid” Bindra, CFP®, and Steven Alvarez have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch The Bindra Group. They reported serving approximately $300...
Sep 13, 2024 07:25 am ET
LPLA ACTIVE INVESTIGATION: Contact Levi & Korsinsky if you lost money on your LPL Financial Holdings Inc. investment
NEW YORK, NY / ACCESSWIRE / September 13, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Sep 12, 2024 07:25 am ET
LPL Financial Holdings Inc. INVESTIGATION: Levi & Korsinsky Investigates Potential Securities Fraud by LPL Financial (LPLA)
NEW YORK, NY / ACCESSWIRE / September 12, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Sep 11, 2024 08:55 am ET
LPL Financial Welcomes Apex Private Wealth Advisors
LPL Financial LLC announced today that financial advisors Brett Howard, CTFA, AAMS™, APMA™, CRPC™, Marco Rivera, APMA™, Brooks Crissey, CFP®, APMA™, Henry “Hank” DesJardins and Ryan Mason have joined LPL Financial’s broker-dealer, RIA and custodial...
Sep 11, 2024 07:25 am ET
ATTENTION LPL Financial Holdings Inc. Investors: You May Have Been Affected by Fraud- Contact Levi & Korsinsky to Discuss Your Rights
NEW YORK, NY / ACCESSWIRE / September 11, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Sep 10, 2024 08:55 am ET
BrookBridge Private Wealth Joins LPL Private Wealth Management
LPL Financial LLC announced today that private client advisor John Duane and portfolio manager Gregory Giantsos have joined LPL Financial’s high-net-worth-focused employee affiliation model, LPL Private Wealth Management, to launch BrookBridge...
Sep 09, 2024 08:55 am ET
LPL Financial Welcomes Northern Plains Financial
LPL Financial LLC, announced today that financial advisors with Northern Plains Financial have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $225 million in advisory, brokerage and retirement...
Sep 09, 2024 07:25 am ET
Levi & Korsinsky Reminds LPL Financial Investors of the Ongoing Investigation into Potential Violations of Securities Laws - LPLA
NEW YORK, NY / ACCESSWIRE / September 9, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Sep 06, 2024 07:30 am ET
LPL Financial Holdings Inc. Investigation Ongoing: Contact Levi & Korsinsky to Discuss Your Rights - LPLA
NEW YORK, NY / ACCESSWIRE / September 6, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Sep 05, 2024 07:25 am ET
Did LPL Financial Holdings Inc. Mislead Investors? Shareholder Rights Advocates at Levi & Korsinsky Investigate- LPLA
NEW YORK, NY / ACCESSWIRE / September 5, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Sep 04, 2024 08:45 am ET
LPL Financial to Acquire The Investment Center, Inc.
LPL Financial LLC (NASDAQ: LPLA) (“LPL Financial” or “LPL”) today announced that the firm has entered into a definitive agreement to acquire The Investment Center, Inc., (“The Investment Center”) a broker-dealer and registered investment adviser...
Sep 03, 2024 09:00 am ET
LPL Financial Appoints Tom Gannon as Chief Advocacy Officer
LPL Financial LLC, a leader in the wealth management industry, announces the appointment of Tom Gannon as executive vice president and chief advocacy officer. Gannon, who brings more than 25 years of extensive experience in government relations...
Aug 29, 2024 07:30 am ET
Investors who Lost Money on LPL Financial Holdings Inc. Should Contact Levi & Korsinsky About an Ongoing Investigation - LPLA
NEW YORK, NY / ACCESSWIRE / August 29, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Aug 28, 2024 07:30 am ET
Shareholder Rights Advocates at Levi & Korsinsky Investigate LPL Financial Holdings Inc. (LPLA) Regarding Possible Securities Fraud Violations
NEW YORK, NY / ACCESSWIRE / August 28, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Aug 27, 2024 07:30 am ET
Lost Money on LPL Financial Holdings Inc.(LPLA)? Contact Levi & Korsinsky Regarding an Ongoing Investigation
NEW YORK, NY / ACCESSWIRE / August 27, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Aug 26, 2024 08:56 am ET
LPL Financial welcomes advisor Kelly Compton
LPL Financial LLC, announced today that financial advisor Kelly Compton has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligning with existing firm Client Centric Wealth Management, part of Upstream Investment Partners. He...
Aug 26, 2024 07:25 am ET
Levi & Korsinsky Investigates Possible Securities Fraud Violations by LPL Financial Holdings Inc. (LPLA)
NEW YORK, NY / ACCESSWIRE / August 26, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Aug 23, 2024 07:30 am ET
LPLA ALERT - Levi & Korsinsky Has Commenced an Investigation on Behalf of LPL Financial Holdings Inc. Shareholders Who Lost Money
NEW YORK, NY / ACCESSWIRE / August 23, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Aug 22, 2024 04:05 pm ET
LPL Financial Reports Monthly Activity for July 2024
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for July 2024. Total advisory and brokerage assets at the end of July were...
Aug 22, 2024 07:25 am ET
Levi & Korsinsky Reminds Shareholders of an Investigation into LPL Financial Holdings Inc. (LPLA) Regarding Potential Securities Fraud Allegations
NEW YORK, NY / ACCESSWIRE / August 22, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Aug 21, 2024 08:55 am ET
LPL Financial Welcomes Academy Financial and PFG Advisors
LPL Financial LLC (Nasdaq: LPLA) announced today that over 30 financial advisors with Academy Financial, Inc., and PFG Advisors have joined LPL Financial’s broker-dealer, RIA and custodial platforms. Collectively, they reported serving...
Aug 20, 2024 10:30 am ET
LPL Financial Holdings Inc. Investigated by Shareholder Rights Advocates - Investors Should Contact Levi & Korsinsky Regarding Potential Securities Law Violations - LPLA
NEW YORK, NY / ACCESSWIRE / August 20, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Aug 19, 2024 09:00 pm ET
Bragar Eagel & Squire, P.C. Is Investigating Dril-Quip, LPL Financial, Methode, and Medpace and Encourages Investors to Contact the Firm
Bragar Eagel & Squire, P.C., a nationally recognized shareholder rights law firm, is investigating potential claims against Dril-Quip, Inc. (NYSE: DRQ), LPL Financial Holdings Inc. (NASDAQ: LPLA), Methode Electronics, Inc. (NYSE: MEI), and Medpace...
