Stifel Financial Corp (N:SF)

Business Focus: Brokerage Services

Competitors with Recent Insider Filings
BGC Partners (OQ:BGCP)
Siebert Financial (OQ:SIEB)
Latest 10 SEC filings (by transaction date) for SF within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET July 18th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jul 11/19 Jul 10/19 Nesi Victor Direct Ownership Common Stock S - Open market or private sale -1,415 $60.12
Jul 3/19 Jul 1/19 Nesi Victor Direct Ownership Common Stock S - Open market or private sale -3,585 $60.00
Jun 21/19 Jun 19/19 Dubinsky John P Direct Ownership Common Stock S - Open market or private sale -2,000 $57.25
Jun 7/19 Jun 6/19 Zimmerman Michael J Direct Ownership Phantom Stock Units M - Exercise or conversion exempt under rule 16b-3 -1,900  
Jun 7/19 Jun 6/19 Zimmerman Michael J Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 1,900  
Jun 7/19 Jun 6/19 Peacock David A Direct Ownership Phantom Stock Units M - Exercise or conversion exempt under rule 16b-3 -1,900  
Jun 7/19 Jun 6/19 Peacock David A Indirect Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 1,900  
Jun 7/19 Jun 6/19 Oates James M Direct Ownership Phantom Stock Units M - Exercise or conversion exempt under rule 16b-3 -1,900  
Jun 7/19 Jun 6/19 Oates James M Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 1,900  
Jun 7/19 Jun 6/19 Markus Maura A. Direct Ownership Phantom Stock Units M - Exercise or conversion exempt under rule 16b-3 -1,900  
Sign up for a free account or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for SF within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET July 18th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jul 11/19 Jul 10/19 Nesi Victor Direct Ownership Common Stock S - Open market or private sale -1,415 $60.12
Jul 3/19 Jul 1/19 Nesi Victor Direct Ownership Common Stock S - Open market or private sale -3,585 $60.00
Jul 3/19 May 23/19 Kruszewski Ronald J Direct Ownership Common Stock J - Other transaction -34,972 $57.19
Jun 21/19 Jun 19/19 Dubinsky John P Direct Ownership Common Stock S - Open market or private sale -2,000 $57.25
Jun 7/19 Jun 6/19 Zimmerman Michael J Direct Ownership Phantom Stock Units M - Exercise or conversion exempt under rule 16b-3 -1,900  
Jun 7/19 Jun 5/19 Zimmerman Michael J Direct Ownership Phantom Stock Units A - Grant, award or other under Rule 16b-3(d) 1,900  
Jun 7/19 Jun 6/19 Zimmerman Michael J Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 1,900  
Jun 7/19 Jun 6/19 Peacock David A Direct Ownership Phantom Stock Units M - Exercise or conversion exempt under rule 16b-3 -1,900  
Jun 7/19 Jun 5/19 Peacock David A Direct Ownership Phantom Stock Units A - Grant, award or other under Rule 16b-3(d) 1,900  
Jun 7/19 Jun 6/19 Peacock David A Indirect Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 1,900  
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