LPL Financial Holdings Inc (OQ:LPLA)

Business Focus: Investment Banking & Brokerage Services

May 21, 2024 08:55 am ET
LPL Financial Welcomes Auctus Legacy Private Wealth Management
LPL Financial LLC announced today that financial advisors Alain Verhille, CFP®, CPFA®, and James S. Wood have joined LPL Financial’s high-net-worth-focused employee affiliation model, LPL Private Wealth Management, to launch Auctus Legacy Private...
May 20, 2024 09:00 am ET
LPL Financial Welcomes Cornerstone Financial Advisers
LPL Financial LLC announced today that financial advisors Lance Dumas, AIF®, ChFC®, and Darryl Carter CPA, have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $225 million in advisory,...
May 15, 2024 09:00 am ET
LPL Financial Welcomes Financial Advisor Tara Blair
LPL Financial LLC announced today that financial advisor Tara Blair, CFP®, CPA, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. She reported serving approximately $215 million in advisory, brokerage and retirement plan...
May 13, 2024 08:55 am ET
LPL Financial Welcomes Noble Traditions Wealth
LPL Financial LLC announced today that financial advisor Garrett Oczachowski has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $280 million in advisory, brokerage and retirement plan assets*...
May 09, 2024 08:55 am ET
LPL Financial Welcomes Advisor Chris Kitaeff
LPL Financial LLC announced today that financial advisor Chris Kitaeff, CPFA, MBA, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. With the move to LPL, Kitaeff joins Maher Wealth Management as a managing director. He...
May 08, 2024 08:55 am ET
LPL Financial Closes Acquisition of Crown Capital Securities
LPL Financial LLC (“LPL Financial” or “LPL”) announced it has closed its acquisition of the wealth management business of Crown Capital Securities, L.P. (“Crown Capital” or “Crown”) a full-service broker-dealer and registered investment advisor...
May 07, 2024 09:00 am ET
Thimble Island Private Wealth Launches With Support From LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisors Logan Reed, CFP®, CEPA®, CIMA®, CLU®, AIF®, James “Jim” English III, Michael Allegra Jr., CRPC, and Matthew Fleming, CFP®, have launched a new independent practice, Thimble Island Private...
May 06, 2024 09:00 am ET
Burlwood Wealth Launches With Support From LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisor Matt Sheffield has launched a new independent practice, Burlwood Wealth, through affiliation with LPL Financial’s supported independence model, LPL Strategic Wealth Services. He reported...
May 02, 2024 09:00 am ET
LPL Financial Welcomes Guardian Partners Wealth Management
LPL Financial LLC announced today that financial advisors Mitchell “Mitch” and Wesley “Wes” McCann have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $240 million in advisory, brokerage and...
May 01, 2024 09:00 am ET
LPL Financial Welcomes Journey Financial
LPL Financial LLC announced today that financial advisors Timothy J. Heisterkamp, CFP®, and Max Neese, CFP® have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $200 million in advisory,...
Apr 30, 2024 04:05 pm ET
LPL Financial Announces First Quarter 2024 Results
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2024, reporting net income of $289 million, or $3.83 per share. This compares with $339 million, or $4.24 per share, in the...
Apr 29, 2024 09:00 am ET
LPL Financial Welcomes Strategic Wealth Partners
LPL Financial LLC announced today that the advisors at Strategic Wealth Partners have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported serving approximately $860 million in advisory, brokerage and retirement plan...
Apr 25, 2024 09:00 am ET
LPL Financial Welcomes Hickory Ridge Wealth Partners
LPL Financial LLC announced today that financial advisor Justin Souma, CFP®, AAMS®, has returned to LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $190 million in advisory, brokerage and retirement...
Apr 23, 2024 09:00 am ET
LPL and Momentum Wealth Partners Welcome Sussex Wealth Partners
LPL Financial LLC announced today that financial advisors Chris Mukoda, Brad Travis, Jr., CFP®, and David Crouse have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligning with Momentum Wealth Partners, an existing firm...
Apr 22, 2024 09:00 am ET
Heritage Private Wealth launches with support from LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisor Clayton Ortloff has launched a new independent practice, Heritage Private Wealth, through affiliation with LPL Financial’s supported independence model, LPL Strategic Wealth Services. He...
Apr 18, 2024 09:00 am ET
LPL Financial Welcomes Spotlight Financial
LPL Financial LLC announced today that financial advisors Alejandro “Alex” De Leon and Robert “Bob” Gorman have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $200 million in advisory,...
Apr 17, 2024 09:00 am ET
LPL Financial Welcomes Legacy Retirement Planning
LPL Financial LLC announced today that financial advisor Phil Eggers of Legacy Retirement Planning has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $170 million in advisory, brokerage and...
Apr 15, 2024 09:00 am ET
LPL Financial Welcomes Advisor Philip Nation
LPL Financial LLC announced today that financial advisor Philip Nation, CFP®, ChFC™, CLU®, has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with existing firm Founders Financial Alliance. He reported serving...
Apr 11, 2024 09:00 am ET
LPL Financial Welcomes Strategic Insights Financial Planning Group
LPL Financial LLC announced today that Strategic Insights Financial Planning Group has joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team of five advisors reported serving approximately $500 million in advisory, brokerage...
Apr 10, 2024 09:00 am ET
LPL Financial Welcomes Somnio Wealth
LPL Financial LLC announced today that financial advisors Greg Mullaney, CFP®, Colleen Kelly Abate, CFP® and Peter Pagano have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $300 million in...
Apr 09, 2024 04:18 pm ET
LPL Financial Releases 2024 Sustainability Report
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of LPL Financial LLC, today announced the release of its 2024 Sustainability Report. The report details the Company’s progress toward its environmental, social and...
Apr 09, 2024 04:05 pm ET
LPL Financial Announces First Quarter 2024 Earnings Release Date and Conference Call
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of LPL Financial LLC, announced today it will report first quarter financial results after the market closes on April 30. The Company will host a conference call to...
Apr 04, 2024 09:00 am ET
MG Partners Private Wealth launches with support from LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisors Christopher “Noah” Geoghegan, CTFA, and Tomohiko “Tom” Minami, CFP®, CFA®, have launched a new independent practice, MG Partners Private Wealth, through affiliation with LPL Financial’s...
Apr 02, 2024 08:00 am ET
LPL Financial Welcomes Advisor Matthew Edwards
LPL Financial LLC announced today that financial advisor Matthew Edwards has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $210 million in advisory, brokerage and retirement plan assets* and...
Mar 28, 2024 09:00 am ET
LPL Financial Welcomes Windward Wealth Advisors
LPL Financial LLC announced today that financial advisors Erick Simonds, CRC®, Eugene Sninski, II, and Lisa Sninski have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately $250 million in...
Mar 25, 2024 09:00 am ET
Grafton Wealth Advisors launches with support from LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisors Sarah Grafton, William “Will” Grafton IV, CFP®, CEPA® and Dexter Grafton, CPFA™, CFA® have launched a new independent practice, Grafton Wealth Advisors, through affiliation with LPL...
Mar 21, 2024 04:05 pm ET
LPL Financial Reports Monthly Activity for February 2024
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for February 2024. Total advisory and brokerage assets at the end of February...