Aug 19, 2024 11:00 am ET
The Schall Law Firm Is Looking Into Possible Securities Violations By LPL Financial Holdings Inc And Wants Investors To Help
LOS ANGELES, CA / ACCESSWIRE / August 19, 2024 / The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. ("LPL" or "the Company") (NASDAQ:LPLA) for violations of the securities laws.
Aug 19, 2024 08:55 am ET
4Point Wealth Management Joins LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisors Christina McConnell, CRC®, ADPA™, Laura Long, CRPC™, AWMA™, MBA, and Jay Tillman, CPWA®, CIMA®, CFP®, RICP®, CLU®, have joined LPL Financial’s supported independence model, LPL Strategic...
Aug 18, 2024 11:00 am ET
The Schall Law Firm Is Investigating LPL Financial Holdings Inc And Seeks Shareholder Involvement
LOS ANGELES, CA / ACCESSWIRE / August 18, 2024 / The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. ("LPL" or "the Company") (NASDAQ:LPLA) for violations of the securities laws.
Aug 17, 2024 11:00 am ET
The Schall Law Firm Is Looking Into LPL Financial Holdings Inc And Wants Shareholder Participation
LOS ANGELES, CA / ACCESSWIRE / August 17, 2024 / The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. ("LPL" or "the Company") (NASDAQ:LPLA) for violations of the securities laws.
Aug 16, 2024 11:00 am ET
The Schall Law Firm Investigates LPL Financial Holdings Inc And Seeks Investor Participation
LOS ANGELES, CA / ACCESSWIRE / August 16, 2024 / The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. ("LPL" or "the Company") (NASDAQ:LPLA) for violations of the securities laws.
Aug 15, 2024 08:55 am ET
LPL Financial Welcomes Wealthstead Financial Advisors
LPL Financial LLC announced today that financial advisors Jason Walker, Vladimir Nikitenko, CFP®, H. Scott Braswell, Rosty Tkachenko and John Hydrick, CFP®, have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with...
Aug 14, 2024 10:15 pm ET
The Schall Law Firm's LPL Financial Holdings Inc Securities Fraud Investigation Seeks Investor Participation
LOS ANGELES, CA / ACCESSWIRE / August 14, 2024 / The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. ("LPL" or "the Company") (NASDAQ:LPLA) for violations of the securities laws.
Aug 13, 2024 11:40 pm ET
LPL Financial Holdings Inc Securities Fraud Investigation By The Schall Law Firm Invites Investor Involvement
LOS ANGELES, CA / ACCESSWIRE / August 13, 2024 / The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. ("LPL" or "the Company") (NASDAQ:LPLA) for violations of the securities laws.
Aug 13, 2024 04:00 pm ET
LPL Financial Holdings Inc. (LPLA) Investigation: Bronstein, Gewirtz & Grossman, LLC Encourages Investors to Seek Compensation for Alleged Wrongdoings
Attorney Advertising -- Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of purchasers of LPL Financial Holdings Inc. (“LPL” or “the Company”) (NASDAQ: LPLA). Investors who purchased LPL securities are encouraged to...
Aug 13, 2024 09:25 am ET
LPL Highlights Advanced Solutions for Advisors to Thrive Throughout the Lifecycle of Their Business
At its annual Focus conference, LPL Financial LLC shared its priorities for helping financial advisors and financial institutions advance their businesses by providing personalized support that enables custom client experiences, building flexible...
Aug 12, 2024 09:25 am ET
Wealthtech and AI High Among Advisor Priorities at LPL Financial’s Focus 2024
The first full day of LPL Financial LLC’s annual flagship conference, Focus 2024, is under way at the San Diego Convention Center today. Renowned throughout the wealth management industry, LPL’s Focus conference convenes one of the largest...
Aug 11, 2024 04:00 pm ET
LPL Financial Holdings Inc. (LPLA) Investigation: Bronstein, Gewirtz & Grossman, LLC Encourages Investors to Seek Compensation for Alleged Wrongdoings
Attorney Advertising--Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of purchasers of LPL Financial Holdings Inc. (“LPL” or “the Company”) (NASDAQ: LPLA). Investors who purchased LPL securities are encouraged to obtain additional information and assist the investigation by visiting the firm’s site: bgandg.com/LPLA.
Aug 11, 2024 10:45 am ET
LPL Financial Kicks Off Focus 2024, One of the Largest Gatherings of Financial Advisors in the World
LPL Financial LLC’s annual flagship conference, Focus 2024, kicked off today at the San Diego Convention Center, the beginning of three dynamic days of learning and networking for financial professionals and institutions of all types and sizes....
Aug 09, 2024 09:00 pm ET
Investors Can Join The LPL Financial Holdings Inc Securities Fraud Investigation With The Schall Law Firm
LOS ANGELES, CA / ACCESSWIRE / August 9, 2024 / The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. ("LPL" or "the Company") (NASDAQ:LPLA) for violations of the securities laws.
Aug 08, 2024 09:30 pm ET
Investors Can Participate In The LPL Financial Holdings Inc Securities Fraud Investigation With The Schall Law Firm
LOS ANGELES, CA / ACCESSWIRE / August 8, 2024 / The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. ("LPL" or "the Company") (NASDAQ:LPLA) for violations of the securities laws.
Aug 08, 2024 09:00 am ET
LPL Financial Welcomes Return of Harbor Lights Financial Group
LPL Financial LLC (Nasdaq: LPLA) announced today that the founders, financial advisors and staff with Harbor Lights Financial Group have returned to LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately...
Aug 07, 2024 10:15 pm ET
LPLA Investors Can Participate In The LPL Financial Holdings Inc Securities Fraud Investigation With The Schall Law Firm
LOS ANGELES, CA / ACCESSWIRE / August 7, 2024 / The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. ("LPL" or "the Company") (NASDAQ:LPLA) for violations of the securities laws.
Aug 07, 2024 04:00 pm ET
LPL Financial Holdings Inc. (LPLA) Investigation: Bronstein, Gewirtz & Grossman, LLC Encourages Investors to Seek Compensation for Alleged Wrongdoings
Attorney Advertising--Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of purchasers of LPL Financial Holdings Inc. (“LPL” or “the Company”) (NASDAQ: LPLA). Investors who purchased LPL securities are encouraged to...
Aug 07, 2024 09:00 am ET
LPL Financial Welcomes Rockview Private Wealth
LPL Financial LLC announced today that financial advisor Alberto Francis has joined LPL Financial’s high-net-worth-focused employee affiliation model, LPL Private Wealth Management, to launch Rockview Private Wealth. He reported having served...
