Quantum Corp (PK:QMCO)

Latest 10 SEC filings (by transaction date) for QMCO within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET December 9th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Dec 5/19 Dec 3/19 B. Riley Financial, Inc. Direct Ownership Common Stock P - Open market or private purchase 969,900  
Dec 5/19 Dec 3/19 BR Dialectic Capital Management, LLC Indirect Ownership Common Stock S - Open market or private sale -969,900 $5.25
Dec 5/19 Dec 3/19 Fichthorn John Indirect Ownership Common Stock S - Open market or private sale -969,900 $5.25
Nov 15/19 Nov 13/19 Dodson J Michael Direct Ownership Performance-Based Restricted Stock Unit M - Exercise or conversion exempt under rule 16b-3 -41,667  
Nov 15/19 Nov 13/19 Dodson J Michael Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 41,667  
Nov 15/19 Nov 13/19 Lerner James J Direct Ownership Performance-Based Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -150,000  
Nov 15/19 Nov 13/19 Lerner James J Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 150,000  
Nov 15/19 Nov 13/19 Moorehead Lewis W. Direct Ownership Performance-Based Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -16,667  
Nov 15/19 Nov 13/19 Moorehead Lewis W. Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 16,667  
Nov 15/19 Nov 13/19 King Elizabeth Direct Ownership Performance-Based Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -50,000  
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for QMCO within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET December 9th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Dec 5/19 Dec 3/19 B. Riley Financial, Inc. Direct Ownership Common Stock P - Open market or private purchase 969,900  
Dec 5/19 Dec 3/19 BR Dialectic Capital Management, LLC Indirect Ownership Common Stock S - Open market or private sale -969,900 $5.25
Dec 5/19 Dec 3/19 Fichthorn John Indirect Ownership Common Stock S - Open market or private sale -969,900 $5.25
Nov 15/19 Nov 13/19 Dodson J Michael Direct Ownership Performance-Based Restricted Stock Unit M - Exercise or conversion exempt under rule 16b-3 -41,667  
Nov 15/19 Nov 13/19 Dodson J Michael Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 41,667  
Nov 15/19 Nov 13/19 Lerner James J Direct Ownership Performance-Based Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -150,000  
Nov 15/19 Nov 13/19 Lerner James J Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 150,000  
Nov 15/19 Nov 13/19 Moorehead Lewis W. Direct Ownership Performance-Based Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -16,667  
Nov 15/19 Nov 13/19 Moorehead Lewis W. Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 16,667  
Nov 15/19 Nov 13/19 King Elizabeth Direct Ownership Performance-Based Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -50,000  
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