LPL Financial Holdings Inc (OQ:LPLA)

Business Focus: Investment Banking & Brokerage Services

Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET May 21st, 2024
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
May 14/24 May 10/24 Thomas Corey E. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 378  
May 14/24 May 10/24 Thomas Corey E. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 699  
May 14/24 May 10/24 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 378  
May 14/24 May 10/24 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 699  
May 14/24 May 10/24 Putnam James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 699  
May 14/24 May 10/24 Mulcahy Anne M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 378  
May 14/24 May 10/24 Mulcahy Anne M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 699  
May 14/24 May 10/24 Mnookin Allison Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 699  
May 14/24 May 10/24 Ko Albert J Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 699  
May 14/24 May 10/24 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 378  
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET May 21st, 2024
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
May 14/24 May 10/24 Thomas Corey E. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 378  
May 14/24 May 10/24 Thomas Corey E. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 699  
May 14/24 May 10/24 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 378  
May 14/24 May 10/24 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 699  
May 14/24 May 10/24 Putnam James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 699  
May 14/24 May 10/24 Mulcahy Anne M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 378  
May 14/24 May 10/24 Mulcahy Anne M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 699  
May 14/24 May 10/24 Mnookin Allison Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 699  
May 14/24 May 10/24 Ko Albert J Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 699  
May 14/24 May 10/24 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 378  
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Competitors

Competitors with Recent Insider Filings
Jefferies Financial Group (N:JEF)
Charles Schwab (N:SCHW)
Morgan Stanley (N:MS)

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