LPL Financial Holdings Inc (OQ:LPLA)

Business Focus: Investment Banking & Brokerage Services

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Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET July 14th, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jun 16/20 Jun 12/20 Thomas Corey E. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 13  
Jun 16/20 Jun 12/20 Thomas Corey E. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Jun 16/20 Jun 12/20 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 56  
Jun 16/20 Jun 12/20 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Jun 16/20 Jun 12/20 Putnam James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 32  
Jun 16/20 Jun 12/20 Mnookin Allison Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Jun 16/20 Jun 12/20 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 40  
Jun 16/20 Jun 12/20 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Jun 16/20 Jun 12/20 Eberhart Paulett Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 7  
Jun 16/20 Jun 12/20 Eberhart Paulett Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET July 14th, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jun 16/20 Jun 12/20 Thomas Corey E. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 13  
Jun 16/20 Jun 12/20 Thomas Corey E. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Jun 16/20 Jun 12/20 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 56  
Jun 16/20 Jun 12/20 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Jun 16/20 Jun 12/20 Putnam James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 32  
Jun 16/20 Jun 12/20 Mnookin Allison Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Jun 16/20 Jun 12/20 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 40  
Jun 16/20 Jun 12/20 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Jun 16/20 Jun 12/20 Eberhart Paulett Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 7  
Jun 16/20 Jun 12/20 Eberhart Paulett Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
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Competitors

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