Charles Schwab Corp (N:SCHW)

Business Focus: Investment Banking & Brokerage Services

Latest 10 SEC filings (by transaction date) for SCHW within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET September 22nd, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Sep 11/19 Sep 11/19 Schwab Charles R Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -105,422  
Sep 11/19 Sep 11/19 Schwab Charles R Indirect Ownership Common Stock S - Open market or private sale -105,422 $42.03
Sep 11/19 Sep 11/19 Schwab Charles R Indirect Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 105,422 $17.38
Sep 5/19 Sep 5/19 Schwab Charles R Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -105,422  
Sep 5/19 Sep 5/19 Schwab Charles R Indirect Ownership Common Stock S - Open market or private sale -105,422 $40.08
Sep 5/19 Sep 5/19 Schwab Charles R Indirect Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 105,422 $17.38
Sep 4/19 Sep 4/19 Schwab Charles R Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -22,810  
Sep 4/19 Sep 4/19 Schwab Charles R Indirect Ownership Common Stock S - Open market or private sale -22,810 $38.47
Sep 4/19 Sep 4/19 Schwab Charles R Indirect Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 22,810 $17.38
Sep 4/19 Sep 3/19 Schwab Charles R Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -82,612  
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Latest 10 SEC filings (by filing date) for SCHW within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET September 22nd, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Sep 11/19 Sep 11/19 Schwab Charles R Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -105,422  
Sep 11/19 Sep 11/19 Schwab Charles R Indirect Ownership Common Stock S - Open market or private sale -105,422 $42.03
Sep 11/19 Sep 11/19 Schwab Charles R Indirect Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 105,422 $17.38
Sep 5/19 Sep 5/19 Schwab Charles R Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -105,422  
Sep 5/19 Sep 5/19 Schwab Charles R Indirect Ownership Common Stock S - Open market or private sale -105,422 $40.08
Sep 5/19 Sep 5/19 Schwab Charles R Indirect Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 105,422 $17.38
Sep 4/19 Sep 4/19 Schwab Charles R Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -22,810  
Sep 4/19 Sep 3/19 Schwab Charles R Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -82,612  
Sep 4/19 Sep 4/19 Schwab Charles R Indirect Ownership Common Stock S - Open market or private sale -22,810 $38.47
Sep 4/19 Sep 4/19 Schwab Charles R Indirect Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 22,810 $17.38
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