Herzfeld Caribbean Basin Fund Inc (OQ:CUBA)
Business Focus: Closed End Funds
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| Latest 10 SEC filings (by transaction date) for CUBA within the last 6 months | [?] |
 Amended Filing  Footnote and/or Remark | |
As of 11:59pm ET April 19th, 2024
| Filing Date | Transaction Date | Insider Name | Ownership Type | Securities | Nature of transaction | Volume or Value | Price |
|---|---|---|---|---|---|---|---|
| Apr 15/24 | Apr 12/24 | Paylor Ryan M | Direct Ownership | Common stock | A - Grant, award or other under Rule 16b-3(d) | 4,053 | $2.46 |
| Mar 26/24 | Mar 19/24 | Herzfeld Thomas J | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -229,498 | $3.38 |
| Mar 26/24 | Mar 19/24 | Paylor Ryan M | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -2,939 | $3.38 |
| Mar 26/24 | Mar 19/24 | Gelety John A | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -908 | $3.38 |
| Mar 26/24 | Mar 19/24 | Herzfeld Erik Mervin | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -64,131 | $3.38 |
| Mar 21/24 | Mar 19/24 | Herzfeld Erik Mervin | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -64,010 | $3.38 |
| Mar 21/24 | Mar 19/24 | Gelety John A | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -906 | $3.38 |
| Mar 21/24 | Mar 19/24 | Herzfeld Thomas J | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -229,068 | $3.38 |
| Mar 21/24 | Mar 19/24 | Paylor Ryan M | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -2,934 | $3.38 |
| Feb 2/24 | Jan 31/24 | Tatum Kay W | Direct Ownership | Common stock | J - Other transaction | 171 | $2.63 |
| Sign up or login above to see all SEC filings within the past 6 months. | |||||||
| Latest 10 SEC filings (by filing date) for CUBA within the last 6 months | [?] |
| Amended Filing Footnote and/or Remark | |
As of 11:59pm ET April 19th, 2024
| Filing Date | Transaction Date | Insider Name | Ownership Type | Securities | Nature of transaction | Volume or Value | Price |
|---|---|---|---|---|---|---|---|
| Apr 15/24 | Apr 12/24 | Paylor Ryan M | Direct Ownership | Common stock | A - Grant, award or other under Rule 16b-3(d) | 4,053 | $2.46 |
| Mar 26/24 | Mar 19/24 | Herzfeld Thomas J | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -229,498 | $3.38 |
| Mar 26/24 | Mar 19/24 | Paylor Ryan M | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -2,939 | $3.38 |
| Mar 26/24 | Mar 19/24 | Gelety John A | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -908 | $3.38 |
| Mar 26/24 | Mar 19/24 | Herzfeld Erik Mervin | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -64,131 | $3.38 |
| Mar 21/24 | Mar 19/24 | Herzfeld Erik Mervin | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -64,010 | $3.38 |
| Mar 21/24 | Mar 19/24 | Gelety John A | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -906 | $3.38 |
| Mar 21/24 | Mar 19/24 | Herzfeld Thomas J | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -229,068 | $3.38 |
| Mar 21/24 | Mar 19/24 | Paylor Ryan M | Direct Ownership | Common stock | D - Disposition to issuer under Rule 16b-3(e) | -2,934 | $3.38 |
| Feb 2/24 | Jan 31/24 | Tatum Kay W | Direct Ownership | Common stock | J - Other transaction | 171 | $2.63 |
| Sign up or login above to see all SEC filings within the past 6 months. | |||||||
| Sign up or login above to see the past 6 months of filings sorted by insider. . |
Competitors
| Competitors with Recent Insider Filings |
| SLR Investment (OQ:SLRC) |
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