LPL Financial Holdings Inc (OQ:LPLA)

Business Focus: Investment Banking & Brokerage Services

Recent Price for LPLA
USD 40.570 -0.300 (-0.734%)
NSQ Delayed 15 minutes
10:10 EST
1-Day High 52-Week High P/E 1-Day Volume Mkt Cap ($Mil)
40.870 42.860 19.16 78,311 3,622.76
1-Day Low 52-Week Low Yield Avg. Volume  
40.400 17.900 2.4% 793,857  

Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
Feb 15/17 Feb 15/17 Casady Mark S Direct Ownership Common Stock S - Open market or private sale -365,213 $40.76
Feb 15/17 Feb 15/17 Casady Mark S Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 175,885 $31.60
Feb 15/17 Feb 15/17 Casady Mark S Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 186,439 $32.26
Feb 15/17 Feb 15/17 Casady Mark S Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 2,889 $34.61
Feb 15/17 Feb 15/17 Casady Mark S Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -175,885  
Feb 15/17 Feb 15/17 Casady Mark S Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -186,439  
Feb 15/17 Feb 15/17 Casady Mark S Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -2,889  
Feb 15/17 Feb 14/17 Casady Mark S Direct Ownership Common Stock S - Open market or private sale -204,471 $40.65
Feb 15/17 Feb 14/17 Casady Mark S Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 147,111 $34.61
Feb 15/17 Feb 14/17 Casady Mark S Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 57,360 $22.08
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
Latest 10 SEC filings (by filing date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
Feb 15/17 Feb 13/17 Hellman Marco Indirect Ownership Common Stock S - Open market or private sale -900,000 $40.00
Feb 15/17 Feb 15/17 Casady Mark S Direct Ownership Common Stock S - Open market or private sale -365,213 $40.76
Feb 15/17 Feb 15/17 Casady Mark S Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 175,885 $31.60
Feb 15/17 Feb 15/17 Casady Mark S Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 186,439 $32.26
Feb 15/17 Feb 15/17 Casady Mark S Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 2,889 $34.61
Feb 15/17 Feb 14/17 Casady Mark S Direct Ownership Common Stock S - Open market or private sale -204,471 $40.65
Feb 15/17 Feb 14/17 Casady Mark S Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 147,111 $34.61
Feb 15/17 Feb 14/17 Casady Mark S Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 57,360 $22.08
Feb 15/17 Feb 13/17 Casady Mark S Direct Ownership Common Stock S - Open market or private sale -62,640 $40.84
Feb 15/17 Feb 15/17 Casady Mark S Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -175,885  
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
Sign up for a free account or login above to see the past 6 months of filings sorted by insider. During our beta offer, get free access to company PDF reports.
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