Gladstone Investment Corporation (OQ:GAIN)

Business Focus: Closed End Funds

Latest 10 SEC filings (by transaction date) for GAIN within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET September 17th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Sep 16/19 Sep 13/19 Dullum David A R Direct Ownership Common Stock P - Open market or private purchase 2,400 $12.44
Sep 11/19 Sep 9/19 Gladstone David Direct Ownership Common Stock P - Open market or private purchase 20,581 $11.99
Aug 19/19 Aug 16/19 Brubaker Terry Lee Direct Ownership Common Stock S - Open market or private sale -21,502 $11.52
Aug 15/19 Aug 14/19 Brubaker Terry Lee Direct Ownership Common Stock S - Open market or private sale -21,502 $11.38
Jun 6/19 Jun 4/19 Dullum David A R Direct Ownership Common Stock P - Open market or private purchase 2,000 $11.10
Dec 12/18 Dec 12/18 Dullum David A R Direct Ownership Common Stock P - Open market or private purchase 1,400 $9.90
Nov 13/18 Nov 8/18 Dullum David A R Direct Ownership Common Stock P - Open market or private purchase 5,600 $9.94
Nov 9/18 Nov 8/18 Ryan Julia Direct Ownership Common stock P - Open market or private purchase 1,500 $9.98
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for GAIN within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET September 17th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Sep 16/19 Sep 13/19 Dullum David A R Direct Ownership Common Stock P - Open market or private purchase 2,400 $12.44
Sep 11/19 Sep 9/19 Gladstone David Direct Ownership Common Stock P - Open market or private purchase 20,581 $11.99
Aug 19/19 Aug 16/19 Brubaker Terry Lee Direct Ownership Common Stock S - Open market or private sale -21,502 $11.52
Aug 15/19 Aug 14/19 Brubaker Terry Lee Direct Ownership Common Stock S - Open market or private sale -21,502 $11.38
Jun 6/19 Jun 4/19 Dullum David A R Direct Ownership Common Stock P - Open market or private purchase 2,000 $11.10
Dec 12/18 Dec 12/18 Dullum David A R Direct Ownership Common Stock P - Open market or private purchase 1,400 $9.90
Nov 13/18 Nov 8/18 Dullum David A R Direct Ownership Common Stock P - Open market or private purchase 5,600 $9.94
Nov 9/18 Nov 8/18 Ryan Julia Direct Ownership Common stock P - Open market or private purchase 1,500 $9.98
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