Raymond James Financial, Inc. (N:RJF)

Business Focus: Investment Banking & Brokerage Services

Latest 10 SEC filings (by transaction date) for RJF within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET December 8th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Dec 5/19 Dec 3/19 Raney Steven M Direct Ownership Common Stock G - Gift -2,238  
Dec 4/19 Dec 3/19 Elwyn Tashtego S Direct Ownership Common Stock G - Gift -200  
Dec 3/19 Dec 3/19 Catanese George Direct Ownership Common Stock G - Gift -130  
Dec 3/19 Dec 3/19 Catanese George Direct Ownership Common Stock S - Open market or private sale -908 $86.99
Dec 3/19 Dec 2/19 Santelli Jonathan N Direct Ownership Common Stock S - Open market or private sale -2,270 $88.22
Dec 3/19 Nov 30/19 Catanese George Direct Ownership Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -1,200  
Dec 3/19 Nov 30/19 Catanese George Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -292 $89.82
Dec 3/19 Nov 30/19 Catanese George Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 1,200  
Dec 3/19 Nov 30/19 Trocin Jeffrey E Direct Ownership Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -3,000  
Dec 3/19 Nov 30/19 Trocin Jeffrey E Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 3,000  
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for RJF within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET December 8th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Dec 5/19 Dec 3/19 Raney Steven M Direct Ownership Common Stock G - Gift -2,238  
Dec 4/19 Dec 3/19 Elwyn Tashtego S Direct Ownership Common Stock G - Gift -200  
Dec 3/19 Nov 30/19 Catanese George Direct Ownership Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -1,200  
Dec 3/19 Dec 3/19 Catanese George Direct Ownership Common Stock G - Gift -130  
Dec 3/19 Dec 3/19 Catanese George Direct Ownership Common Stock S - Open market or private sale -908 $86.99
Dec 3/19 Nov 30/19 Catanese George Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -292 $89.82
Dec 3/19 Nov 30/19 Catanese George Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 1,200  
Dec 3/19 Nov 30/19 Trocin Jeffrey E Direct Ownership Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -3,000  
Dec 3/19 Nov 30/19 Trocin Jeffrey E Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 3,000  
Dec 3/19 Nov 30/19 Reilly Paul C Direct Ownership Restricted Stock Units M - Exercise or conversion exempt under rule 16b-3 -6,000  
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