Ladenburg Thalmann Financial Services (A:LTS)

Business Focus: Investment Banking

Latest 10 SEC filings (by transaction date) for LTS within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET July 20th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jul 2/19 Jun 28/19 Giovanniello Joseph Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 1,342 $3.26
Jun 19/19 Jun 17/19 Krasno Richard M Direct Ownership Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -20,000  
Jun 19/19 Jun 17/19 Krasno Richard M Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -4,172 $3.50
Jun 19/19 Jun 17/19 Krasno Richard M Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 20,000 $0.730
Jun 14/19 Jun 13/19 Simkin Jacqueline M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
Jun 14/19 Jun 13/19 Lorber Howard M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
Jun 14/19 Jun 13/19 Liebowitz Michael Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
Jun 14/19 Jun 13/19 Krasno Richard M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
Jun 14/19 Jun 13/19 Genson Brian S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
Jun 14/19 Jun 13/19 Davis Glenn C Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
Sign up for a free account or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for LTS within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET July 20th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jul 2/19 Jun 28/19 Giovanniello Joseph Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 1,342 $3.26
Jun 19/19 Jun 17/19 Krasno Richard M Direct Ownership Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -20,000  
Jun 19/19 Jun 17/19 Krasno Richard M Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -4,172 $3.50
Jun 19/19 Jun 17/19 Krasno Richard M Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 20,000 $0.730
Jun 14/19 Jun 13/19 Simkin Jacqueline M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
Jun 14/19 Jun 13/19 Lorber Howard M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
Jun 14/19 Jun 13/19 Liebowitz Michael Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
Jun 14/19 Jun 13/19 Krasno Richard M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
Jun 14/19 Jun 13/19 Genson Brian S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
Jun 14/19 Jun 13/19 Davis Glenn C Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
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