Axos Financial Inc (N:AX)

INK Ultra Money Free

Latest 10 SEC filings (by transaction date) for AX within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 29th, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 20/20 Nov 10/20 Constantine Thomas M Direct Ownership Common Stock S - Open market or private sale -4,500 $32.93
Nov 2/20 Oct 30/20 Black J Brandon Direct Ownership Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -1,265  
Nov 2/20 Oct 30/20 Black J Brandon Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -636 $27.26
Nov 2/20 Oct 30/20 Black J Brandon Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 1,265 $27.26
Sep 25/20 Sep 23/20 Grinberg Paul Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -495 $21.55
Sep 9/20 Sep 6/20 Tolla John Charles Direct Ownership Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -1,046  
Sep 9/20 Sep 6/20 Tolla John Charles Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -361 $24.91
Sep 9/20 Sep 6/20 Tolla John Charles Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 1,046 $24.91
Sep 9/20 Sep 6/20 Swanson Brian D Direct Ownership Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -2,136  
Sep 9/20 Sep 6/20 Swanson Brian D Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -738 $24.91
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for AX within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 29th, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 20/20 Nov 10/20 Constantine Thomas M Direct Ownership Common Stock S - Open market or private sale -4,500 $32.93
Nov 2/20 Oct 30/20 Black J Brandon Direct Ownership Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -1,265  
Nov 2/20 Oct 30/20 Black J Brandon Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -636 $27.26
Nov 2/20 Oct 30/20 Black J Brandon Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 1,265 $27.26
Sep 25/20 Sep 23/20 Grinberg Paul Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -495 $21.55
Sep 9/20 Sep 5/20 Ratinoff Edward James Direct Ownership Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -2,667  
Sep 9/20 Sep 5/20 Ratinoff Edward James Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,341 $24.91
Sep 9/20 Sep 5/20 Ratinoff Edward James Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 2,667 $24.91
Sep 9/20 Sep 5/20 Nick Mosich Direct Ownership Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -3,400  
Sep 9/20 Sep 5/20 Nick Mosich Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,710 $24.91
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Competitors

Competitors with Recent Insider Filings
Flagstar Bancorp (N:FBC)
BankUnited (N:BKU)
SVB Financial Group (OQ:SIVB)

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