Rivernorth Opportunities Fund Inc (N:RIV)

Latest 10 SEC filings (by transaction date) for RIV within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 14th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 12/19 Nov 12/19 Hutchens John Wayne Direct Ownership Common Shares of Beneficial Interest P - Open market or private purchase 1,247 $16.20
Nov 13/19 Nov 12/19 Oakes John S. Direct Ownership Common Shares of Beneficial Interest P - Open market or private purchase 429 $16.20
Nov 12/19 Nov 7/19 Galley Patrick W. Direct Ownership Common Stock P - Open market or private purchase 33,168 $16.20
Nov 12/19 Nov 7/19 O'Neill Stephen Andrew Direct Ownership Common Stock P - Open market or private purchase 5,000 $16.20
Oct 28/19 Oct 25/19 Swanson David Direct Ownership Common Shares of Beneficial Interest P - Open market or private purchase 194 $16.60
Oct 24/19 Oct 24/19 O'Neill Stephen Andrew Direct Ownership Transferable Subscription Rights (RIV RT) S - Open market or private sale -23,793 $0.053
Oct 24/19 Oct 23/19 Rivernorth Capital Management, Llc Direct Ownership Transferable Subscription Rights (RIV RT) S - Open market or private sale -10,290 $0.060
Oct 24/19 Oct 22/19 Rivernorth Capital Management, Llc Direct Ownership Transferable Subscription Rights (RIV RT) S - Open market or private sale -51,429 $0.040
Oct 22/19 Oct 21/19 Rivernorth Capital Management, Llc Direct Ownership Transferable Subscription Rights (RIV RT) S - Open market or private sale -47,938 $0.036
Oct 22/19 Oct 18/19 Rivernorth Capital Management, Llc Direct Ownership Transferable Subscription Rights (RIV RT) S - Open market or private sale -14,465 $0.060
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Latest 10 SEC filings (by filing date) for RIV within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 14th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 13/19 Nov 12/19 Oakes John S. Direct Ownership Common Shares of Beneficial Interest P - Open market or private purchase 429 $16.20
Nov 12/19 Nov 12/19 Hutchens John Wayne Direct Ownership Common Shares of Beneficial Interest P - Open market or private purchase 1,247 $16.20
Nov 12/19 Nov 7/19 Galley Patrick W. Direct Ownership Common Stock P - Open market or private purchase 33,168 $16.20
Nov 12/19 Nov 7/19 O'Neill Stephen Andrew Direct Ownership Common Stock P - Open market or private purchase 5,000 $16.20
Oct 28/19 Oct 25/19 Swanson David Direct Ownership Common Shares of Beneficial Interest P - Open market or private purchase 194 $16.60
Oct 24/19 Oct 23/19 Rivernorth Capital Management, Llc Direct Ownership Transferable Subscription Rights (RIV RT) S - Open market or private sale -10,290 $0.060
Oct 24/19 Oct 22/19 Rivernorth Capital Management, Llc Direct Ownership Transferable Subscription Rights (RIV RT) S - Open market or private sale -51,429 $0.040
Oct 24/19 Oct 1/19 Galley Patrick W. Direct Ownership Transferable Subscription Rights (RIV RT) A - Grant, award or other under Rule 16b-3(d) 96,597  
Oct 24/19 Oct 24/19 O'Neill Stephen Andrew Direct Ownership Transferable Subscription Rights (RIV RT) S - Open market or private sale -23,793 $0.053
Oct 24/19 Oct 1/19 O'Neill Stephen Andrew Direct Ownership Transferable Subscription Rights (RIV RT) A - Grant, award or other under Rule 16b-3(d) 38,793  
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