Aug 06, 2024 05:45 pm ET
LPLA Investors Can Join The LPL Financial Holdings Inc Securities Fraud Investigation With The Schall Law Firm
LOS ANGELES, CA / ACCESSWIRE / August 6, 2024 / The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. ("LPL" or "the Company") (NASDAQ:LPLA) for violations of the securities laws.
Aug 05, 2024 09:00 pm ET
Bragar Eagel & Squire, P.C. Is Investigating Dril-Quip, LPL Financial, Methode, and Metagenomi and Encourages Investors to Contact the Firm
Bragar Eagel & Squire, P.C., a nationally recognized shareholder rights law firm, is investigating potential claims against Dril-Quip, Inc. (NYSE: DRQ), LPL Financial Holdings Inc. (NASDAQ: LPLA), Methode Electronics, Inc. (NYSE: MEI), and...
Aug 05, 2024 08:55 am ET
LPL Financial Welcomes SoundWay Financial
LPL Financial LLC announced today that financial advisors with SoundWay Financial have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with existing firm Balmville Wealth Group (BWG). They serve approximately $180 million...
Aug 02, 2024 04:00 pm ET
LPL Financial Holdings Inc. (LPLA) Investigation: Bronstein, Gewirtz & Grossman, LLC Encourages Investors to Seek Compensation for Alleged Wrongdoings
Attorney Advertising--Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of purchasers of LPL Financial Holdings Inc. (“LPL” or “the Company”) (NASDAQ: LPLA). Investors who purchased LPL securities are encouraged to obtain additional information and assist the investigation by visiting the firm’s site: bgandg.com/LPLA.
Aug 02, 2024 10:30 am ET
Investors who lost money on LPL Financial Holdings Inc. should contact Levi & Korsinsky about an ongoing investigation - LPLA
NEW YORK, NY / ACCESSWIRE / August 2, 2024 / Levi & Korsinsky notifies investors that it has commenced an investigation of LPL Financial Holdings Inc. ("LPL Financial") (NASDAQ:LPLA) concerning possible violations of federal securities laws.
Aug 01, 2024 04:00 pm ET
LPL Financial Holdings Inc. (LPLA) Investigation: Bronstein, Gewirtz & Grossman, LLC Encourages Investors to Seek Compensation for Alleged Wrongdoings
Attorney Advertising--Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of purchasers of LPL Financial Holdings Inc. (“LPL” or “the Company”) (NASDAQ: LPLA). Investors who purchased LPL securities are encouraged to...
Jul 31, 2024 08:55 am ET
LPL Financial Welcomes Englert Financial
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisors George Englert, Kevin Englert and Carrie Hughes have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $170 million in...
Jul 29, 2024 09:09 pm ET
LPLA Investors Have Opportunity to Join LPL Financial Holdings Inc. Securities Fraud Investigation with the Schall Law Firm
The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. (“LPL” or “the Company”) (NASDAQ:
Jul 29, 2024 09:00 am ET
LPL Financial Welcomes Rizza Financial Services
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisor Jerry Rizza has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $250 million in advisory, brokerage and retirement...
Jul 25, 2024 09:00 pm ET
LPL ALERT: Bragar Eagel & Squire, P.C. is Investigating LPL Financial Holdings Inc. on Behalf of LPL Stockholders and Encourages Investors to Contact the Firm
Bragar Eagel & Squire, P.C., a nationally recognized stockholder rights law firm, is investigating potential claims against LPL Financial Holdings Inc. (“LPL” or the “Company”) (NASDAQ: LPLA) on behalf of LPL stockholders. Our investigation...
Jul 25, 2024 04:05 pm ET
LPL Financial Announces Second Quarter 2024 Results
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2024, reporting net income of $244 million, or $3.23 per share. This compares with $286 million, or $3.65 per share, in the...
Jul 24, 2024 03:35 pm ET
INVESTOR ALERT: Law Offices of Howard G. Smith Announces Investigation of LPL Financial Holdings Inc. (LPLA) on Behalf of Investors
Law Offices of Howard G. Smith announces an investigation on behalf of LPL Financial Holdings Inc. (“LPL” or the “Company”) (NASDAQ: LPLA) investors concerning the Company’s possible violations of federal securities laws.
Jul 24, 2024 08:55 am ET
LPL Financial Welcomes Investment Advisors Financial Group
LPL Financial LLC announced today that the advisors of Investment Advisors Financial Group have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $1 billion in advisory, brokerage and...
Jul 18, 2024 09:00 am ET
LPL Financial Welcomes Stable Wealth
LPL Financial LLC announced today that financial advisor Alex Williams, CFP®, has joined LPL Financial’s broker-dealer, RIA and custodial platforms to launch a new independent practice, Stable Wealth. He reported serving approximately $170 million...
Jul 16, 2024 09:00 am ET
LPL Financial Welcomes Technology Leader Sid Vyas as CTO of Infrastructure and Operations
LPL Financial LLC today announced the addition of Sushil “Sid” Vyas as Executive Vice President and Chief Technology Officer of Infrastructure and Operations. In his role, Vyas will oversee the stability and reliability of LPL’s operating...
Jul 15, 2024 09:00 am ET
LPL Financial Welcomes Summit Planning Group
LPL Financial LLC announced today that the advisors with Summit Planning Group have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $750 million in advisory, brokerage and retirement...
Jul 10, 2024 09:00 am ET
LPL Financial Welcomes Integrity Financial Group
LPL Financial LLC announced today that financial advisors Justin Gore, J.D., and Michael Fusco, CRPC®, have joined LPL Financial’s broker-dealer, RIA and custodial platforms to launch a new independent practice, Integrity Financial Group. They...
Jul 09, 2024 09:00 am ET
LPL Research Releases 2024 Midyear Outlook: Still Waiting for the Turn
LPL Financial LLC today released its 2024 Midyear Outlook, “Still Waiting for the Turn.” Expanding on LPL Research’s 2024 Outlook, “A Turning Point,” this midyear update offers fresh insights into the economic and market landscape, along with the...
Jul 08, 2024 09:00 am ET
Father-daughter advisors join LPL Financial to launch Countiss Wealth Management
LPL Financial LLC announced today that father and daughter financial advisors Dan Countiss and Olivia Countiss CEPA, AAMS, have joined LPL Financial’s broker-dealer, RIA and custodial platforms to launch a new independent practice, Countiss Wealth...
Jul 03, 2024 01:05 pm ET
LPL Financial Announces Second Quarter 2024 Earnings Release Date and Conference Call
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of LPL Financial LLC, announced today it will report second quarter financial results after the market closes on July 25. The Company will host a conference call to...