Mar 21, 2024 09:00 am ET
LPL Financial Welcomes Advisor Nolan Venable
LPL Financial LLC announced today that financial advisor Nolan Venable, Enrolled Agent has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $150 million in advisory, brokerage and retirement plan...
Mar 20, 2024 09:00 am ET
LPL Financial Welcomes McAnally Investment Group
LPL Financial LLC announced today that financial advisors Mark McAnally, Josh McAnally and Brandon McAnally, CPA, have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported serving approximately $250 million in...
Mar 18, 2024 04:05 pm ET
Christa Carone to Join LPL Financial as Chief Marketing and Communication Officer
LPL Financial LLC today announced Christa Carone has joined the firm as Executive Vice President and Chief Marketing and Communication Officer. Carone leads the firm’s Client and Prospect Marketing, Corporate Communication, Digital & Content...
Mar 14, 2024 09:00 am ET
LPL Financial Welcomes Five Independent Teams With $700 Million of AUM
LPL Financial LLC announced today that seven financial advisors from five firms have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They collectively reported serving approximately $700 million in advisory, brokerage and...
Mar 12, 2024 09:00 am ET
LPL Financial Welcomes Advisor Brian Pflaum
LPL Financial LLC announced today that financial advisor Brian M. Pflaum, MBA has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $345 million in advisory, brokerage and retirement plan assets*...
Mar 06, 2024 09:00 am ET
LPL Financial Welcomes Aero Capital
LPL Financial LLC announced today that financial advisors Brice Lowe CFP®, CPWA and Bradley Moser CFP®, have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with Mariner Advisor Network. They reported having served...
Mar 04, 2024 09:00 am ET
LPL Financial Welcomes RFS Financial Services
LPL Financial LLC announced today that RFS Financial Securities has joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported serving approximately $140 million in advisory, brokerage and retirement plan assets* and joins...
Feb 29, 2024 09:00 am ET
LPL Financial Welcomes Endeavor Wealth Strategies
LPL Financial LLC announced today that financial advisor Seth Marshall and the team at Endeavor Wealth Strategies have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with Exemplar Financial Network. The Endeavor team...
Feb 27, 2024 09:00 am ET
Continuity Private Wealth launches with support from LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisors James “Jamie” P. Debuque, CPFA®, CPWA®, CRPC™ and Timothy M. Baltz, CPFA®, CRPC™ have launched a new independent practice, Continuity Private Wealth, through affiliation with LPL Financial’s...
Feb 23, 2024 08:30 am ET
Wintrust Financial Corporation and LPL Financial Announce Strategic Relationship
LPL Financial Holdings Inc. (Nasdaq: LPLA) (“LPL”) and Wintrust Financial Corporation (Nasdaq: WTFC) today announced an agreement to transition support of the wealth management business of Wintrust Investments, LLC and certain private client...
Feb 23, 2024 08:30 am ET
Wintrust Financial Corporation and LPL Financial Announce Strategic Relationship
LPL Financial Holdings Inc. (Nasdaq: LPLA) (“LPL”) and Wintrust Financial Corporation (Nasdaq: WTFC) today announced an agreement to transition support of the wealth management business of Wintrust Investments, LLC and certain private client...
Feb 22, 2024 04:05 pm ET
LPL Financial Reports Monthly Activity for January 2024
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for January 2024. Total advisory and brokerage assets at the end of...
Feb 21, 2024 09:00 am ET
LPL Financial Welcomes Bice Wealth Management
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisor Cubby Bice MBA, AAMS, CRPC has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported serving approximately $130 million in advisory, brokerage and...
Feb 20, 2024 09:00 am ET
LPL Financial Launches Bespoke Planning and Investing Solutions to Help Advisors Attract and Serve High-Net-Worth Investors
LPL Financial LLC today announced the launch of its expanded High-Net-Worth Services from LPL Business Solutions. This new offering empowers LPL’s more than 22,000 financial advisors in delivering an elevated experience and personalized guidance to...
Feb 15, 2024 09:00 am ET
LPL Financial Welcomes CoastPoint Financial, LLC
LPL Financial LLC announced today that Financial Advisors Mark Zafereo and Anthony Burgess, Client Associate Crystal Simmons and Office Manager Sandie Totah Loos have joined LPL Financial’s broker-dealer, RIA and custodial platforms to launch an...
Feb 13, 2024 08:30 am ET
LPL Financial to Acquire Atria Wealth Solutions
LPL Financial Holdings Inc. (NASDAQ: LPLA) (together with its subsidiaries, including LPL Financial LLC, “LPL Financial” or “LPL”) today announced that the firm has entered into a definitive purchase agreement to acquire Atria Wealth Solutions,...
Feb 07, 2024 09:00 am ET
LPL Financial Welcomes Financial Advisor Blair Waller
LPL Financial LLC announced today that financial advisor Blair Waller, CFP®, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $150 million in advisory, brokerage and retirement plan...
Feb 06, 2024 09:00 am ET
LPL Financial Welcomes Equity Design Group
LPL Financial LLC announced today that financial advisors Jason Hohenstein, AIF®, Kevin Snow, CFP®, and William Zoromski of Equity Design Group have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served...
Feb 01, 2024 04:05 pm ET
LPL Financial Announces Fourth Quarter and Full Year 2023 Results
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2023, reporting net income of $218 million, or $2.85 per share. This compares with $319 million, or $3.95 per share, in the...
Jan 31, 2024 09:00 am ET
Financial Advisors Jonathan Maloney and Niki Davis Join LPL
LPL Financial LLC announced today that financial advisors Jonathan Maloney and Niki Davis have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Maloney Davis Wealth Management. They reported having served approximately $175...
Jan 30, 2024 08:55 am ET
Community Resource Credit Union, CRCU Retirement and Investment Services, Partner With Trustage™
TruStage, formerly CUNA Mutual Group, today announced an agreement to provide Community Resource Credit Union (“CRCU”), one of the greater Houston area’s largest credit unions, and CRCU Retirement and Investment Services, CRCU’s wealth management...
Jan 29, 2024 09:00 am ET
LPL Financial Welcomes Latus Group, Ltd.
LPL Financial LLC announced today that financial advisors David Segarra, AIF®, CPFA®, and Sean Sullivan of Latus Group, Ltd. have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $320...
Jan 25, 2024 09:00 am ET
LPL Financial Welcomes Advisor Andrew Kutanovski
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisor Andrew Kutanovski, CFP®, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reports serving approximately $160 million in advisory, brokerage and...
Jan 22, 2024 09:00 am ET
LPL Financial Welcomes Maier & Associates Financial Group, Inc.
LPL Financial LLC announced today that financial advisor Wayne Maier and the team at Maier & Associates Financial Group has joined LPL Financial’s broker-dealer, RIA and custodial platforms. The firm reported serving approximately $615 million in...
Jan 16, 2024 09:00 am ET
LPL Financial Launches a Financial Literacy Program Based on the Lessons of Warren Buffett
LPL Financial LLC today announced it will offer advisors access to a new financial acumen course, the World of Business Reading Group (WBRG), a financial literacy program inspired by the writings and speeches of Warren Buffett and developed by a...
