CASI Pharmaceuticals Inc (OQ:CASI)

Business Focus: Biotechnology & Medical Research

Latest 10 SEC filings (by transaction date) for CASI within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
Jul 13/18 Jul 12/18 Capitelli Sara B Direct Ownership Employee Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -35,000  
Jul 13/18 Jul 12/18 Capitelli Sara B Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -26,600 $7.49
Jul 13/18 Jul 12/18 Capitelli Sara B Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -8,400 $7.49
Jul 13/18 Jul 12/18 Capitelli Sara B Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 35,000 $1.99
Jul 3/18 Jun 29/18 Shrotriya Rajesh C Md Direct Ownership Stock Options (Right to Buy) A - Grant, award or other under Rule 16b-3(d) 35,000  
Jul 3/18 Jun 29/18 Huang James Direct Ownership Stock Options (Right to Buy) A - Grant, award or other under Rule 16b-3(d) 50,000  
Jul 3/18 Jun 29/18 Zhou Quan Direct Ownership Stock Options (Right to Buy) A - Grant, award or other under Rule 16b-3(d) 50,000  
Jul 3/18 Jun 29/18 Salisbury Franklin Cary jr Direct Ownership Stock Options (Right to Buy) A - Grant, award or other under Rule 16b-3(d) 35,000  
Jul 3/18 Jun 29/18 Wu Alex Direct Ownership Stock Options (Right to Buy) A - Grant, award or other under Rule 16b-3(d) 35,000  
Jun 12/18 Jun 11/18 He Wei-Wu Direct Ownership Stock Options (Right to Buy) A - Grant, award or other under Rule 16b-3(d) 1,000,000  
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
Latest 10 SEC filings (by filing date) for CASI within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
Jul 13/18 Jul 12/18 Capitelli Sara B Direct Ownership Employee Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -35,000  
Jul 13/18 Jul 12/18 Capitelli Sara B Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -26,600 $7.49
Jul 13/18 Jul 12/18 Capitelli Sara B Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -8,400 $7.49
Jul 13/18 Jul 12/18 Capitelli Sara B Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 35,000 $1.99
Jul 3/18 Jun 29/18 Shrotriya Rajesh C Md Direct Ownership Stock Options (Right to Buy) A - Grant, award or other under Rule 16b-3(d) 35,000  
Jul 3/18 Jun 29/18 Huang James Direct Ownership Stock Options (Right to Buy) A - Grant, award or other under Rule 16b-3(d) 50,000  
Jul 3/18 Jun 29/18 Zhou Quan Direct Ownership Stock Options (Right to Buy) A - Grant, award or other under Rule 16b-3(d) 50,000  
Jul 3/18 Jun 29/18 Salisbury Franklin Cary jr Direct Ownership Stock Options (Right to Buy) A - Grant, award or other under Rule 16b-3(d) 35,000  
Jul 3/18 Jun 29/18 Wu Alex Direct Ownership Stock Options (Right to Buy) A - Grant, award or other under Rule 16b-3(d) 35,000  
Jun 12/18 Jun 11/18 He Wei-Wu Direct Ownership Stock Options (Right to Buy) A - Grant, award or other under Rule 16b-3(d) 1,000,000  
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
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