LPL Financial Holdings Inc (OQ:LPLA)

Business Focus: Investment Banking & Brokerage Services

Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
May 22/18 May 18/18 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 1,271  
May 22/18 May 18/18 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 2,463  
May 22/18 May 18/18 Riepe James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 1,271  
May 22/18 May 18/18 Riepe James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 2,463  
May 22/18 May 18/18 Putnam James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 2,463  
May 22/18 May 18/18 Mulcahy Anne M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 2,463  
May 22/18 May 18/18 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 1,271  
May 22/18 May 18/18 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 2,463  
May 22/18 May 18/18 Eberhart Paulett Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 2,463  
May 22/18 May 18/18 Dinh Viet D Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 1,271  
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
Latest 10 SEC filings (by filing date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
May 22/18 May 18/18 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 1,271  
May 22/18 May 18/18 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 2,463  
May 22/18 May 18/18 Riepe James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 1,271  
May 22/18 May 18/18 Riepe James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 2,463  
May 22/18 May 18/18 Putnam James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 2,463  
May 22/18 May 18/18 Mulcahy Anne M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 2,463  
May 22/18 May 18/18 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 1,271  
May 22/18 May 18/18 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 2,463  
May 22/18 May 18/18 Eberhart Paulett Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 2,463  
May 22/18 May 18/18 Dinh Viet D Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 1,271  
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
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