Ladenburg Thalmann Financial Services (A:LTS)

Business Focus: Investment Banking

Latest 10 SEC filings (by transaction date) for LTS within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET May 25th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
May 24/19 May 23/19 Lampen Richard Direct Ownership Common Stock P - Open market or private purchase 10,000 $3.34
May 23/19 May 22/19 Lampen Richard Direct Ownership Common Stock P - Open market or private purchase 10,000 $3.35
May 23/19 May 22/19 Malamed Adam Scott Direct Ownership Common Stock P - Open market or private purchase 10,000 $3.35
May 17/19 May 17/19 Malamed Adam Scott Direct Ownership Stock Option (Right to Purchase) M - Exercise or conversion exempt under rule 16b-3 -200,000  
May 17/19 May 17/19 Malamed Adam Scott Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -111,251 $3.39
May 17/19 May 17/19 Malamed Adam Scott Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 200,000 $0.900
May 17/19 May 17/19 Zeitchick Mark Direct Ownership Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -600,000  
May 17/19 May 17/19 Zeitchick Mark Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -333,755 $3.39
May 17/19 May 17/19 Zeitchick Mark Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 600,000 $0.900
May 17/19 May 17/19 Lorber Howard M Direct Ownership Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -600,000  
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Latest 10 SEC filings (by filing date) for LTS within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET May 25th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
May 24/19 May 23/19 Lampen Richard Direct Ownership Common Stock P - Open market or private purchase 10,000 $3.34
May 23/19 May 22/19 Lampen Richard Direct Ownership Common Stock P - Open market or private purchase 10,000 $3.35
May 23/19 May 22/19 Malamed Adam Scott Direct Ownership Common Stock P - Open market or private purchase 10,000 $3.35
May 17/19 May 17/19 Malamed Adam Scott Direct Ownership Stock Option (Right to Purchase) M - Exercise or conversion exempt under rule 16b-3 -200,000  
May 17/19 May 17/19 Malamed Adam Scott Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -111,251 $3.39
May 17/19 May 17/19 Malamed Adam Scott Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 200,000 $0.900
May 17/19 May 17/19 Zeitchick Mark Direct Ownership Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -600,000  
May 17/19 May 17/19 Zeitchick Mark Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -333,755 $3.39
May 17/19 May 17/19 Zeitchick Mark Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 600,000 $0.900
May 17/19 May 17/19 Lorber Howard M Direct Ownership Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -600,000  
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