Ladenburg Thalmann Financial Services (A:LTS)

Business Focus: Investment Banking

Latest 10 SEC filings (by transaction date) for LTS within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
Jan 29/19 Jan 29/19 Liebowitz Michael Direct Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jan 29/19 Jan 25/19 Liebowitz Michael Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
Jan 23/19 Jan 20/19 Kaufman Brett Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -2,986 $3.10
Jan 23/19 Jan 20/19 Malamed Adam Scott Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -12,099 $3.10
Jan 23/19 Jan 20/19 Zeitchick Mark Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -19,358 $3.10
Jan 15/19 Jan 14/19 Kaufman Brett Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -3,080 $3.01
Jan 15/19 Jan 14/19 Malamed Adam Scott Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -12,481 $3.01
Jan 15/19 Jan 14/19 Zeitchick Mark Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -24,961 $3.01
Jan 15/19 Jan 13/19 Kaufman Brett Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -3,123 $3.12
Jan 15/19 Jan 13/19 Malamed Adam Scott Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -15,182 $3.12
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
Latest 10 SEC filings (by filing date) for LTS within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
Jan 29/19 Jan 25/19 Liebowitz Michael Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,000  
Jan 29/19 Jan 29/19 Liebowitz Michael Direct Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jan 23/19 Jan 20/19 Kaufman Brett Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -2,986 $3.10
Jan 23/19 Jan 20/19 Malamed Adam Scott Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -12,099 $3.10
Jan 23/19 Jan 20/19 Zeitchick Mark Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -19,358 $3.10
Jan 15/19 Jan 14/19 Kaufman Brett Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -3,080 $3.01
Jan 15/19 Jan 13/19 Kaufman Brett Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -3,123 $3.12
Jan 15/19 Jan 12/19 Kaufman Brett Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -3,903 $3.12
Jan 15/19 Jan 14/19 Malamed Adam Scott Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -12,481 $3.01
Jan 15/19 Jan 13/19 Malamed Adam Scott Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -15,182 $3.12
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
Sign up for a free account or login above to see the past 6 months of filings sorted by insider. During our beta offer, get free access to company PDF reports.
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