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Latest 10 SEC filings (by transaction date) for RILY within the last 6 months | |
Amended Filing Footnote and/or Remark |
Filing Date | Transaction Date | Insider Name | Ownership Type | Securities | Nature of transaction | Volume or Value | Price |
---|---|---|---|---|---|---|---|
Jun 4/24 | May 31/24 | Forman Alan N | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -988 | $24.81 |
Jun 4/24 | May 31/24 | Weitzman Howard | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -633 | $24.81 |
Jun 4/24 | May 31/24 | Ahn Phillip J. | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -4,086 | $24.81 |
Jun 4/24 | May 31/24 | Young Kenneth M | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -5,076 | $24.81 |
Jun 4/24 | May 31/24 | Riley Bryant R | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -11,254 | $24.81 |
Jun 4/24 | May 31/24 | Moore Andrew | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -5,073 | $24.81 |
Jun 4/24 | May 31/24 | Kelleher Thomas J /Adv | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -11,254 | $24.81 |
Mar 19/24 | Mar 15/24 | Young Kenneth M | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -2,068 | $17.56 |
Mar 19/24 | Mar 15/24 | Riley Bryant R | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -5,679 | $17.56 |
Mar 19/24 | Mar 15/24 | Weitzman Howard | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -670 | $17.56 |
Sign up or login above to see all SEC filings within the past 6 months. |
Latest 10 SEC filings (by filing date) for RILY within the last 6 months | |
Amended Filing Footnote and/or Remark |
Filing Date | Transaction Date | Insider Name | Ownership Type | Securities | Nature of transaction | Volume or Value | Price |
---|---|---|---|---|---|---|---|
Jun 4/24 | May 31/24 | Forman Alan N | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -988 | $24.81 |
Jun 4/24 | May 31/24 | Weitzman Howard | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -633 | $24.81 |
Jun 4/24 | May 31/24 | Ahn Phillip J. | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -4,086 | $24.81 |
Jun 4/24 | May 31/24 | Young Kenneth M | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -5,076 | $24.81 |
Jun 4/24 | May 31/24 | Riley Bryant R | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -11,254 | $24.81 |
Jun 4/24 | May 31/24 | Moore Andrew | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -5,073 | $24.81 |
Jun 4/24 | May 31/24 | Kelleher Thomas J /Adv | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -11,254 | $24.81 |
Mar 19/24 | Mar 15/24 | Young Kenneth M | Direct Ownership | Common Stock | F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 | -2,068 | $17.56 |
Mar 19/24 | Dec 29/23 | Young Kenneth M | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 260 | $17.84 |
Mar 19/24 | Jun 30/23 | Young Kenneth M | Direct Ownership | Common Stock | A - Grant, award or other under Rule 16b-3(d) | 379 | $39.08 |
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Competitors with Recent Insider Filings |
Jefferies Financial Group (N:JEF) |
Morgan Stanley (N:MS) |
Charles Schwab (N:SCHW) |