Jul 01, 2024 09:00 am ET
Father, Daughter Advisors Join Linsco by LPL Financial
LPL Financial LLC announced today that father and daughter financial advisors James (Jim) Zack and Amanda Zack have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch The Zack Wealth Group. They reported serving approximately...
Jun 27, 2024 09:00 am ET
LPL Financial Welcomes First Summit Capital Management
LPL Financial LLC announced today that the advisors of First Summit Capital Management have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligning with Momentum Wealth Partners, an existing firm supporting LPL-affiliated...
Jun 25, 2024 08:55 am ET
Financial Advisor Danielle Qualls Joins LPL Financial and Women-led Bergkamp Financial
LPL Financial LLC announced today that financial advisor Danielle Qualls has joined LPL Financial’s broker-dealer, RIA and custodial platforms, teaming up with existing firm Bergkamp Financial. She reported having served approximately $160 million...
Jun 20, 2024 04:05 pm ET
LPL Financial Reports Monthly Activity for May 2024
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for May 2024. Total advisory and brokerage assets at the end of May were...
Jun 20, 2024 09:00 am ET
LPL Financial Welcomes James River Private Wealth
LPL Financial LLC announced today that financial advisor W. Scott Hengerer, CMFC™, CRPC, has joined LPL Financial’s broker-dealer, RIA and custodial platforms to launch a new independent practice, James River Private Wealth. He reported serving...
Jun 17, 2024 09:00 am ET
LPL Financial Welcomes Russell Wealth Partners
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisor Tom Russell, CFP®, and his sons Brian Russell and Charles Russell have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Russell Wealth Partners. The...
Jun 13, 2024 09:00 am ET
Advisor Duo Joins LPL Financial to Launch 1818 Wealth Management
LPL Financial LLC announced today that financial advisors Stephen Shevlin and Jonathan Joelner, MBA, have joined LPL Financial’s broker-dealer, RIA and custodial platforms to launch a new independent practice, 1818 Wealth Management. The team...
Jun 11, 2024 09:00 am ET
Highway One Capital Launches With Support From LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisors Tim Woodall and Dustin Raring launched a new independent practice, Highway One Capital, through affiliation with LPL Financial’s supported independence model, LPL Strategic Wealth Services....
Jun 05, 2024 09:00 am ET
LPL Financial Welcomes Cousino Wealth Advisors
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisors Todd Cousino, Nicholas Hawk and Charles Moyer have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Cousino Wealth Advisors. The advisors reported...
Jun 04, 2024 09:00 am ET
LPL Financial Welcomes Generational Asset Planning
LPL Financial LLC announced today that financial advisor Tre Panagos has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $265 million in advisory, brokerage and retirement plan assets* and joins...
Jun 03, 2024 09:00 am ET
LPL Financial Awards Outstanding Diversity Leaders in the Legal Profession
LPL Financial LLC (Nasdaq:LPLA) today announced the winners of its second annual Law Firm Diversity, Equity, Inclusion and Belonging (DEIB) Awards: Davis Wright Tremaine LLP (DWT), a national law firm with more than 600 attorneys, has received the...
May 30, 2024 09:00 am ET
LPL Financial Welcomes Highland Partners
LPL Financial LLC announced today that advisors with Highland Partners Financial Services, which is led by Managing Partner G. Mark Hamby, have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving more than $400...
May 29, 2024 09:00 am ET
LPL Financial Welcomes FSI Wealth Management
LPL Financial LLC (Nasdaq:LPLA) announced today that the advisors of FSI Wealth Management have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported serving approximately $215 million in advisory, brokerage and...
May 28, 2024 09:00 am ET
LPL Financial Welcomes Frank Financial Concepts
LPL Financial LLC announced today that financial advisors Roger Frank and Michael Ward, CFP®, of Frank Financial Concepts have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $200 million in...
May 23, 2024 04:05 pm ET
LPL Financial Reports Monthly Activity for April 2024
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for April 2024. Total advisory and brokerage assets at the end of April were...
May 22, 2024 09:00 am ET
LPL Welcomes Pilot Financial
LPL Financial LLC (“LPL Financial” or “LPL”) announced today that Pilot Financial, a large network of 105 advisors nationwide, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. The advisors reported serving approximately $4.6...
May 21, 2024 08:55 am ET
LPL Financial Welcomes Auctus Legacy Private Wealth Management
LPL Financial LLC announced today that financial advisors Alain Verhille, CFP®, CPFA®, and James S. Wood have joined LPL Financial’s high-net-worth-focused employee affiliation model, LPL Private Wealth Management, to launch Auctus Legacy Private...
May 20, 2024 09:00 am ET
LPL Financial Welcomes Cornerstone Financial Advisers
LPL Financial LLC announced today that financial advisors Lance Dumas, AIF®, ChFC®, and Darryl Carter CPA, have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $225 million in advisory,...
May 15, 2024 09:00 am ET
LPL Financial Welcomes Financial Advisor Tara Blair
LPL Financial LLC announced today that financial advisor Tara Blair, CFP®, CPA, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. She reported serving approximately $215 million in advisory, brokerage and retirement plan...
May 13, 2024 08:55 am ET
LPL Financial Welcomes Noble Traditions Wealth
LPL Financial LLC announced today that financial advisor Garrett Oczachowski has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $280 million in advisory, brokerage and retirement plan assets*...
May 09, 2024 08:55 am ET
LPL Financial Welcomes Advisor Chris Kitaeff
LPL Financial LLC announced today that financial advisor Chris Kitaeff, CPFA, MBA, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. With the move to LPL, Kitaeff joins Maher Wealth Management as a managing director. He...
May 08, 2024 08:55 am ET
LPL Financial Closes Acquisition of Crown Capital Securities
LPL Financial LLC (“LPL Financial” or “LPL”) announced it has closed its acquisition of the wealth management business of Crown Capital Securities, L.P. (“Crown Capital” or “Crown”) a full-service broker-dealer and registered investment advisor...
May 07, 2024 09:00 am ET
Thimble Island Private Wealth Launches With Support From LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisors Logan Reed, CFP®, CEPA®, CIMA®, CLU®, AIF®, James “Jim” English III, Michael Allegra Jr., CRPC, and Matthew Fleming, CFP®, have launched a new independent practice, Thimble Island Private...