Jan 11, 2024 04:05 pm ET
LPL Financial Announces Fourth Quarter 2023 Earnings Release Date and Conference Call
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of LPL Financial LLC, announced today it will report fourth quarter financial results after the market closes on February 1. The Company will host a conference call...
Jan 11, 2024 09:00 am ET
LPL Financial Welcomes Goldman Group, Inc.
LPL Financial LLC announced today that financial advisor Marvin Goldman has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $120 million in advisory, brokerage and retirement plan assets*,...
Jan 09, 2024 08:59 am ET
LPL Financial Welcomes Helmsman Financial Strategies
LPL Financial LLC announced today that financial advisor Peter Manning, CPA, PFS of Helmsman Financial Strategies has joined LPL Financials’ broker-dealer, RIA and custodial platforms. The firm reported serving about 200 individual clients with...
Jan 03, 2024 09:00 am ET
LPL Financial Welcomes Financial Advisor Zachary Fiandt
LPL Financial LLC announced today that financial advisor Zachary Fiandt CFP®, CIMA® has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with Financial Partners, Inc., an existing firm that’s part of Exemplar Financial...
Jan 02, 2024 10:15 am ET
Great Valley Advisor Group Marks Successful First Year of Strategic Partnership with LPL Financial
Great Valley Advisor Group (GVA), a technology-driven, full-service Registered Investment Advisor, is excited to celebrate a successful first year of its strategic partnership with LPL Financial, which took a minority stake in its firm in September 2022.
Dec 20, 2023 08:55 am ET
Financial Advisor Stephen Freeman Joins Citizens Wealth Management and LPL’s Institution Services Platform
LPL Financial LLC announced today that financial advisor Stephen Freeman, AIF®, has joined Citizens Wealth Management, the wealth management and financial planning division of Citizens Bank & Trust, and has onboarded to the LPL Institution Services...
Dec 19, 2023 09:00 am ET
LPL Financial Welcomes Upstate Financial Network
LPL Financial LLC announced today that financial advisors Mark Hills and Uri “Chip” Doolittle V, CFP®, AIF® of Upstate Financial Network have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served...
Dec 18, 2023 09:00 am ET
LPL Financial Welcomes Best Wealth Management
LPL Financial LLC announced today that financial advisors Matthew Best and Michael Moore of Best Wealth Management have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $130 million in...
Dec 18, 2023 08:00 am ET
LPL Financial Reports Monthly Activity for November 2023
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for November 2023. Total advisory and brokerage assets at the end of...
Dec 14, 2023 09:00 am ET
LPL Financial Earns WELL Health-Safety Rating for Three Home Office Locations
LPL Financial LLC announced today it has earned the WELL Health-Safety Rating for its San Diego; Fort Mill, S.C.; and Austin, Texas home office locations through the International WELL Building Institute (IWBI). The WELL Health-Safety Rating is an...
Dec 13, 2023 04:15 pm ET
Industry Veteran Amy Philbrook Joins LPL as New Head of Service
LPL Financial LLC (Nasdaq: LPLA) today announced Amy Philbrook has joined the firm as Executive Vice President and Head of Service. Philbrook brings more than 28 years of industry experience and service delivery leadership to LPL. Philbrook’s role...
Dec 12, 2023 09:00 am ET
LPL Research Team Releases Annual Outlook for 2024
LPL Financial LLC today released Outlook 2024, a report detailing LPL Research’s expectations that the markets will regain balance in the first half of 2024. The report includes insights and analysis of the economy and markets—available to all LPL...
Dec 11, 2023 09:00 am ET
LPL Financial Welcomes Oak Tree Financial Group
LPL Financial LLC announced today that financial advisors Michael Gandet, Jr., BFA™, Mark Choinski, BFA™ and Arthur Sisco, CPA, PC of Oak Tree Financial Group have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported...
Dec 07, 2023 09:00 am ET
LPL Financial, Gladstone Wealth Partners Welcome Cangelosi Wealth Management
LPL Financial LLC announced today that financial advisor Frank Cangelosi has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with Gladstone Wealth Partners. He reported having served approximately $165 million in...
Dec 06, 2023 09:00 am ET
LPL Financial Charitable Foundation Named Community Impact Award Winner at Thinkadvisor’s Luminaries
LPL Financial today announced that the LPL Financial Charitable Foundation (“LPL Financial Foundation”) – the company’s charitable arm – won the 2023 LUMINARIES Community Impact award in the Broker-Dealer firm category. The LUMINARIES Awards...
Dec 05, 2023 04:15 pm ET
LPL Financial Names Sara Dadyar Chief Human Capital Officer
LPL Financial LLC announced today that Sara Dadyar will join LPL in January as managing director and chief human capital officer. She will lead the firm’s Human Capital function, Employment Brand Management and Culture and Talent departments, and...
Dec 04, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Demetrios Paraskevopoulos
LPL Financial LLC announced today that financial advisor Demetrios Paraskevopoulos CFP®, MSFP, MPAS™, ChFC®, APMA™ has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $230 million in...
Nov 30, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Jerry Madden, Jr.
LPL Financial LLC announced today that financial advisor Jerry Madden, Jr., CFA®, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $140 million in advisory, brokerage and retirement plan...
Nov 29, 2023 04:05 pm ET
LPL Financial to Present at the Goldman Sachs Financial Services Conference 2023
LPL Financial LLC today announced that Chief Executive Officer Dan Arnold will present at the Goldman Sachs Financial Services Conference 2023 on December 6. The presentation takes place at 11:20 a.m. ET. A live audio webcast of the presentation...
Nov 29, 2023 09:00 am ET
Industry Executive Jim McHale Joins LPL Financial as Chief Compliance Officer
LPL Financial LLC today announced Executive Vice President and Chief Compliance Officer Jim McHale has joined the firm. McHale will lead LPL’s compliance organization, helping to drive a strong risk management culture in an ever-evolving regulatory...
Nov 27, 2023 09:00 am ET
LPL Financial Welcomes Momentum Wealth
LPL Financial LLC announced today that financial advisors Rob Elstad, Steven “Coert” Van Voorhees and Bill Blankenship have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $150...
Nov 20, 2023 09:00 am ET
The Warter Group joins LPL, Seapoint Wealth Advisors
LPL Financial LLC announced today that Matt Warter, AIF and Theresa Houle, AIF, have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with Seapoint Wealth Advisors, an existing firm supported by LPL Strategic Wealth...
Nov 16, 2023 09:00 am ET
LPL Financial Welcomes Doherty Financial Services
LPL Financial LLC announced today that financial advisors Michael Doherty Jr., Ryan Pellegrini and Ryan Doherty have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $220 million in...
Nov 16, 2023 08:00 am ET
LPL Financial Reports Monthly Activity for October 2023
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for October 2023. Total advisory and brokerage assets at the end of October...
Nov 15, 2023 08:45 am ET
LPL Financial Introduces LPL Private Wealth Management
LPL Financial LLC (Nasdaq: LPLA) today announced the launch of LPL Private Wealth Management (“Private Wealth”), a new advisor affiliation model for advisors focused on serving high-net-worth clients. At LPL, Private Wealth advisors enjoy the...
Nov 14, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Kane Vines
LPL Financial LLC announced today that financial advisor Kane Vines, CFP®, CRPC®, APMA has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $115 million in advisory, brokerage and retirement...
