| |
Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months | |
Amended Filing Footnote and/or Remark |
Filing Date | Transaction Date | Insider Name | Ownership Type | Securities | Nature of transaction | Volume or Value | Price |
---|---|---|---|---|---|---|---|
Sep 16/24 | Sep 12/24 | Brown Althea | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -514 | $206.98 |
Aug 27/24 | Aug 23/24 | Thomas Corey E. | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 10 | |
Aug 27/24 | Aug 23/24 | Schifter Richard P | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 27 | |
Aug 27/24 | Aug 23/24 | Putnam James S | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 16 | |
Aug 27/24 | Aug 23/24 | Mnookin Allison | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 6 | |
Aug 27/24 | Aug 23/24 | Glavin William Francis Jr | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 20 | |
Aug 27/24 | Aug 23/24 | Eberhart Paulett | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 9 | |
Aug 27/24 | Aug 23/24 | Bernard Edward C | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 7 | |
Aug 13/24 | Aug 9/24 | Schifter Richard P | Direct Ownership | Common Stock | G - Gift | -182 | |
Aug 13/24 | Aug 9/24 | Schifter Richard P | Direct Ownership | Common Stock | G - Gift | -182 | |
Sign up or login above to see all SEC filings within the past 6 months. |
Latest 10 SEC filings (by filing date) for LPLA within the last 6 months | |
Amended Filing Footnote and/or Remark |
Filing Date | Transaction Date | Insider Name | Ownership Type | Securities | Nature of transaction | Volume or Value | Price |
---|---|---|---|---|---|---|---|
Sep 16/24 | Sep 12/24 | Brown Althea | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -514 | $206.98 |
Aug 27/24 | Aug 23/24 | Thomas Corey E. | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 10 | |
Aug 27/24 | Aug 23/24 | Schifter Richard P | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 27 | |
Aug 27/24 | Aug 23/24 | Putnam James S | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 16 | |
Aug 27/24 | Aug 23/24 | Mnookin Allison | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 6 | |
Aug 27/24 | Aug 23/24 | Glavin William Francis Jr | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 20 | |
Aug 27/24 | Aug 23/24 | Eberhart Paulett | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 9 | |
Aug 27/24 | Aug 23/24 | Bernard Edward C | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 7 | |
Aug 13/24 | Aug 9/24 | Schifter Richard P | Direct Ownership | Common Stock | G - Gift | -182 | |
Aug 13/24 | Aug 9/24 | Schifter Richard P | Direct Ownership | Common Stock | G - Gift | -182 | |
Sign up or login above to see all SEC filings within the past 6 months. |
Sign up or login above to see the past 6 months of filings sorted by insider. . |
Competitors with Recent Insider Filings |
Jefferies Financial Group (N:JEF) |
Charles Schwab (N:SCHW) |
Morgan Stanley (N:MS) |