May 06, 2024 09:00 am ET
Burlwood Wealth Launches With Support From LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisor Matt Sheffield has launched a new independent practice, Burlwood Wealth, through affiliation with LPL Financial’s supported independence model, LPL Strategic Wealth Services. He reported...
May 02, 2024 09:00 am ET
LPL Financial Welcomes Guardian Partners Wealth Management
LPL Financial LLC announced today that financial advisors Mitchell “Mitch” and Wesley “Wes” McCann have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $240 million in advisory, brokerage and...
May 01, 2024 09:00 am ET
LPL Financial Welcomes Journey Financial
LPL Financial LLC announced today that financial advisors Timothy J. Heisterkamp, CFP®, and Max Neese, CFP® have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $200 million in advisory,...
Apr 30, 2024 04:05 pm ET
LPL Financial Announces First Quarter 2024 Results
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2024, reporting net income of $289 million, or $3.83 per share. This compares with $339 million, or $4.24 per share, in the...
Apr 29, 2024 09:00 am ET
LPL Financial Welcomes Strategic Wealth Partners
LPL Financial LLC announced today that the advisors at Strategic Wealth Partners have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported serving approximately $860 million in advisory, brokerage and retirement plan...
Apr 25, 2024 09:00 am ET
LPL Financial Welcomes Hickory Ridge Wealth Partners
LPL Financial LLC announced today that financial advisor Justin Souma, CFP®, AAMS®, has returned to LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $190 million in advisory, brokerage and retirement...
Apr 23, 2024 09:00 am ET
LPL and Momentum Wealth Partners Welcome Sussex Wealth Partners
LPL Financial LLC announced today that financial advisors Chris Mukoda, Brad Travis, Jr., CFP®, and David Crouse have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligning with Momentum Wealth Partners, an existing firm...
Apr 22, 2024 09:00 am ET
Heritage Private Wealth launches with support from LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisor Clayton Ortloff has launched a new independent practice, Heritage Private Wealth, through affiliation with LPL Financial’s supported independence model, LPL Strategic Wealth Services. He...
Apr 18, 2024 09:00 am ET
LPL Financial Welcomes Spotlight Financial
LPL Financial LLC announced today that financial advisors Alejandro “Alex” De Leon and Robert “Bob” Gorman have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $200 million in advisory,...
Apr 17, 2024 09:00 am ET
LPL Financial Welcomes Legacy Retirement Planning
LPL Financial LLC announced today that financial advisor Phil Eggers of Legacy Retirement Planning has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $170 million in advisory, brokerage and...
Apr 15, 2024 09:00 am ET
LPL Financial Welcomes Advisor Philip Nation
LPL Financial LLC announced today that financial advisor Philip Nation, CFP®, ChFC™, CLU®, has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with existing firm Founders Financial Alliance. He reported serving...
Apr 11, 2024 09:00 am ET
LPL Financial Welcomes Strategic Insights Financial Planning Group
LPL Financial LLC announced today that Strategic Insights Financial Planning Group has joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team of five advisors reported serving approximately $500 million in advisory, brokerage...
Apr 10, 2024 09:00 am ET
LPL Financial Welcomes Somnio Wealth
LPL Financial LLC announced today that financial advisors Greg Mullaney, CFP®, Colleen Kelly Abate, CFP® and Peter Pagano have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $300 million in...
Apr 09, 2024 04:18 pm ET
LPL Financial Releases 2024 Sustainability Report
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of LPL Financial LLC, today announced the release of its 2024 Sustainability Report. The report details the Company’s progress toward its environmental, social and...
Apr 09, 2024 04:05 pm ET
LPL Financial Announces First Quarter 2024 Earnings Release Date and Conference Call
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of LPL Financial LLC, announced today it will report first quarter financial results after the market closes on April 30. The Company will host a conference call to...
Apr 04, 2024 09:00 am ET
MG Partners Private Wealth launches with support from LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisors Christopher “Noah” Geoghegan, CTFA, and Tomohiko “Tom” Minami, CFP®, CFA®, have launched a new independent practice, MG Partners Private Wealth, through affiliation with LPL Financial’s...
Apr 02, 2024 08:00 am ET
LPL Financial Welcomes Advisor Matthew Edwards
LPL Financial LLC announced today that financial advisor Matthew Edwards has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $210 million in advisory, brokerage and retirement plan assets* and...
Mar 28, 2024 09:00 am ET
LPL Financial Welcomes Windward Wealth Advisors
LPL Financial LLC announced today that financial advisors Erick Simonds, CRC®, Eugene Sninski, II, and Lisa Sninski have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $250 million in...
Mar 25, 2024 09:00 am ET
Grafton Wealth Advisors launches with support from LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisors Sarah Grafton, William “Will” Grafton IV, CFP®, CEPA® and Dexter Grafton, CPFA™, CFA® have launched a new independent practice, Grafton Wealth Advisors, through affiliation with LPL...
Mar 21, 2024 04:05 pm ET
LPL Financial Reports Monthly Activity for February 2024
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for February 2024. Total advisory and brokerage assets at the end of February...
Mar 21, 2024 09:00 am ET
LPL Financial Welcomes Advisor Nolan Venable
LPL Financial LLC announced today that financial advisor Nolan Venable, Enrolled Agent has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $150 million in advisory, brokerage and retirement plan...
Mar 20, 2024 09:00 am ET
LPL Financial Welcomes McAnally Investment Group
LPL Financial LLC announced today that financial advisors Mark McAnally, Josh McAnally and Brandon McAnally, CPA, have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported serving approximately $250 million in...
Mar 18, 2024 04:05 pm ET
Christa Carone to Join LPL Financial as Chief Marketing and Communication Officer
LPL Financial LLC today announced Christa Carone has joined the firm as Executive Vice President and Chief Marketing and Communication Officer. Carone leads the firm’s Client and Prospect Marketing, Corporate Communication, Digital & Content...
Mar 14, 2024 09:00 am ET
LPL Financial Welcomes Five Independent Teams With $700 Million of AUM
LPL Financial LLC announced today that seven financial advisors from five firms have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They collectively reported serving approximately $700 million in advisory, brokerage and...
Mar 12, 2024 09:00 am ET
LPL Financial Welcomes Advisor Brian Pflaum
LPL Financial LLC announced today that financial advisor Brian M. Pflaum, MBA has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $345 million in advisory, brokerage and retirement plan assets*...
Mar 06, 2024 09:00 am ET
LPL Financial Welcomes Aero Capital
LPL Financial LLC announced today that financial advisors Brice Lowe CFP®, CPWA and Bradley Moser CFP®, have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with Mariner Advisor Network. They reported having served...