Nov 13, 2023 09:00 am ET
Father-Son Financial Advisors Join Linsco by LPL to Launch Zambri Financial
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisors Anthony S. Zambri, CFP®, CLU®, ChFC®, APMA® and his son Anthony V. Zambri, APMA® have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Zambri...
Nov 09, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Blake Mier
LPL Financial LLC announced today that financial advisor Blake Mier, CFP® of Mier Financial has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $230 million in advisory, brokerage and...
Nov 08, 2023 09:00 am ET
LPL Financial Welcomes SYV Wealth Advisors
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisors Brad Sicoff CRPC® and Bruce Porter CFP® of SYV Wealth Advisors have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They are joined by their Director of...
Nov 07, 2023 09:00 am ET
Advisor Anasuya Kabad Meyer’s ‘Invest in Others’ Win Garners Support for Daya, Inc.
LPL Financial LLC today announced that financial advisor Anasuya Kabad Meyer of Jaykay Wealth Advisors in Houston was honored as the 2023 Invest in Others Emerging Impact winner. Meyer was recognized for her work with Daya, Inc., an organization...
Nov 06, 2023 09:00 am ET
LPL Financial Welcomes GER Loftin Wealth Advisors
LPL Financial LLC announced today that GER Loftin Wealth Advisors has joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $225 million in advisory, brokerage and retirement plan assets*, and...
Nov 06, 2023 08:00 am ET
LPL Financial’s ‘Rising Star’ Award and Mentoring Program Aim to Increase the Number of Women Financial Advisors in the Profession
Currently women make up more than half of the population, yet, according to Cerulli, less than a quarter (18 percent) of financial advisors in the U.S. are women, highlighting the challenge and opportunity to attract more women to a growing...
Nov 02, 2023 09:00 am ET
LPL Financial Welcomes ViewPoint Wealth Partners
LPL Financial LLC announced today that five financial advisors with ViewPoint Wealth Partners have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $550 million in advisory, brokerage...
Nov 01, 2023 09:00 am ET
LPL Financial Welcomes Pathway Wealth Advisors
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisors John Lankford and Justin Pestel, CPFA®, of Pathway Wealth Advisors have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served...
Oct 31, 2023 09:00 am ET
Financial Advisor Carmen Pontelandolfo joins Linsco by LPL
LPL Financial LLC announced today that financial advisor Carmen Pontelandolfo has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch CJP Wealth Management of LPL Financial. He reported having served approximately $135 million...
Oct 30, 2023 09:00 am ET
LPL Financial Welcomes 360 Wealth Advisors
LPL Financial LLC announced today that financial advisors Michael J. Pumo CFP®, CEPA®, AWMA and David A. DiRe have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $250 million in...
Oct 26, 2023 04:05 pm ET
LPL Financial Announces Third Quarter 2023 Results
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2023, reporting net income of $224 million, or $2.91 per share. This compares with $232 million, or $2.86 per share, in the...
Oct 26, 2023 08:57 am ET
Wealthbox Releases Integration with LPL Financial's ClientWorks Platform
PROVIDENCE, R.I., Oct. 26, 2023 /PRNewswire/ -- Wealthbox, the highest-rated CRM software for financial advisors, announced its live integration with ClientWorks, LPL Financial's advisor technology platform. Starting today, the integration with ClientWorks provides LPL-affiliated advisors with visibility into client account information and demographic data from directly within Wealthbox to help streamline their work.
Oct 25, 2023 09:00 am ET
Advisors Who Leverage an Outsourced CFO Can Accelerate Growth, Drive Efficiency and Maximize the Value of Their Businesses, According to LPL Financial
Once reserved primarily only for large, more complex enterprises, LPL Financial is making hiring a Chief Financial Officer more realistic for advisory firms of all sizes and stages of growth. CFO Essentials is the newest offering from LPL...
Oct 24, 2023 09:00 am ET
Financial Advisor Tyler B. Powell joins Linsco by LPL
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisor Tyler B. Powell, AAMS®, CRPC®, has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Powell Wealth Management of LPL Financial. He reported having...
Oct 24, 2023 08:00 am ET
LPL’s Newest Tax Planning Offering Helps Advisors Meet Growing Investor Demand for Holistic Advice
LPL’s newest Tax Planning Service helps advisors proactively address a question on every client’s mind – am I paying more than I have to in taxes? In response to the demand for strategic tax planning, LPL Business Solutions’ new Tax Planning...
Oct 23, 2023 08:59 am ET
LPL Financial Welcomes Financial Advisor Daria Schumacher
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisor Daria Schumacher CFP®, CLU®, RICP®, ChFC®, NSSA® has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with existing firm Balmville Wealth Group (BWG)....
Oct 19, 2023 09:00 am ET
LPL Financial Welcomes the Return of Advisors Amy LeGate and Larry Silverman
LPL Financial LLC announced today that financial advisors Amy LeGate CFP® and Larry Silverman CFP® have rejoined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $150 million in advisory,...
Oct 17, 2023 09:00 am ET
Steeplechase Capital Partners launches with LPL Financial Strategic Wealth Services
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisors Trevor Johnson and Brian Russo have joined LPL Financial to launch a new independent practice, Steeplechase Capital Partners. They chose to affiliate with LPL’s supported...
Oct 16, 2023 09:00 am ET
LPL Financial Welcomes Infinity Wealth Group
LPL Financial LLC announced today that five financial advisors with Infinity Wealth Group have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $265 million in advisory, brokerage and...
Oct 12, 2023 09:00 am ET
LPL Financial Welcomes OUCU Investment Services to the LPL Institution Services Platform
LPL Financial LLC announced today that OUCU Financial’s investment program, OUCU Investment Services, has joined LPL’s Institution Services platform. OUCU Investment Services is made up of two advisors who collectively service approximately $230...
Oct 11, 2023 09:00 am ET
Financial Advisors Jared West and Sandy Brown are 50th Team to Join Linsco by LPL Financial
LPL Financial LLC announced today that financial advisors Jared West CFP®, CPM® and Sandy Brown have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch West Wealth Advisory Powered by LPL Financial. They reported having...
Oct 11, 2023 08:30 am ET
LPL Financial Advisors Named to Barron’s 2023 List of Top 100 RIA Firms in America
LPL Financial LLC is pleased to congratulate nine registered investment advisor (RIA) firms run by LPL clients for being recognized on Barron’s list of Top 100 RIA Firms. Firms honored on this year’s list include: #4 Mariner Wealth Advisors#5...
Oct 10, 2023 09:00 am ET
Sides Wealth Advisory Group Launches With LPL Financial Strategic Wealth Services
LPL Financial LLC announced today that financial advisors Brock Hively, CFP®, CPFA®, AIF®, Josh Smeltzer, PPC, AIF®, Aaron Gingrich, CPFA®, AIF®, and Emily Sides, CPFA®, AIF® have joined LPL Financial to launch a new independent practice, Sides...
Oct 05, 2023 04:05 pm ET
LPL Financial Announces Third Quarter 2023 Earnings Release Date and Conference Call
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of LPL Financial LLC, announced today it will report third quarter financial results after the market closes on October 26. The Company will host a conference call...
