Charles Schwab Corp (N:SCHW)

Business Focus: Investment Banking & Brokerage Services

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Latest 10 SEC filings (by transaction date) for SCHW within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET January 18th, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jan 17/20 Jan 17/20 Schwab Charles R Indirect Ownership Common Stock G - Gift -102,300  
Jan 17/20 Jan 16/20 Craig Jonathan M. Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -3,153  
Jan 17/20 Jan 16/20 Craig Jonathan M. Indirect Ownership Common Stock S - Open market or private sale -3,153 $49.00
Jan 17/20 Jan 16/20 Craig Jonathan M. Indirect Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 3,153 $16.40
Jan 15/20 Jan 15/20 Craig Jonathan M. Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -3,162  
Jan 15/20 Jan 15/20 Craig Jonathan M. Indirect Ownership Common Stock S - Open market or private sale -3,162 $47.33
Jan 15/20 Jan 15/20 Craig Jonathan M. Indirect Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 3,162 $12.88
Jan 7/20 Jan 2/20 Ruffel Charles A. Direct Ownership Nonqualified Stock Option (right to buy) A - Grant, award or other under Rule 16b-3(d) 1,431  
Jan 7/20 Jan 2/20 Ellis Stephen A Direct Ownership Restricted Stock Units A - Grant, award or other under Rule 16b-3(d) 324  
Jan 7/20 Jan 2/20 Herringer Frank C Direct Ownership Restricted Stock Units A - Grant, award or other under Rule 16b-3(d) 700  
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Latest 10 SEC filings (by filing date) for SCHW within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET January 18th, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jan 17/20 Jan 17/20 Schwab Charles R Indirect Ownership Common Stock G - Gift -102,300  
Jan 17/20 Jan 16/20 Craig Jonathan M. Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -3,153  
Jan 17/20 Jan 16/20 Craig Jonathan M. Indirect Ownership Common Stock S - Open market or private sale -3,153 $49.00
Jan 17/20 Jan 16/20 Craig Jonathan M. Indirect Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 3,153 $16.40
Jan 15/20 Jan 15/20 Craig Jonathan M. Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -3,162  
Jan 15/20 Jan 15/20 Craig Jonathan M. Indirect Ownership Common Stock S - Open market or private sale -3,162 $47.33
Jan 15/20 Jan 15/20 Craig Jonathan M. Indirect Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 3,162 $12.88
Jan 7/20 Jan 2/20 Ruffel Charles A. Direct Ownership Nonqualified Stock Option (right to buy) A - Grant, award or other under Rule 16b-3(d) 1,431  
Jan 7/20 Jan 2/20 Ellis Stephen A Direct Ownership Restricted Stock Units A - Grant, award or other under Rule 16b-3(d) 324  
Jan 7/20 Jan 2/20 Herringer Frank C Direct Ownership Restricted Stock Units A - Grant, award or other under Rule 16b-3(d) 700  
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