B. Riley Financial Inc (OQ:RILY)

Business Focus: Investment Banking & Brokerage Services

INK Ultra Money Free

Latest 10 SEC filings (by transaction date) for RILY within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 29th, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 20/20 Nov 19/20 Riley Bryant R Direct Ownership Common Stock P - Open market or private purchase 15,000 $32.53
Nov 5/20 Nov 3/20 Riley Bryant R Indirect Ownership Common Stock P - Open market or private purchase 141,728 $26.66
Nov 3/20 Nov 3/20 Paulson Randall E Direct Ownership Common Stock P - Open market or private purchase 40,000 $26.65
Nov 3/20 Nov 3/20 Riley Bryant R Direct Ownership Common Stock P - Open market or private purchase 60,000 $26.66
Sep 15/20 Sep 14/20 Sims Todd D. Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -2,554  
Sep 9/20 Sep 8/20 Riley Bryant R Direct Ownership Common Stock P - Open market or private purchase 1,224 $25.59
Sep 8/20 Sep 4/20 Riley Bryant R Direct Ownership Common Stock P - Open market or private purchase 2,282 $26.21
Sep 3/20 Sep 2/20 Riley Bryant R Indirect Ownership Common Stock P - Open market or private purchase 700 $27.15
Sep 3/20 Sep 2/20 Riley Bryant R Indirect Ownership Common Stock P - Open market or private purchase 700 $27.15
Sep 3/20 Sep 2/20 Riley Bryant R Indirect Ownership Common Stock P - Open market or private purchase 700 $27.15
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for RILY within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 29th, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 20/20 Nov 19/20 Riley Bryant R Direct Ownership Common Stock P - Open market or private purchase 15,000 $32.53
Nov 5/20 Nov 3/20 Riley Bryant R Indirect Ownership Common Stock P - Open market or private purchase 141,728 $26.66
Nov 3/20 Nov 3/20 Paulson Randall E Direct Ownership Common Stock P - Open market or private purchase 40,000 $26.65
Nov 3/20 Nov 3/20 Riley Bryant R Direct Ownership Common Stock P - Open market or private purchase 60,000 $26.66
Sep 15/20 Sep 14/20 Sims Todd D. Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -2,554  
Sep 9/20 Sep 8/20 Riley Bryant R Direct Ownership Common Stock P - Open market or private purchase 1,224 $25.59
Sep 8/20 Sep 4/20 Riley Bryant R Direct Ownership Common Stock P - Open market or private purchase 2,282 $26.21
Sep 3/20 Sep 2/20 Riley Bryant R Indirect Ownership Common Stock P - Open market or private purchase 700 $27.15
Sep 3/20 Sep 2/20 Riley Bryant R Indirect Ownership Common Stock P - Open market or private purchase 700 $27.15
Sep 3/20 Sep 2/20 Riley Bryant R Indirect Ownership Common Stock P - Open market or private purchase 700 $27.15
Sign up or login above to see all SEC filings within the past 6 months.
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Competitors

Competitors with Recent Insider Filings
Charles Schwab (N:SCHW)
LPL Financial Holdings (OQ:LPLA)
Stonex Group (OQ:SNEX)

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