LPL Financial Holdings Inc (OQ:LPLA)

Business Focus: Investment Banking & Brokerage Services

Recent Price for LPLA
USD 46.130 N/A (N/A)
NSQ Delayed 15 minutes
Aug 17 Close
1-Day High 52-Week High P/E 1-Day Volume Mkt Cap ($Mil)
N/A 0.000 20.02 N/A 4,148.10
1-Day Low 52-Week Low Yield Avg. Volume  
N/A 0.000 2.2% 878,749  

Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
Aug 8/17 Aug 6/17 Gooley Thomas Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,193 $46.11
Jul 19/17 Jul 19/17 Seese Scott Direct Ownership No securities are beneficially owned Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jun 15/17 Jun 13/17 Kalbaugh John Andrew Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -559 $42.08
Jun 15/17 Jun 13/17 Gooley Thomas Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -510 $42.08
Jun 13/17 Jun 10/17 White George Burton Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -243 $41.47
Jun 5/17 Jun 2/17 Morrissey William P. Jr. Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -32,150  
Jun 5/17 Jun 2/17 Morrissey William P. Jr. Direct Ownership Common Stock S - Open market or private sale -32,150 $39.34
Jun 5/17 Jun 2/17 Morrissey William P. Jr. Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 32,150 $21.60
May 30/17 May 25/17 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 33  
May 30/17 May 25/17 Riepe James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 33  
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
Latest 10 SEC filings (by filing date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
Aug 8/17 Aug 6/17 Gooley Thomas Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,193 $46.11
Jul 19/17 Jul 19/17 Seese Scott Direct Ownership No securities are beneficially owned Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jun 15/17 Jun 13/17 Kalbaugh John Andrew Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -559 $42.08
Jun 15/17 Jun 13/17 Gooley Thomas Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -510 $42.08
Jun 13/17 Jun 10/17 White George Burton Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -243 $41.47
Jun 5/17 Jun 2/17 Morrissey William P. Jr. Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -32,150  
Jun 5/17 Jun 2/17 Morrissey William P. Jr. Direct Ownership Common Stock S - Open market or private sale -32,150 $39.34
Jun 5/17 Jun 2/17 Morrissey William P. Jr. Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 32,150 $21.60
May 30/17 May 25/17 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 33  
May 30/17 May 25/17 Riepe James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 33  
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
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