Oct 05, 2023 09:00 am ET
LPL Financial Welcomes Bradford Capital Group
LPL Financial LLC announced today that financial advisors and partners Chris Bradford, CFP®, Dave Meagher and Stina Bradford have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $150...
Oct 03, 2023 09:00 am ET
Father-Daughter Financial Advisors Joe And Jamie Bryant Join Linsco By LPL Financial
LPL Financial LLC announced today that father and daughter financial advisors Joe Bryant and Jamie Bryant have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Winner’s Circle Wealth Management of LPL Financial. They...
Oct 02, 2023 09:00 am ET
PB FAM Private Wealth Launches With Linsco by LPL Financial
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisors Raanan Pritzker, CFA®, Brian Brenneman, CRPC®, and Neal Foushee, CFP®, have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch PB FAM Private Wealth....
Sep 27, 2023 09:00 am ET
LPL Financial Welcomes Vintage Financial Group
LPL Financial LLC announced today that financial advisors Patrick “Pat” M. Ricketts, MBA, AIF®, CPWA®, CFP® and Mindy S. Helfrich, CDFA® of Vintage Financial Group have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They...
Sep 25, 2023 09:00 am ET
LPL Financial Welcomes Wealth Management and Legacy Planning Group
LPL Financial LLC announced today that financial advisors Angelo Burns, Larisa Holiday, Eli Montoya and Manny Pedroza have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $260 million...
Sep 22, 2023 09:00 am ET
LPL Financial’s Greg Gates Named Chief Technology Officer of the Year
LPL Financial today announced that Greg Gates won the Chief Technology Officer of the Year award from WealthManagement.com’s 2023 industry awards program. Managing Director and Chief Technology and Information Officer Gates received the award for...
Sep 21, 2023 04:05 pm ET
LPL Financial Reports Monthly Activity for August 2023
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for August 2023. Total advisory and brokerage assets at the end of August were...
Sep 20, 2023 09:00 am ET
LPL Financial Highlights Progress of Liquidity & Succession Program
LPL Financial LLC today announces key updates on its Liquidity & Succession offering which is aimed at advisors who are seeking to monetize the business they have built either due to a desire to retire or to simply free themselves of their business...
Sep 19, 2023 08:45 am ET
Financial Advisor Aaron Cizon Joins Linsco by LPL Financial
LPL Financial LLC announced today that financial advisor Aaron Cizon has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Cizon Group Wealth Management of LPL Financial. He reported having served approximately $175 million...
Sep 18, 2023 08:15 am ET
The Francis Group at LPL Launches in California by Joining LPL Strategic Wealth Services
LPL Financial LLC announced today that Burke Francis and Christopher Francis, who have more than 80 years of combined experience, have joined LPL Financial to launch an exclusive family-focused office and independent practice, The Francis Group at...
Sep 11, 2023 08:30 am ET
Father-Son Financial Advisors Michael and Wes Climer Join Linsco by LPL Financial
LPL Financial LLC announced today that father and son financial advisors Michael Climer and South Carolina State Sen. Wes Climer have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Climer Wealth Management Group. They...
Sep 06, 2023 09:00 am ET
LPL Financial Welcomes Validus Financial Associates
LPL Financial LLC announced today that Validus Financial Associates has joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $800 million in advisory, brokerage and retirement plan...
Sep 05, 2023 09:00 am ET
Financial Advisors Ed Winegar and Gregory Berg Join Linsco by LPL Financial
LPL Financial LLC announced today that financial advisors Ed Winegar and Gregory Berg, CPWA®, CPFA®, CRPC™, CKA, have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Winegar Berg Wealth Management Powered by LPL Financial....
Aug 31, 2023 08:00 am ET
LPL Financial Welcomes Legacy Wealth Advisors, Inc.
LPL Financial LLC announced today that Legacy Wealth Advisors, Inc., has joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team reported having served approximately $280 million in advisory, brokerage and retirement plan...
Aug 30, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisors Steve Boeckmann and David Wyzgowski
LPL Financial LLC announced today that financial advisors Steve Boeckmann, CFP®, ChFC® , CRPC® and David Wyzgowski have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $350 million in...
Aug 29, 2023 09:00 am ET
LPL Financial Technology Leader Greg Gates Named CIO of the Year
LPL Financial today announced that Greg Gates, managing director and chief technology & information officer, was named CharlotteCIO CIO of the Year by the Carolina CIO ORBIE Awards. An advisory group of peers administers the award programs, which...
Aug 28, 2023 08:43 am ET
Woman-Led Revel Private Wealth Launches With Support From LPL Financial
LPL Financial LLC announced today that financial advisors Megan M. Stirrat, CFP®, CDFA®, SE-AWMA® and Tenley Y. Hardt have joined LPL Financial to launch a new independent practice, Revel Private Wealth. They chose to affiliate with LPL’s supported...
Aug 24, 2023 08:45 am ET
Prudential Financial and LPL Financial Sign Strategic Relationship Agreement to Expand Retail Wealth Management Capabilities and Drive Growth
Prudential Financial, Inc. (NYSE: PRU) (“Prudential”) and LPL Financial Holdings Inc. (Nasdaq: LPLA) (“LPL”) today announced a strategic relationship agreement designed to enhance the customer and financial professional experience for Prudential’s...
Aug 23, 2023 08:55 am ET
Commerce Financial Advisors Joins LPL Financial’s Institution Services Platform
LPL Financial LLC (“LPL Financial” or “LPL”), today announced that Commerce Financial Advisors, the retail brokerage and advisory division of Commerce Brokerage Services, Inc., a subsidiary of Commerce Bank, has joined LPL’s Institution Services...
Aug 22, 2023 09:00 am ET
Financial Advisor Matthew Holbrook Joins Linsco by LPL Financial
LPL Financial LLC announced today that financial advisor Matthew Holbrook, CFP®, has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Coastline Wealth Advisory of LPL Financial. He reported having served approximately $385...
Aug 21, 2023 08:53 am ET
LPL Financial Welcomes Watermark Wealth Management
LPL Financial LLC announced today that Watermark Wealth Management has joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team of 16 advisors reported having served approximately $1.5 billion in advisory, brokerage and...
Aug 17, 2023 04:05 pm ET
LPL Financial Reports Monthly Activity for July 2023
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for July 2023. Total advisory and brokerage assets at the end of July were...
Aug 17, 2023 09:00 am ET
LPL Financial Study Reveals How Top Advisors Achieve Extraordinary Results
LPL Financial today announced the release of a study conducted by LPL Business Solutions that examines the common strategies top-performing advisors use to achieve extraordinary business results. LPL Business Solutions acts as a strategic partner...
Aug 16, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Andrew Hayek
LPL Financial LLC announced today that financial advisor Andrew Hayek CFP® has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with existing firm Bluestone Wealth Partners. Hayek reported having served approximately $165...
Aug 15, 2023 09:00 am ET
Breakaway Wealth Management Launches with Support From LPL Financial
LPL Financial LLC announced today that financial advisors Roger Relucio CFP®, CRPC®, Pasqualino “Pat” Ruffa, CFP®, CRPC®, and David Kraus, CRPC®, have joined LPL Financial to launch a new independent practice, Breakaway Wealth Management. They...