Mar 04, 2024 09:00 am ET
LPL Financial Welcomes RFS Financial Services
LPL Financial LLC announced today that RFS Financial Securities has joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported serving approximately $140 million in advisory, brokerage and retirement plan assets* and joins...
Feb 29, 2024 09:00 am ET
LPL Financial Welcomes Endeavor Wealth Strategies
LPL Financial LLC announced today that financial advisor Seth Marshall and the team at Endeavor Wealth Strategies have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with Exemplar Financial Network. The Endeavor team...
Feb 27, 2024 09:00 am ET
Continuity Private Wealth launches with support from LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisors James “Jamie” P. Debuque, CPFA®, CPWA®, CRPC™ and Timothy M. Baltz, CPFA®, CRPC™ have launched a new independent practice, Continuity Private Wealth, through affiliation with LPL Financial’s...
Feb 23, 2024 08:30 am ET
Wintrust Financial Corporation and LPL Financial Announce Strategic Relationship
LPL Financial Holdings Inc. (Nasdaq: LPLA) (“LPL”) and Wintrust Financial Corporation (Nasdaq: WTFC) today announced an agreement to transition support of the wealth management business of Wintrust Investments, LLC and certain private client...
Feb 23, 2024 08:30 am ET
Wintrust Financial Corporation and LPL Financial Announce Strategic Relationship
LPL Financial Holdings Inc. (Nasdaq: LPLA) (“LPL”) and Wintrust Financial Corporation (Nasdaq: WTFC) today announced an agreement to transition support of the wealth management business of Wintrust Investments, LLC and certain private client...
Feb 22, 2024 04:05 pm ET
LPL Financial Reports Monthly Activity for January 2024
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for January 2024. Total advisory and brokerage assets at the end of...
Feb 21, 2024 09:00 am ET
LPL Financial Welcomes Bice Wealth Management
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisor Cubby Bice MBA, AAMS, CRPC has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $130 million in advisory, brokerage and...
Feb 20, 2024 09:00 am ET
LPL Financial Launches Bespoke Planning and Investing Solutions to Help Advisors Attract and Serve High-Net-Worth Investors
LPL Financial LLC today announced the launch of its expanded High-Net-Worth Services from LPL Business Solutions. This new offering empowers LPL’s more than 22,000 financial advisors in delivering an elevated experience and personalized guidance to...
Feb 15, 2024 09:00 am ET
LPL Financial Welcomes CoastPoint Financial, LLC
LPL Financial LLC announced today that Financial Advisors Mark Zafereo and Anthony Burgess, Client Associate Crystal Simmons and Office Manager Sandie Totah Loos have joined LPL Financial’s broker-dealer, RIA and custodial platforms to launch an...
Feb 13, 2024 08:30 am ET
LPL Financial to Acquire Atria Wealth Solutions
LPL Financial Holdings Inc. (NASDAQ: LPLA) (together with its subsidiaries, including LPL Financial LLC, “LPL Financial” or “LPL”) today announced that the firm has entered into a definitive purchase agreement to acquire Atria Wealth Solutions,...
Feb 07, 2024 09:00 am ET
LPL Financial Welcomes Financial Advisor Blair Waller
LPL Financial LLC announced today that financial advisor Blair Waller, CFP®, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $150 million in advisory, brokerage and retirement plan...
Feb 06, 2024 09:00 am ET
LPL Financial Welcomes Equity Design Group
LPL Financial LLC announced today that financial advisors Jason Hohenstein, AIF®, Kevin Snow, CFP®, and William Zoromski of Equity Design Group have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served...
Feb 01, 2024 04:05 pm ET
LPL Financial Announces Fourth Quarter and Full Year 2023 Results
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2023, reporting net income of $218 million, or $2.85 per share. This compares with $319 million, or $3.95 per share, in the...
Jan 31, 2024 09:00 am ET
Financial Advisors Jonathan Maloney and Niki Davis Join LPL
LPL Financial LLC announced today that financial advisors Jonathan Maloney and Niki Davis have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Maloney Davis Wealth Management. They reported having served approximately $175...
Jan 30, 2024 08:55 am ET
Community Resource Credit Union, CRCU Retirement and Investment Services, Partner With Trustage™
TruStage, formerly CUNA Mutual Group, today announced an agreement to provide Community Resource Credit Union (“CRCU”), one of the greater Houston area’s largest credit unions, and CRCU Retirement and Investment Services, CRCU’s wealth management...
Jan 29, 2024 09:00 am ET
LPL Financial Welcomes Latus Group, Ltd.
LPL Financial LLC announced today that financial advisors David Segarra, AIF®, CPFA®, and Sean Sullivan of Latus Group, Ltd. have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $320...
Jan 25, 2024 09:00 am ET
LPL Financial Welcomes Advisor Andrew Kutanovski
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisor Andrew Kutanovski, CFP®, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reports serving approximately $160 million in advisory, brokerage and...
Jan 22, 2024 09:00 am ET
LPL Financial Welcomes Maier & Associates Financial Group, Inc.
LPL Financial LLC announced today that financial advisor Wayne Maier and the team at Maier & Associates Financial Group has joined LPL Financial’s broker-dealer, RIA and custodial platforms. The firm reported serving approximately $615 million in...
Jan 16, 2024 09:00 am ET
LPL Financial Launches a Financial Literacy Program Based on the Lessons of Warren Buffett
LPL Financial LLC today announced it will offer advisors access to a new financial acumen course, the World of Business Reading Group (WBRG), a financial literacy program inspired by the writings and speeches of Warren Buffett and developed by a...
Jan 11, 2024 04:05 pm ET
LPL Financial Announces Fourth Quarter 2023 Earnings Release Date and Conference Call
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of LPL Financial LLC, announced today it will report fourth quarter financial results after the market closes on February 1. The Company will host a conference call...
Jan 11, 2024 09:00 am ET
LPL Financial Welcomes Goldman Group, Inc.
LPL Financial LLC announced today that financial advisor Marvin Goldman has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $120 million in advisory, brokerage and retirement plan assets*,...
Jan 09, 2024 08:59 am ET
LPL Financial Welcomes Helmsman Financial Strategies
LPL Financial LLC announced today that financial advisor Peter Manning, CPA, PFS of Helmsman Financial Strategies has joined LPL Financials’ broker-dealer, RIA and custodial platforms. The firm reported serving about 200 individual clients with...
