LPL Financial Holdings Inc (OQ:LPLA)

Business Focus: Investment Banking & Brokerage Services

Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET March 28th, 2024
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Feb 27/24 Feb 26/24 Sethi Kabir Direct Ownership Common Stock S - Open market or private sale -242 $267.90
Feb 27/24 Feb 26/24 Sethi Kabir Direct Ownership Common Stock S - Open market or private sale -323 $266.89
Feb 27/24 Feb 26/24 Sethi Kabir Direct Ownership Common Stock S - Open market or private sale -662 $266.12
Feb 27/24 Feb 26/24 Sethi Kabir Direct Ownership Common Stock S - Open market or private sale -73 $263.59
Feb 27/24 Feb 26/24 Gates Greg Direct Ownership Common Stock S - Open market or private sale -707 $267.87
Feb 27/24 Feb 26/24 Gates Greg Direct Ownership Common Stock S - Open market or private sale -1,484 $266.95
Feb 27/24 Feb 26/24 Gates Greg Direct Ownership Common Stock S - Open market or private sale -8,823 $266.12
Feb 27/24 Feb 26/24 Gates Greg Direct Ownership Common Stock S - Open market or private sale -174 $264.77
Feb 27/24 Feb 26/24 Gates Greg Direct Ownership Common Stock S - Open market or private sale -213 $263.44
Feb 27/24 Feb 26/24 Enyedi Matthew Direct Ownership Common Stock S - Open market or private sale -2,400 $263.00
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET March 28th, 2024
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Feb 27/24 Feb 25/24 Steinmeier Richard Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 2,603  
Feb 27/24 Feb 25/24 Steinmeier Richard Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -7,397 $263.36
Feb 27/24 Feb 25/24 Steinmeier Richard Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 12,776  
Feb 27/24 Feb 26/24 Sethi Kabir Direct Ownership Common Stock S - Open market or private sale -242 $267.90
Feb 27/24 Feb 26/24 Sethi Kabir Direct Ownership Common Stock S - Open market or private sale -323 $266.89
Feb 27/24 Feb 26/24 Sethi Kabir Direct Ownership Common Stock S - Open market or private sale -662 $266.12
Feb 27/24 Feb 26/24 Sethi Kabir Direct Ownership Common Stock S - Open market or private sale -73 $263.59
Feb 27/24 Feb 25/24 Sethi Kabir Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -192 $263.36
Feb 27/24 Feb 25/24 Jambusaria Aneri Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 1,138  
Feb 27/24 Feb 25/24 Jambusaria Aneri Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,295 $263.36
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Competitors

Competitors with Recent Insider Filings
Charles Schwab (N:SCHW)
Morgan Stanley (N:MS)
Goldman Sachs Group (N:GS)

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