LPL Financial Holdings Inc (OQ:LPLA)

Business Focus: Investment Banking & Brokerage Services

Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 19th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 15/19 Nov 13/19 Oroschakoff Michelle Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -5,000  
Nov 15/19 Nov 13/19 Oroschakoff Michelle Direct Ownership Common Stock S - Open market or private sale -5,000 $85.95
Nov 15/19 Nov 13/19 Oroschakoff Michelle Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 5,000 $48.09
Nov 8/19 Nov 6/19 White George Burton Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -39,140  
Nov 8/19 Nov 6/19 White George Burton Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -12,000  
Nov 8/19 Nov 6/19 White George Burton Direct Ownership Common Stock S - Open market or private sale -13,074 $86.59
Nov 8/19 Nov 6/19 White George Burton Direct Ownership Common Stock S - Open market or private sale -38,066 $86.25
Nov 8/19 Nov 6/19 White George Burton Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 39,140 $34.61
Nov 8/19 Nov 6/19 White George Burton Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 12,000 $23.41
Nov 8/19 Nov 5/19 Arnold Dan H. Direct Ownership Common Stock G - Gift -24,183  
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 19th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 15/19 Nov 13/19 Oroschakoff Michelle Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -5,000  
Nov 15/19 Nov 13/19 Oroschakoff Michelle Direct Ownership Common Stock S - Open market or private sale -5,000 $85.95
Nov 15/19 Nov 13/19 Oroschakoff Michelle Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 5,000 $48.09
Nov 8/19 Nov 6/19 White George Burton Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -39,140  
Nov 8/19 Nov 6/19 White George Burton Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -12,000  
Nov 8/19 Nov 6/19 White George Burton Direct Ownership Common Stock S - Open market or private sale -13,074 $86.59
Nov 8/19 Nov 6/19 White George Burton Direct Ownership Common Stock S - Open market or private sale -38,066 $86.25
Nov 8/19 Nov 6/19 White George Burton Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 39,140 $34.61
Nov 8/19 Nov 6/19 White George Burton Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 12,000 $23.41
Nov 8/19 Nov 5/19 Arnold Dan H. Direct Ownership Common Stock G - Gift -24,183  
Sign up or login above to see all SEC filings within the past 6 months.
Sign up or login above to see the past 6 months of filings sorted by insider. .
Get holdings trends & enhanced insider charts in PDF now
Comment On!
140

Twitter

Search (past week) for $LPLA

StockTwits