Ladenburg Thalmann Financial Services (A:LTS)

Business Focus: Investment Banking

Latest 10 SEC filings (by transaction date) for LTS within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
Nov 16/18 Nov 15/18 Lampen Richard Direct Ownership Common Stock P - Open market or private purchase 5,000 $2.68
Oct 18/18 Oct 17/18 Lampen Richard Direct Ownership Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -600,000  
Oct 18/18 Oct 17/18 Lampen Richard Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -431,388 $2.92
Oct 18/18 Oct 17/18 Lampen Richard Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 600,000 $1.58
Oct 18/18 Oct 17/18 Zeitchick Mark Direct Ownership Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -600,000  
Oct 18/18 Oct 17/18 Zeitchick Mark Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -431,388 $2.92
Oct 18/18 Oct 17/18 Zeitchick Mark Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 600,000 $1.58
Oct 18/18 Oct 17/18 Malamed Adam Scott Direct Ownership Stock Option (Right to Purchase) M - Exercise or conversion exempt under rule 16b-3 -150,000  
Oct 18/18 Oct 17/18 Malamed Adam Scott Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -107,847 $2.92
Oct 18/18 Oct 17/18 Malamed Adam Scott Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 150,000 $1.58
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
Latest 10 SEC filings (by filing date) for LTS within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
Nov 16/18 Nov 15/18 Lampen Richard Direct Ownership Common Stock P - Open market or private purchase 5,000 $2.68
Oct 18/18 Oct 17/18 Lampen Richard Direct Ownership Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -600,000  
Oct 18/18 Oct 17/18 Lampen Richard Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -431,388 $2.92
Oct 18/18 Oct 17/18 Lampen Richard Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 600,000 $1.58
Oct 18/18 Oct 17/18 Zeitchick Mark Direct Ownership Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -600,000  
Oct 18/18 Oct 17/18 Zeitchick Mark Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -431,388 $2.92
Oct 18/18 Oct 17/18 Zeitchick Mark Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 600,000 $1.58
Oct 18/18 Oct 17/18 Malamed Adam Scott Direct Ownership Stock Option (Right to Purchase) M - Exercise or conversion exempt under rule 16b-3 -150,000  
Oct 18/18 Oct 17/18 Malamed Adam Scott Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -107,847 $2.92
Oct 18/18 Oct 17/18 Malamed Adam Scott Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 150,000 $1.58
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
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