Jan 03, 2024 09:00 am ET
LPL Financial Welcomes Financial Advisor Zachary Fiandt
LPL Financial LLC announced today that financial advisor Zachary Fiandt CFP®, CIMA® has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with Financial Partners, Inc., an existing firm that’s part of Exemplar Financial...
Jan 02, 2024 10:15 am ET
Great Valley Advisor Group Marks Successful First Year of Strategic Partnership with LPL Financial
Great Valley Advisor Group (GVA), a technology-driven, full-service Registered Investment Advisor, is excited to celebrate a successful first year of its strategic partnership with LPL Financial, which took a minority stake in its firm in September 2022.
Dec 20, 2023 08:55 am ET
Financial Advisor Stephen Freeman Joins Citizens Wealth Management and LPL’s Institution Services Platform
LPL Financial LLC announced today that financial advisor Stephen Freeman, AIF®, has joined Citizens Wealth Management, the wealth management and financial planning division of Citizens Bank & Trust, and has onboarded to the LPL Institution Services...
Dec 19, 2023 09:00 am ET
LPL Financial Welcomes Upstate Financial Network
LPL Financial LLC announced today that financial advisors Mark Hills and Uri “Chip” Doolittle V, CFP®, AIF® of Upstate Financial Network have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served...
Dec 18, 2023 09:00 am ET
LPL Financial Welcomes Best Wealth Management
LPL Financial LLC announced today that financial advisors Matthew Best and Michael Moore of Best Wealth Management have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $130 million in...
Dec 18, 2023 08:00 am ET
LPL Financial Reports Monthly Activity for November 2023
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for November 2023. Total advisory and brokerage assets at the end of...
Dec 14, 2023 09:00 am ET
LPL Financial Earns WELL Health-Safety Rating for Three Home Office Locations
LPL Financial LLC announced today it has earned the WELL Health-Safety Rating for its San Diego; Fort Mill, S.C.; and Austin, Texas home office locations through the International WELL Building Institute (IWBI). The WELL Health-Safety Rating is an...
Dec 13, 2023 04:15 pm ET
Industry Veteran Amy Philbrook Joins LPL as New Head of Service
LPL Financial LLC (Nasdaq: LPLA) today announced Amy Philbrook has joined the firm as Executive Vice President and Head of Service. Philbrook brings more than 28 years of industry experience and service delivery leadership to LPL. Philbrook’s role...
Dec 12, 2023 09:00 am ET
LPL Research Team Releases Annual Outlook for 2024
LPL Financial LLC today released Outlook 2024, a report detailing LPL Research’s expectations that the markets will regain balance in the first half of 2024. The report includes insights and analysis of the economy and markets—available to all LPL...
Dec 11, 2023 09:00 am ET
LPL Financial Welcomes Oak Tree Financial Group
LPL Financial LLC announced today that financial advisors Michael Gandet, Jr., BFA™, Mark Choinski, BFA™ and Arthur Sisco, CPA, PC of Oak Tree Financial Group have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported...
Dec 07, 2023 09:00 am ET
LPL Financial, Gladstone Wealth Partners Welcome Cangelosi Wealth Management
LPL Financial LLC announced today that financial advisor Frank Cangelosi has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with Gladstone Wealth Partners. He reported having served approximately $165 million in...
Dec 06, 2023 09:00 am ET
LPL Financial Charitable Foundation Named Community Impact Award Winner at Thinkadvisor’s Luminaries
LPL Financial today announced that the LPL Financial Charitable Foundation (“LPL Financial Foundation”) – the company’s charitable arm – won the 2023 LUMINARIES Community Impact award in the Broker-Dealer firm category. The LUMINARIES Awards...
Dec 05, 2023 04:15 pm ET
LPL Financial Names Sara Dadyar Chief Human Capital Officer
LPL Financial LLC announced today that Sara Dadyar will join LPL in January as managing director and chief human capital officer. She will lead the firm’s Human Capital function, Employment Brand Management and Culture and Talent departments, and...
Dec 04, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Demetrios Paraskevopoulos
LPL Financial LLC announced today that financial advisor Demetrios Paraskevopoulos CFP®, MSFP, MPAS™, ChFC®, APMA™ has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $230 million in...
Nov 30, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Jerry Madden, Jr.
LPL Financial LLC announced today that financial advisor Jerry Madden, Jr., CFA®, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $140 million in advisory, brokerage and retirement plan...
Nov 29, 2023 04:05 pm ET
LPL Financial to Present at the Goldman Sachs Financial Services Conference 2023
LPL Financial LLC today announced that Chief Executive Officer Dan Arnold will present at the Goldman Sachs Financial Services Conference 2023 on December 6. The presentation takes place at 11:20 a.m. ET. A live audio webcast of the presentation...
Nov 29, 2023 09:00 am ET
Industry Executive Jim McHale Joins LPL Financial as Chief Compliance Officer
LPL Financial LLC today announced Executive Vice President and Chief Compliance Officer Jim McHale has joined the firm. McHale will lead LPL’s compliance organization, helping to drive a strong risk management culture in an ever-evolving regulatory...
Nov 27, 2023 09:00 am ET
LPL Financial Welcomes Momentum Wealth
LPL Financial LLC announced today that financial advisors Rob Elstad, Steven “Coert” Van Voorhees and Bill Blankenship have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $150...
Nov 20, 2023 09:00 am ET
The Warter Group joins LPL, Seapoint Wealth Advisors
LPL Financial LLC announced today that Matt Warter, AIF and Theresa Houle, AIF, have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with Seapoint Wealth Advisors, an existing firm supported by LPL Strategic Wealth...
Nov 16, 2023 09:00 am ET
LPL Financial Welcomes Doherty Financial Services
LPL Financial LLC announced today that financial advisors Michael Doherty Jr., Ryan Pellegrini and Ryan Doherty have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $220 million in...
Nov 16, 2023 08:00 am ET
LPL Financial Reports Monthly Activity for October 2023
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for October 2023. Total advisory and brokerage assets at the end of October...
Nov 15, 2023 08:45 am ET
LPL Financial Introduces LPL Private Wealth Management
LPL Financial LLC (Nasdaq: LPLA) today announced the launch of LPL Private Wealth Management (“Private Wealth”), a new advisor affiliation model for advisors focused on serving high-net-worth clients. At LPL, Private Wealth advisors enjoy the...
Nov 14, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Kane Vines
LPL Financial LLC announced today that financial advisor Kane Vines, CFP®, CRPC®, APMA has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $115 million in advisory, brokerage and retirement...
