Northern Trust Corporation (OQ:NTRS)

Business Focus: Investment Management & Fund Operators

Latest 10 SEC filings (by transaction date) for NTRS within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 21st, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 8/19 Nov 7/19 Browne Robert P Direct Ownership Employee Stock Option (right-to-buy) M - Exercise or conversion exempt under rule 16b-3 -11,534  
Nov 8/19 Nov 7/19 Browne Robert P Direct Ownership Common Stock S - Open market or private sale -11,534 $107.85
Nov 8/19 Nov 7/19 Browne Robert P Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 11,534 $58.25
Oct 31/19 Oct 31/19 Bowman Biff Direct Ownership Common Stock G - Gift -2,489  
Oct 31/19 Oct 30/19 St Clair Joyce Indirect Ownership Common Stock S - Open market or private sale -8,110 $100.52
Oct 29/19 Oct 29/19 Browne Robert P Direct Ownership Common Stock S - Open market or private sale -18,812 $102.96
Oct 29/19 Oct 29/19 Browne Robert P Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 6,453 $88.06
Oct 29/19 Oct 29/19 Browne Robert P Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 12,359 $58.25
Oct 29/19 Oct 29/19 Browne Robert P Direct Ownership Employee Stock Option (right-to-buy) M - Exercise or conversion exempt under rule 16b-3 -6,453  
Oct 29/19 Oct 29/19 Browne Robert P Direct Ownership Employee Stock Option (right-to-buy) M - Exercise or conversion exempt under rule 16b-3 -12,359  
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for NTRS within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 21st, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 8/19 Nov 7/19 Browne Robert P Direct Ownership Employee Stock Option (right-to-buy) M - Exercise or conversion exempt under rule 16b-3 -11,534  
Nov 8/19 Nov 7/19 Browne Robert P Direct Ownership Common Stock S - Open market or private sale -11,534 $107.85
Nov 8/19 Nov 7/19 Browne Robert P Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 11,534 $58.25
Oct 31/19 Oct 30/19 St Clair Joyce Indirect Ownership Common Stock S - Open market or private sale -8,110 $100.52
Oct 31/19 Oct 31/19 Bowman Biff Direct Ownership Common Stock G - Gift -2,489  
Oct 29/19 Oct 29/19 Browne Robert P Direct Ownership Common Stock S - Open market or private sale -18,812 $102.96
Oct 29/19 Oct 29/19 Browne Robert P Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 6,453 $88.06
Oct 29/19 Oct 29/19 Browne Robert P Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 12,359 $58.25
Oct 29/19 Oct 28/19 Browne Robert P Direct Ownership Common Stock S - Open market or private sale -22,963 $102.06
Oct 29/19 Oct 28/19 Browne Robert P Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 11,870 $70.21
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