Moelis & Co (N:MC)

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Latest 10 SEC filings (by transaction date) for MC within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 12th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 8/19 Nov 8/19 Moelis Kenneth Indirect Ownership Class A Common Stock X - in- or at-the-money exercise -9,000 $16.70
Nov 8/19 Nov 8/19 Moelis Kenneth Indirect Ownership Class A Common Stock M - Exercise or conversion exempt under rule 16b-3 9,000 $16.70
Nov 8/19 Nov 8/19 Moelis Kenneth Indirect Ownership MAM Employee Stock Options (Obligation to Sell) X - in- or at-the-money exercise -9,000  
Nov 8/19 Nov 8/19 Moelis Kenneth Indirect Ownership Stock Options (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 9,000  
Nov 8/19 Nov 7/19 Moelis Kenneth Indirect Ownership Stock Options (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 14,000  
Nov 8/19 Nov 7/19 Moelis Kenneth Indirect Ownership Class A Common Stock X - in- or at-the-money exercise -14,000 $16.70
Nov 8/19 Nov 7/19 Moelis Kenneth Indirect Ownership Class A Common Stock M - Exercise or conversion exempt under rule 16b-3 14,000 $16.70
Nov 8/19 Nov 7/19 Moelis Kenneth Indirect Ownership MAM Employee Stock Options (Obligation to Sell) X - in- or at-the-money exercise -14,000  
Nov 8/19 Nov 6/19 Shropshire Kenneth Direct Ownership Class A Common Stock G - Gift -566  
Nov 8/19 Nov 6/19 Moelis Kenneth Indirect Ownership MAM Employee Stock Options (Obligation to Sell) X - in- or at-the-money exercise -21,400  
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for MC within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 12th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 8/19 Nov 6/19 Shropshire Kenneth Direct Ownership Class A Common Stock G - Gift -566  
Nov 8/19 Nov 7/19 Moelis Kenneth Indirect Ownership Stock Options (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 14,000  
Nov 8/19 Nov 6/19 Moelis Kenneth Indirect Ownership MAM Employee Stock Options (Obligation to Sell) X - in- or at-the-money exercise -21,400  
Nov 8/19 Nov 6/19 Moelis Kenneth Indirect Ownership Stock Options (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 21,400  
Nov 8/19 Nov 8/19 Moelis Kenneth Indirect Ownership Class A Common Stock X - in- or at-the-money exercise -9,000 $16.70
Nov 8/19 Nov 8/19 Moelis Kenneth Indirect Ownership Class A Common Stock M - Exercise or conversion exempt under rule 16b-3 9,000 $16.70
Nov 8/19 Nov 7/19 Moelis Kenneth Indirect Ownership Class A Common Stock X - in- or at-the-money exercise -14,000 $16.70
Nov 8/19 Nov 7/19 Moelis Kenneth Indirect Ownership Class A Common Stock M - Exercise or conversion exempt under rule 16b-3 14,000 $16.70
Nov 8/19 Nov 6/19 Moelis Kenneth Indirect Ownership Class A Common Stock X - in- or at-the-money exercise -21,400 $16.70
Nov 8/19 Nov 8/19 Moelis Kenneth Indirect Ownership MAM Employee Stock Options (Obligation to Sell) X - in- or at-the-money exercise -9,000  
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