Nov 13, 2023 09:00 am ET
Father-Son Financial Advisors Join Linsco by LPL to Launch Zambri Financial
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisors Anthony S. Zambri, CFP®, CLU®, ChFC®, APMA® and his son Anthony V. Zambri, APMA® have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Zambri...
Nov 09, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Blake Mier
LPL Financial LLC announced today that financial advisor Blake Mier, CFP® of Mier Financial has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $230 million in advisory, brokerage and...
Nov 08, 2023 09:00 am ET
LPL Financial Welcomes SYV Wealth Advisors
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisors Brad Sicoff CRPC® and Bruce Porter CFP® of SYV Wealth Advisors have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They are joined by their Director of...
Nov 07, 2023 09:00 am ET
Advisor Anasuya Kabad Meyer’s ‘Invest in Others’ Win Garners Support for Daya, Inc.
LPL Financial LLC today announced that financial advisor Anasuya Kabad Meyer of Jaykay Wealth Advisors in Houston was honored as the 2023 Invest in Others Emerging Impact winner. Meyer was recognized for her work with Daya, Inc., an organization...
Nov 06, 2023 09:00 am ET
LPL Financial Welcomes GER Loftin Wealth Advisors
LPL Financial LLC announced today that GER Loftin Wealth Advisors has joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $225 million in advisory, brokerage and retirement plan assets*, and...
Nov 06, 2023 08:00 am ET
LPL Financial’s ‘Rising Star’ Award and Mentoring Program Aim to Increase the Number of Women Financial Advisors in the Profession
Currently women make up more than half of the population, yet, according to Cerulli, less than a quarter (18 percent) of financial advisors in the U.S. are women, highlighting the challenge and opportunity to attract more women to a growing...
Nov 02, 2023 09:00 am ET
LPL Financial Welcomes ViewPoint Wealth Partners
LPL Financial LLC announced today that five financial advisors with ViewPoint Wealth Partners have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $550 million in advisory, brokerage...
Nov 01, 2023 09:00 am ET
LPL Financial Welcomes Pathway Wealth Advisors
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisors John Lankford and Justin Pestel, CPFA®, of Pathway Wealth Advisors have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served...
Oct 31, 2023 09:00 am ET
Financial Advisor Carmen Pontelandolfo joins Linsco by LPL
LPL Financial LLC announced today that financial advisor Carmen Pontelandolfo has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch CJP Wealth Management of LPL Financial. He reported having served approximately $135 million...
Oct 30, 2023 09:00 am ET
LPL Financial Welcomes 360 Wealth Advisors
LPL Financial LLC announced today that financial advisors Michael J. Pumo CFP®, CEPA®, AWMA and David A. DiRe have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $250 million in...
Oct 26, 2023 04:05 pm ET
LPL Financial Announces Third Quarter 2023 Results
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2023, reporting net income of $224 million, or $2.91 per share. This compares with $232 million, or $2.86 per share, in the...
Oct 26, 2023 08:57 am ET
Wealthbox Releases Integration with LPL Financial's ClientWorks Platform
PROVIDENCE, R.I., Oct. 26, 2023 /PRNewswire/ -- Wealthbox, the highest-rated CRM software for financial advisors, announced its live integration with ClientWorks, LPL Financial's advisor technology platform. Starting today, the integration with ClientWorks provides LPL-affiliated advisors with visibility into client account information and demographic data from directly within Wealthbox to help streamline their work.
Oct 25, 2023 09:00 am ET
Advisors Who Leverage an Outsourced CFO Can Accelerate Growth, Drive Efficiency and Maximize the Value of Their Businesses, According to LPL Financial
Once reserved primarily only for large, more complex enterprises, LPL Financial is making hiring a Chief Financial Officer more realistic for advisory firms of all sizes and stages of growth. CFO Essentials is the newest offering from LPL...
Oct 24, 2023 09:00 am ET
Financial Advisor Tyler B. Powell joins Linsco by LPL
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisor Tyler B. Powell, AAMS®, CRPC®, has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Powell Wealth Management of LPL Financial. He reported having...
Oct 24, 2023 08:00 am ET
LPL’s Newest Tax Planning Offering Helps Advisors Meet Growing Investor Demand for Holistic Advice
LPL’s newest Tax Planning Service helps advisors proactively address a question on every client’s mind – am I paying more than I have to in taxes? In response to the demand for strategic tax planning, LPL Business Solutions’ new Tax Planning...
Oct 23, 2023 08:59 am ET
LPL Financial Welcomes Financial Advisor Daria Schumacher
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisor Daria Schumacher CFP®, CLU®, RICP®, ChFC®, NSSA® has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with existing firm Balmville Wealth Group (BWG)....
Oct 19, 2023 09:00 am ET
LPL Financial Welcomes the Return of Advisors Amy LeGate and Larry Silverman
LPL Financial LLC announced today that financial advisors Amy LeGate CFP® and Larry Silverman CFP® have rejoined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $150 million in advisory,...
Oct 17, 2023 09:00 am ET
Steeplechase Capital Partners launches with LPL Financial Strategic Wealth Services
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisors Trevor Johnson and Brian Russo have joined LPL Financial to launch a new independent practice, Steeplechase Capital Partners. They chose to affiliate with LPL’s supported...
Oct 16, 2023 09:00 am ET
LPL Financial Welcomes Infinity Wealth Group
LPL Financial LLC announced today that five financial advisors with Infinity Wealth Group have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $265 million in advisory, brokerage and...
Oct 12, 2023 09:00 am ET
LPL Financial Welcomes OUCU Investment Services to the LPL Institution Services Platform
LPL Financial LLC announced today that OUCU Financial’s investment program, OUCU Investment Services, has joined LPL’s Institution Services platform. OUCU Investment Services is made up of two advisors who collectively service approximately $230...
Oct 11, 2023 09:00 am ET
Financial Advisors Jared West and Sandy Brown are 50th Team to Join Linsco by LPL Financial
LPL Financial LLC announced today that financial advisors Jared West CFP®, CPM® and Sandy Brown have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch West Wealth Advisory Powered by LPL Financial. They reported having...
Oct 11, 2023 08:30 am ET
LPL Financial Advisors Named to Barron’s 2023 List of Top 100 RIA Firms in America
LPL Financial LLC is pleased to congratulate nine registered investment advisor (RIA) firms run by LPL clients for being recognized on Barron’s list of Top 100 RIA Firms. Firms honored on this year’s list include: #4 Mariner Wealth Advisors#5...

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