Hamilton Lane Inc (OQ:HLNE)

Business Focus: Investment Management

Latest 10 SEC filings (by transaction date) for HLNE within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET July 22nd, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jun 6/19 Jun 5/19 Kelly Michael John Direct Ownership Class A Common Stock S - Open market or private sale -3,792 $52.79
Mar 18/19 Mar 14/19 Rogers Hartley R. Indirect Ownership Class B Units J - Other transaction -400,000 $45.65
Mar 18/19 Mar 14/19 Rogers Hartley R. Indirect Ownership Class B Common Stock J - Other transaction -400,000 $0.001
Mar 18/19 Mar 14/19 Rogers Hartley R. Direct Ownership Class A Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -19,236 $43.55
Mar 18/19 Mar 14/19 Rogers Hartley R. Direct Ownership Class A Common Stock A - Grant, award or other under Rule 16b-3(d) 16,103  
Mar 18/19 Mar 14/19 Gavalis Lydia Direct Ownership Class A Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -186 $43.55
Mar 18/19 Mar 14/19 Gavalis Lydia Direct Ownership Class A Common Stock A - Grant, award or other under Rule 16b-3(d) 2,239  
Mar 18/19 Mar 14/19 Brennan Stephen R. Indirect Ownership Class C Units J - Other transaction -20,000 $45.65
Mar 18/19 Mar 14/19 Brennan Stephen R. Direct Ownership Class A Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -4,057 $43.55
Mar 18/19 Mar 14/19 Brennan Stephen R. Direct Ownership Class A Common Stock A - Grant, award or other under Rule 16b-3(d) 5,925  
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Latest 10 SEC filings (by filing date) for HLNE within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET July 22nd, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jun 6/19 Jun 5/19 Kelly Michael John Direct Ownership Class A Common Stock S - Open market or private sale -3,792 $52.79
May 15/19 Sep 1/18 Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated 11/25/2008 Indirect Ownership Class B Units Form 5 : Annual Statement of Beneficial Ownership of Securities -363,760  
May 15/19 Sep 1/18 Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated 11/25/2008 Direct Ownership Class B Common Stock Form 5 : Annual Statement of Beneficial Ownership of Securities -363,760  
May 15/19 Sep 1/18 Whittemore Edward B. Indirect Ownership Class B Units Form 5 : Annual Statement of Beneficial Ownership of Securities 181,880  
May 15/19 Sep 1/18 Whittemore Edward B. Direct Ownership Class B Common Stock Form 5 : Annual Statement of Beneficial Ownership of Securities 181,880  
May 15/19 Dec 1/18 2008 Grantor Retained Annuity Trust of Mario Giannini, Trustee Joseph G. Maniaci, Esq. Direct Ownership Class B Units Form 5 : Annual Statement of Beneficial Ownership of Securities -727,296  
May 15/19 Dec 1/18 2008 Grantor Retained Annuity Trust of Mario Giannini, Trustee Joseph G. Maniaci, Esq. Direct Ownership Class B Common Stock Form 5 : Annual Statement of Beneficial Ownership of Securities -727,296  
May 15/19 Sep 1/18 Whittemore Laurence Indirect Ownership Class B Units Form 5 : Annual Statement of Beneficial Ownership of Securities 181,880  
May 15/19 Sep 1/18 Whittemore Laurence Direct Ownership Class B Common Stock Form 5 : Annual Statement of Beneficial Ownership of Securities 181,880  
May 15/19 Dec 5/18 Kelly Michael John Indirect Ownership Class C Units Form 5 : Annual Statement of Beneficial Ownership of Securities -43,800  
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