Aug 14, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisors Colleen Schuler and John Gibson
LPL Financial LLC announced today that financial advisors Colleen Schuler, MBA, CFP® and John Gibson, CFP® have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $205 million in advisory,...
Aug 09, 2023 08:56 am ET
Financial Advisor Brendan Wood Joins Linsco by LPL Financial
LPL Financial LLC announced today that financial advisor Brendan Wood, CIMA®, has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Wood Wealth Management of LPL Financial. He reported having served approximately $130...
Aug 08, 2023 09:00 am ET
Veritas Legacy Wealth Launches With Support From LPL Financial
LPL Financial LLC announced today that financial advisor John Klein CFP®, ChFC® has joined LPL Financial to launch a new independent practice, Veritas Legacy Wealth. He’s accompanied by Blake Bailey, AAMS™, Lavona Kuhn and Summer Rudder. They chose...
Aug 05, 2023 01:00 pm ET
LPL Adds Direct Indexing to Its Model Wealth Portfolios Platform
LPL Financial today announced the availability of direct indexing within the firm’s Model Wealth Portfolios (MWP) unified managed account program. The new strategy was announced at LPL’s flagship event for financial professionals, Focus 2023, held...
Aug 05, 2023 09:00 am ET
LPL Financial Kicks Off Its 2023 Flagship Focus Conference in San Diego
LPL Financial LLC’s Focus 2023 conference kicked off at the San Diego Convention Center, providing three days of insights and inspiration centered on helping advisors capitalize on growth opportunities, improve the investor experience, and drive...
Aug 02, 2023 08:25 am ET
LPL Financial Welcomes Return of Advisor Richard Donahue
LPL Financial LLC announced today that financial advisor Richard “Dick” Donahue, CFP®, AIF®, has rejoined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $100 million in advisory, brokerage and...
Jul 31, 2023 09:00 am ET
Pinnacle Private Wealth Advisors Launches With Support From LPL Financial
LPL Financial LLC announced today that financial advisors Matt Tabler, Mark Eberle and Mark Allison have joined LPL Financial to launch a new independent practice, Pinnacle Private Wealth Advisors. They chose to affiliate with LPL’s supported...
Jul 27, 2023 04:05 pm ET
LPL Financial Announces Second Quarter 2023 Results  
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2023, reporting net income of $286 million, or $3.65 per share. This compares with $161 million, or $1.97 per share, in the...
Jul 26, 2023 04:15 pm ET
LPL Financial Names Althea Brown Chief Legal Officer
LPL Financial LLC (Nasdaq:LPLA) announced today that Althea Brown will join LPL in September as managing director and chief legal officer. She will lead the firm’s Corporate Law and Government Relations; Litigation and Regulatory Affairs; and Legal...
Jul 26, 2023 08:45 am ET
Pacific Legacy Wealth Partners Launches With Support From LPL Financial
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisors Terri L. Conger, CFP®, Joseph Blackner, CRPC®, CPFA™, Jace Kasteler, SE-AMWA and Trevor Lubereski, CPA have joined LPL to launch a new independent practice, Pacific Legacy...
Jul 25, 2023 04:00 pm ET
LPL Financial to Acquire Financial Services Provider Crown Capital Securities
LPL Financial LLC (“LPL Financial” or “LPL”) today announced that the firm has entered into a definitive purchase agreement to acquire the wealth management business of Crown Capital Securities, L.P. (“Crown Capital” or “Crown”), a full-service...
Jul 20, 2023 08:31 am ET
Advisors John Thornton and Jake Mclean Join Linsco By LPL Financial
LPL Financial LLC announced today that financial advisors John Thornton and Jake McLean have joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Capitum Wealth Management. They reported having served approximately $245 million...
Jul 19, 2023 09:00 am ET
LPL Financial Welcomes Syracuse Wealth Management
LPL Financial LLC announced today that Syracuse Wealth Management has joined LPL Financial’s broker-dealer, RIA and custodial platforms. The team of six advisors reported having served approximately $250 million in advisory, brokerage and...
Jul 18, 2023 09:00 am ET
LPL Financial to Support the NGLCC to Advance LGBTQ+ Business Ownership, Expand Access to Financial Advice
LPL Financial furthers its commitment to expanding the diversity and reach of financial professionals with its support of the National LGBT Chamber of Commerce (NGLCC) and the LGBTQ+ advisor business community. “LPL is proud to partner with...
Jul 17, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Laura Evans
LPL Financial LLC announced today that financial advisor Laura Evans CFP®, CLU®, ChFC®, AAMS®, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. She reported having served approximately $235 million in advisory, brokerage and...
Jul 13, 2023 09:00 am ET
LPL Financial Welcomes Advanced Benefit Systems
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisors Jerry Kanter and Scott Mason with Advanced Benefit Systems have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately...
Jul 12, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor David W. Rodgers
LPL Financial LLC announced today that financial advisor David W. Rodgers CFP®, has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with existing firm Independent Advisor Group (IAG). He reported having served...
Jul 11, 2023 09:00 am ET
LPL Financial Publishes Midyear Outlook 2023
LPL Financial LLC today released the firm’s Midyear Outlook 2023 report, in which LPL’s Research team discusses the work that lies ahead in the second half of 2023. The report includes insights and analysis of the economy and markets, and is...
Jul 11, 2023 08:00 am ET
FINANCIAL ADVISOR BART DELUCA JOINS LPL FINANCIAL TO OPEN MARYLAND OFFICE WITH INTRUA FINANCIAL
LPL Financial LLC announced today that financial advisor Bart DeLuca CFP®, CIMA® has joined LPL Financial’s broker-dealer and custodial platforms, aligned with existing RIA firm Intrua Financial. He reported having served approximately $165 million...
Jul 10, 2023 09:00 am ET
LPL Financial Welcomes 509 Wealth Management
LPL Financial LLC announced today that financial advisor Jason Johnson, CRPC and the team at 509 Wealth Management have joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $400 million in...
Jul 06, 2023 04:05 pm ET
LPL Financial Announces Second Quarter 2023 Earnings Release Date and Conference Call
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of LPL Financial LLC, announced today it will report second quarter financial results after the market closes on July 27. The Company will host a conference call to...
Jul 06, 2023 09:00 am ET
LPL Financial Welcomes Sopher Financial Group
LPL Financial LLC announced today that the family team at Sopher Financial Group has joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $200 million in advisory, brokerage and retirement...
Jul 05, 2023 04:05 pm ET
LPL Financial Adds Returning Leader to Strategic Business Development
LPL Financial LLC announced today that Jeremy Holly has rejoined the firm as executive vice president, Strategic Business Development. He will oversee efforts to build out the firm’s Liquidity & Succession and M&A Solutions functions.  “We’re...
Jul 03, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Buddy Favor
LPL Financial LLC announced today that financial advisor Buddy Favor has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $115 million in advisory, brokerage and retirement plan assets*, and...
Jun 28, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisors Scott Hartman And Adam Johnston
LPL Financial LLC announced today that financial advisors Scott Hartman AIF®, CRC® and Adam Johnston have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $375 million in advisory,...
