LPL Financial Holdings Inc (OQ:LPLA)

Business Focus: Investment Banking & Brokerage Services

Insider Chart - Past 6 Months
Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months
Amended Filing      Footnote and/or Remark
As of 11:59pm ET October 12th, 2024
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Sep 16/24 Sep 12/24 Brown Althea Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -514 $206.98
Aug 27/24 Aug 23/24 Thomas Corey E. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 10  
Aug 27/24 Aug 23/24 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 27  
Aug 27/24 Aug 23/24 Putnam James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 16  
Aug 27/24 Aug 23/24 Mnookin Allison Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 6  
Aug 27/24 Aug 23/24 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 20  
Aug 27/24 Aug 23/24 Eberhart Paulett Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 9  
Aug 27/24 Aug 23/24 Bernard Edward C Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 7  
Aug 13/24 Aug 9/24 Schifter Richard P Direct Ownership Common Stock G - Gift -182  
Aug 13/24 Aug 9/24 Schifter Richard P Direct Ownership Common Stock G - Gift -182  
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for LPLA within the last 6 months
Amended Filing      Footnote and/or Remark
As of 11:59pm ET October 12th, 2024
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Sep 16/24 Sep 12/24 Brown Althea Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -514 $206.98
Aug 27/24 Aug 23/24 Thomas Corey E. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 10  
Aug 27/24 Aug 23/24 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 27  
Aug 27/24 Aug 23/24 Putnam James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 16  
Aug 27/24 Aug 23/24 Mnookin Allison Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 6  
Aug 27/24 Aug 23/24 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 20  
Aug 27/24 Aug 23/24 Eberhart Paulett Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 9  
Aug 27/24 Aug 23/24 Bernard Edward C Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 7  
Aug 13/24 Aug 9/24 Schifter Richard P Direct Ownership Common Stock G - Gift -182  
Aug 13/24 Aug 9/24 Schifter Richard P Direct Ownership Common Stock G - Gift -182  
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Competitors

Competitors with Recent Insider Filings
Jefferies Financial Group (N:JEF)
Charles Schwab (N:SCHW)
Morgan Stanley (N:MS)

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