Hercules Capital Inc (N:HTGC)

Latest 10 SEC filings (by transaction date) for HTGC within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 14th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Oct 11/19 Oct 9/19 Bluestein Scott Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -3,435 $13.14
Oct 11/19 Oct 9/19 Grace Melanie Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -409 $13.14
Sep 30/19 Sep 26/19 Titinger Jorge Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 3,759 $13.30
Sep 30/19 Sep 26/19 Hoffman Joseph F Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 3,759 $13.30
Sep 30/19 Sep 26/19 Foster Carol L Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 3,759 $13.30
Sep 30/19 Sep 26/19 Fallon Thomas J Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 3,759 $13.30
Sep 30/19 Sep 26/19 Crowell Gayle A Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 3,759 $13.30
Aug 20/19 Aug 19/19 Foster Carol L Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 94 $12.74
Aug 20/19 Aug 19/19 Ho Doreen Woo Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 109 $12.74
Aug 20/19 Aug 19/19 Crowell Gayle A Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 118 $12.74
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Latest 10 SEC filings (by filing date) for HTGC within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 14th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Oct 11/19 Oct 9/19 Bluestein Scott Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -3,435 $13.14
Oct 11/19 Oct 9/19 Grace Melanie Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -409 $13.14
Sep 30/19 Sep 26/19 Titinger Jorge Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 3,759 $13.30
Sep 30/19 Sep 26/19 Hoffman Joseph F Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 3,759 $13.30
Sep 30/19 Sep 26/19 Foster Carol L Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 3,759 $13.30
Sep 30/19 Sep 26/19 Fallon Thomas J Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 3,759 $13.30
Sep 30/19 Sep 26/19 Crowell Gayle A Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 3,759 $13.30
Aug 20/19 Aug 19/19 Foster Carol L Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 94 $12.74
Aug 20/19 Aug 19/19 Ho Doreen Woo Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 109 $12.74
Aug 20/19 Aug 19/19 Crowell Gayle A Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 118 $12.74
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