Jun 26, 2023 09:00 am ET
Omnia Wealth Group Launches With Support From LPL Financial
LPL Financial LLC (Nasdaq: LPLA) announced today that financial advisors Isaac J. Hart, CFP®, ChFC®, Robert Entwistle Jr., Matthew L Malvitz and Sam Asani CFP®, ChFC®, AAMS™ have joined LPL Financial to launch a new independent office, Omnia Wealth...
Jun 22, 2023 09:00 am ET
LPL Financial Welcomes Blue Sky Wealth Management
LPL Financial LLC announced today that financial advisors Joe Di Biasi and Greg McElheny, along with the team at Blue Sky Wealth Management, have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served...
Jun 21, 2023 07:30 am ET
LPL Financial Reports Monthly Activity For May 2023
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for May 2023. Total advisory and brokerage assets at the end of May were...
Jun 20, 2023 09:00 am ET
Advisor Christopher J. Coffin Joins Linsco By LPL Financial
LPL Financial LLC announced today that financial advisor Christopher J. Coffin, CRPC®, CPFA®, has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Coffin Financial Group. He reported having served approximately $325 million...
Jun 15, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Adam Legate
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisor Adam Legate of VFG Wealth Management and Benefit Solutions has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $230...
Jun 14, 2023 09:00 am ET
LPL Financial Welcomes Forte Financial Planning
LPL Financial LLC announced today that financial advisor Brian Olson CFP®, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $150 million in advisory, brokerage and retirement plan...
Jun 13, 2023 09:00 am ET
LPL Financial Appoints Two New Strategists to Its Investment Research Team
LPL Financial today announced the appointment of Kristian Kerr as senior vice president, head of macro strategy and Jina Yoon, CFA, as vice president, chief alternative investment strategist for the firm’s Research team. LPL Research provides...
Jun 12, 2023 09:00 am ET
LPL Welcomes Florida-Based Independent Practice Van Buren Wealth Management
LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisors Rodney Van Buren and Whitney Colton have joined LPL Financial’s broker-dealer, RIA and custodial platforms. The advisors reported having served approximately $200 million in...
Jun 08, 2023 09:00 am ET
LPL Financial Welcomes Integrity Wealth Advisor Group
LPL Financial LLC announced today that financial advisors Todd Rosel, AAMS, and Larry D. Smith have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately $310 million in advisory, brokerage and...
Jun 06, 2023 09:00 am ET
LPL Financial Welcomes Hoff Bujnoch & Associates
LPL Financial LLC announced today that financial advisor Digger Bujnoch CFP®, and the team at Hoff Bujnoch & Associates has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $150 million in...
Jun 05, 2023 09:00 am ET
Advisor Amy S. Lawrence Joins LPL Financial to Launch Independent Practice
LPL Financial LLC announced today that financial advisor Amy S. Lawrence has joined LPL Financials’ broker-dealer, RIA and custodial platforms. She reported having served approximately $475 million in advisory, retirement plan, banking and credit...
Jun 01, 2023 09:00 am ET
LPL Financial Technology Invests in Advisor and Investor Experience With Addition of New Executives
LPL Financial LLC announced today that its technology executive team has added Nitesh Ambastha as executive vice president and Group CIO of Technology Investor Experience and Kristie Edling-Day as executive vice president and Group CIO of...
May 31, 2023 09:25 am ET
LPL Financial Welcomes Return of Individual Financial Services
LPL Financial LLC announced today that financial advisor Neil Pettes, CFP® and the team at Individual Financial Services have returned to LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $400...
May 30, 2023 09:00 am ET
Father-Son Team Joins LPL Financial to Launch Wiser Advisor Group
LPL Financial LLC announced today that financial advisors Larry Lytle, CFP®, and Zach Lytle, CEPA®, have launched an independent practice, Wiser Advisor Group, LLC (“Wiser Advisor”), and joined LPL Financial’s broker-dealer, RIA and custodial...
May 25, 2023 09:00 am ET
LPL Financial Welcomes New Chief Analytics and Data Officer to Amplify Artificial Intelligence Initiatives
LPL Financial announced the appointment of Vivek Pappu to the Investor and Investment Solutions team as executive vice president and chief analytics and data officer. This position reflects LPL’s goal of continuous evolution in the delivery of...
May 24, 2023 09:00 am ET
Advisor Jonathan Kesselman Joins LPL Financial to Launch Independent Practice
LPL Financial LLC announced today that financial advisor Jonathan Kesselman CFP®, has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $220 million in advisory, brokerage and retirement plan...
May 22, 2023 09:00 am ET
Bridgewright Wealth Partners Launches With Support From LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisors Bruce Pienton and Scott O’Mara CFP®, CRPS, AAMS, have launched a new independent practice, Bridgewright Wealth Partners, through affiliation with LPL Strategic Wealth Services, the firm’s...
May 18, 2023 09:00 am ET
LPL Financial Launches Outside Counsel DEI Awards Program to Advance Diversity Within Financial Services
LPL Financial LLC launched its Diversity, Equity and Inclusion (DEI) Awards program as part of its partnership with the American Bar Association and the Commission on Racial and Ethnic Diversity in the Profession, to promote diversity in the legal...
May 18, 2023 08:00 am ET
LPL Financial, Bleakley Financial Group Welcome Amwell Ridge Wealth Management
LPL Financial LLC announced today that Amwell Ridge Wealth Management, led by Managing Partner David Johnston, CFP®, has joined LPL Financial’s broker-dealer, corporate (RIA) and custodial platforms, aligning with Bleakley Financial Group, an...
May 18, 2023 12:15 am ET
SHAREHOLDER ACTION NOTICE: The Schall Law Firm Announces it is Investigating Claims Against LPL Financial Holdings Inc. and Encourages Investors with Losses to Contact the Firm
LOS ANGELES, CA / ACCESSWIRE / May 18, 2023 / The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. ("LPL" or "the Company") (NASDAQ:LPLA) for violations of the securities laws.
May 17, 2023 04:05 pm ET
LPL Financial Reports Monthly Activity for April 2023
LPL Financial LLC ("LPL Financial"), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for April 2023. Total advisory and brokerage assets at the end of April were...
May 16, 2023 09:00 am ET
LPL Financial Welcomes Hedberg Wealth Managment
LPL Financial LLC announced today that financial advisor Jeff Hedberg and the team at Hedberg Wealth Management has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $150 million in advisory,...
May 15, 2023 02:23 pm ET
ROSEN, A GLOBALLY RESPECTED LAW FIRM, Encourages LPL Financial Holdings Inc. Investors to Inquire About Class Action Investigation – LPLA
WHY: Rosen Law Firm, a global investor rights law firm, announces an investigation of potential securities claims on behalf of shareholders of LPL Financial Holdings Inc. (NASDAQ: LPLA) resulting from allegations that LPL Financial may have...
May 15, 2023 09:00 am ET
LPL Financial Welcomes Five-Advisor Team to Its Institution Services Platform
LPL Financial LLC announced today that financial advisors Indya Kellman, Tim Mol, CFP®, and Pier Mutovic have joined LPL’s Institution Services platform, aligning with Affinity Federal Credit Union’s wealth management program. The advisors reported...
