Hercules Capital Inc (N:HTGC)

Business Focus: Closed End Funds

Latest 10 SEC filings (by transaction date) for HTGC within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET July 21st, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jul 18/19 Jul 17/19 Bluestein Scott Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 76,923 $13.00
Jul 11/19 Jul 9/19 Bluestein Scott Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -3,406 $12.91
Jul 11/19 Jul 9/19 Grace Melanie Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -410 $12.91
Jul 5/19 May 30/19 Ho Doreen Woo Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 4,604 $13.03
Jul 5/19 May 30/19 Hoffman Joseph F Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 4,604 $13.03
May 22/19 May 20/19 Foster Carol L Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 86 $13.13
May 22/19 May 20/19 Crowell Gayle A Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 108 $13.13
May 22/19 May 20/19 Titinger Jorge Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 100 $13.13
May 22/19 May 20/19 Koenig Bradford C. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 98 $13.13
May 22/19 May 20/19 Ho Doreen Woo Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 100 $13.13
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Latest 10 SEC filings (by filing date) for HTGC within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET July 21st, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jul 18/19 Jul 17/19 Bluestein Scott Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 76,923 $13.00
Jul 11/19 Jul 9/19 Bluestein Scott Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -3,406 $12.91
Jul 11/19 Jul 9/19 Grace Melanie Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -410 $12.91
Jul 5/19 May 30/19 Ho Doreen Woo Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 4,604 $13.03
Jul 5/19 May 30/19 Hoffman Joseph F Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 4,604 $13.03
May 22/19 May 20/19 Foster Carol L Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 86 $13.13
May 22/19 May 20/19 Crowell Gayle A Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 108 $13.13
May 22/19 May 20/19 Titinger Jorge Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 100 $13.13
May 22/19 May 20/19 Koenig Bradford C. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 98 $13.13
May 22/19 May 20/19 Ho Doreen Woo Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 100 $13.13
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