Nuveen Floating Rate Income Opportnty Fd (N:JRO)

INK Ultra Money Free

Latest 10 SEC filings (by transaction date) for JRO within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 29th, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 20/20 Nov 9/20 Knights Of Columbus Direct Ownership Preferred Stock 6706ENAC4 S - Open market or private sale -30,000,000 $100.00
Nov 20/20 Oct 28/20 Knights Of Columbus Direct Ownership Preferred Stock 6706ENAC4 S - Open market or private sale -15,000,000 $100.00
Oct 6/20 Oct 5/20 Saba Capital Management, L.P. Indirect Ownership Common Stock P - Open market or private purchase 128,002 $8.31
Oct 6/20 Oct 2/20 Saba Capital Management, L.P. Indirect Ownership Common Stock P - Open market or private purchase 28,905 $8.19
Oct 2/20 Sep 30/20 Saba Capital Management, L.P. Indirect Ownership Common Stock P - Open market or private purchase 62,000 $8.22
Sep 30/20 Sep 29/20 Saba Capital Management, L.P. Indirect Ownership Common Stock P - Open market or private purchase 11,008 $8.19
Sep 8/20 Sep 8/20 Saba Capital Management, L.P. Indirect Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Aug 25/20 Mar 31/20 Caraher Scott C. Direct Ownership Common Stock P - Open market or private purchase 5,000 $7.37
Apr 1/20 Mar 30/20 Caraher Scott C. Direct Ownership Common Stock P - Open market or private purchase 3,000 $7.02
Mar 27/20 Mar 25/20 Caraher Scott C. Direct Ownership Common Stock P - Open market or private purchase 2,000 $6.65
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for JRO within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 29th, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 20/20 Nov 9/20 Knights Of Columbus Direct Ownership Preferred Stock 6706ENAC4 S - Open market or private sale -30,000,000 $100.00
Nov 20/20 Oct 28/20 Knights Of Columbus Direct Ownership Preferred Stock 6706ENAC4 S - Open market or private sale -15,000,000 $100.00
Oct 6/20 Oct 5/20 Saba Capital Management, L.P. Indirect Ownership Common Stock P - Open market or private purchase 128,002 $8.31
Oct 6/20 Oct 2/20 Saba Capital Management, L.P. Indirect Ownership Common Stock P - Open market or private purchase 28,905 $8.19
Oct 2/20 Sep 30/20 Saba Capital Management, L.P. Indirect Ownership Common Stock P - Open market or private purchase 62,000 $8.22
Sep 30/20 Sep 29/20 Saba Capital Management, L.P. Indirect Ownership Common Stock P - Open market or private purchase 11,008 $8.19
Sep 8/20 Sep 8/20 Saba Capital Management, L.P. Indirect Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Aug 25/20 Mar 31/20 Caraher Scott C. Direct Ownership Common Stock P - Open market or private purchase 5,000 $7.37
Apr 1/20 Mar 30/20 Caraher Scott C. Direct Ownership Common Stock P - Open market or private purchase 3,000 $7.02
Mar 27/20 Mar 25/20 Caraher Scott C. Direct Ownership Common Stock P - Open market or private purchase 2,000 $6.65
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