May 10, 2023 02:29 pm ET
ROSEN, A LONGSTANDING LAW FIRM, Encourages LPL Financial Holdings Inc. Investors to Inquire About Class Action Investigation – LPLA
WHY: Rosen Law Firm, a global investor rights law firm, announces an investigation of potential securities claims on behalf of shareholders of LPL Financial Holdings Inc. (NASDAQ: LPLA) resulting from allegations that LPL Financial may have issued...
May 10, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Michelle Brennan Hall
LPL Financial LLC announced today that financial advisor Michelle Brennan Hall of Brennan Wealth Advisors, LLC has joined LPL Financial’s broker-dealer, RIA and custodial platforms. She reported having served approximately $220 million in advisory,...
May 08, 2023 09:00 am ET
LPL Financial Welcomes New Father-Son Linsco Team
LPL Financial LLC announced today that financial advisors Jeffrey Katz CIMA, and Justin Katz have joined LPL’s employee advisor channel, Linsco by LPL Financial (“Linsco”), to launch their practice, Katz Wealth Advisors of LPL Financial. They...
May 04, 2023 09:00 am ET
LPL Financial Welcomes Landmark Capital
LPL Financial LLC announced today that financial advisors Thomas Reynolds, CFP® and Kathleen Gfrorer, CFP® of Landmark Capital, Inc. have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported having served approximately...
May 03, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Nate Carlon
LPL Financial LLC announced today that financial advisor Nate Carlon of Carlon Wealth Advisors has joined LPL Financial’s broker-dealer, RIA and custodial platforms. He reported having served approximately $300 million in advisory, brokerage and...
May 02, 2023 08:55 am ET
Advisor Growth Strategies Study Reveals Top Factors Driving M&A Market, Firm Valuations
LPL Financial LLC (Nasdaq: LPLA) (“LPL Financial” or “LPL”), today announced the release of a study conducted by Advisor Growth Strategies (AGS), sponsored by LPL, describing key issues impacting today’s wealth management M&A market and their...
Apr 27, 2023 04:05 pm ET
LPL Financial Announces First Quarter 2023 Results
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2023, reporting net income of $339 million, or $4.24 per share. This compares with $134 million, or $1.64 per share, in the...
Apr 24, 2023 02:23 pm ET
SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of LPL Financial Holdings Inc. - LPLA
Pomerantz LLP is investigating claims on behalf of investors of LPL Financial Holdings Inc. (“LPL” or the “Company”) (NASDAQ: LPLA).   Such investors are advised to contact Robert S. Willoughby at  [email protected] or 888-476-6529, ext. 7980....
Apr 24, 2023 09:00 am ET
LPL Financial Welcomes Financial Advisor Dustin Mac Brown and His Team
LPL Financial LLC announced today that financial advisor Dustin Mac Brown CFP®, AAMS® has joined LPL Financials’ broker-dealer, RIA and custodial platforms. He reported having served approximately $190 million in advisory, brokerage and retirement...
Apr 20, 2023 09:00 am ET
Sheehan Wealth Partners Joins LPL Strategic Wealth Services
LPL Financial LLC announced today that financial advisors James Sheehan CFP®, CPWA®, and Shawn Tighe CFP®, have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They become the 30th team to join LPL Strategic Wealth Services, the...
Apr 19, 2023 08:52 pm ET
LPLA INVESTOR NEWS: ROSEN, A GLOBALLY RECOGNIZED FIRM, Encourages LPL Financial Holdings Inc. Investors to Inquire About Class Action Investigation – LPLA
WHY: Rosen Law Firm, a global investor rights law firm, announces an investigation of potential securities claims on behalf of shareholders of LPL Financial Holdings Inc. (NASDAQ: LPLA) resulting from allegations that LPL Financial may have...
Apr 19, 2023 08:55 am ET
BCU and BCU Wealth Advisors, LLC, Partner with CUNA Mutual Group
CUNA Mutual Group is pleased to announce an agreement to provide BCU, a fast-growing credit union, and BCU Wealth Advisors, LLC, a fee-based investment advisor, a powerful combination of CUNA Mutual Group and the investment and wealth management...
Apr 18, 2023 09:00 am ET
LPL Financial Welcomes CG Advisor Network
LPL Financial LLC announced today that CG Advisor Network (CGAN), an entity of the RIA CG Advisory Services, has selected LPL as its primary custodian and exclusive broker-dealer. They reported having served approximately $3.1 billion in advisory...
Apr 16, 2023 03:11 pm ET
SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of LPL Financial Holdings Inc. - LPLA
Pomerantz LLP is investigating claims on behalf of investors of LPL Financial Holdings Inc. (“LPL” or the “Company”) (NASDAQ: LPLA). Such investors are advised to contact Robert S. Willoughby at [email protected] or 888-476-6529, ext. 7980....
Apr 13, 2023 02:49 pm ET
LPLA LOSS ALERT: ROSEN, A LEADING LAW FIRM, Encourages LPL Financial Holdings Inc. Investors to Inquire About Class Action Investigation - LPLA
NEW YORK, April 13, 2023 /PRNewswire/ -- Rosen Law Firm, a global investor rights law firm, announces an investigation of potential securities claims on behalf of shareholders of LPL Financial Holdings Inc. (NASDAQ: LPLA) resulting from allegations that LPL Financial may have issued materially misleading business information to the investing public.
Apr 13, 2023 09:00 am ET
LPL Financial Welcomes One2One Wealth Strategies
LPL Financial LLC announced today that One2One Wealth Strategies has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with Mariner Advisor Network. The team reported having served approximately $400 million in advisory,...
Apr 11, 2023 09:15 am ET
INVESTIGATION REMINDER: The Schall Law Firm Announces it is Investigating Claims Against LPL Financial Holdings Inc. and Encourages Investors with Losses to Contact the Firm
The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. (“LPL” or “the Company”) (NASDAQ:
Apr 11, 2023 08:55 am ET
LPL Financial Welcomes C&N Wealth Management to Its Institution Services Platform
LPL Financial LLC announced today that C&N Wealth Management, a subsidiary of Citizens & Northern Corporation (“C&N”) (Nasdaq: CZNC), has joined LPL Financial’s Institution Services platform. The program’s financial professionals reported having...
Apr 10, 2023 02:22 pm ET
INVESTIGATION ALERT: The Schall Law Firm Announces it is Investigating Claims Against LPL Financial Holdings Inc. and Encourages Investors with Losses to Contact the Firm
The Schall Law Firm, a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of LPL Financial Holdings Inc. (“LPL” or “the Company”) (NASDAQ:
Apr 10, 2023 09:52 am ET
EQUITY ALERT: ROSEN, A TOP RANKED LAW FIRM, Encourages LPL Financial Holdings Inc. Investors with Losses to Inquire About Class Action Investigation – LPLA
WHY: Rosen Law Firm, a global investor rights law firm, announces an investigation of potential securities claims on behalf of shareholders of LPL Financial Holdings Inc. (NASDAQ: LPLA) resulting from allegations that LPL may have issued materially misleading business information to the investing public.
Apr 09, 2023 02:35 am ET
SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of LPL Financial Holdings Inc. - LPLA
Pomerantz LLP is investigating claims on behalf of investors of LPL Financial Holdings Inc. (“LPL” or the “Company”) (NASDAQ: LPLA). Such investors are advised to contact Robert S. Willoughby at [email protected] or 888-476-6529, ext. 7980....

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