Trans-Lux Corporation (PK:TNLX)

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Latest 10 SEC filings (by transaction date) for TNLX within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET February 22nd, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Oct 18/19 Oct 18/19 Fazio Nicholas J Indirect Ownership Warrant Form 3 : Initial Statement of Beneficial Ownership of Securities    
Oct 18/19 Oct 18/19 Fazio Nicholas J Indirect Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Apr 15/19 Apr 15/19 Unilumin North America, Inc. Direct Ownership Warrant (right to buy) Form 3 : Initial Statement of Beneficial Ownership of Securities    
Apr 15/19 Apr 15/19 Unilumin North America, Inc. Direct Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Oct 18/19 Apr 10/19 Schiele George W Direct Ownership Common Stock X - in- or at-the-money exercise 60,000 $1.00
Oct 18/19 Apr 10/19 Shaio Alberto Direct Ownership Common Stock X - in- or at-the-money exercise 60,000 $1.00
Oct 18/19 Apr 10/19 Zizza Salvatore J Direct Ownership Common Stock X - in- or at-the-money exercise 62,500 $1.00
Oct 18/19 Apr 10/19 Dupee Todd Direct Ownership Common Stock X - in- or at-the-money exercise 20,000 $1.00
Apr 15/19 Apr 5/19 Unilumin North America, Inc. Direct Ownership Warrant (right to buy) O - out-of-the-money exercise -3,608,247 $0.970
Apr 15/19 Apr 5/19 Unilumin North America, Inc. Direct Ownership Common Stock O - out-of-the-money exercise 3,608,247 $0.970
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Latest 10 SEC filings (by filing date) for TNLX within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET February 22nd, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Oct 18/19 Mar 6/19 Schiele George W Direct Ownership Series B Convertible Preferred Stock C - Conversion -250 $200.00
Oct 18/19 Apr 10/19 Schiele George W Direct Ownership Common Stock X - in- or at-the-money exercise 60,000 $1.00
Oct 18/19 Mar 6/19 Schiele George W Direct Ownership Common Stock C - Conversion 25,000  
Oct 18/19 Apr 5/19 Fazio Nicholas J Indirect Ownership Warrant I - Discretionary transaction under rule 16b-3(f) -3,608,247 $0.970
Oct 18/19 Mar 4/19 Fazio Nicholas J Indirect Ownership Warrant I - Discretionary transaction under rule 16b-3(f) -2,061,856 $0.970
Oct 18/19 Apr 5/19 Fazio Nicholas J Indirect Ownership Common Stock I - Discretionary transaction under rule 16b-3(f) 3,608,247 $0.970
Oct 18/19 Mar 4/19 Fazio Nicholas J Indirect Ownership Common Stock I - Discretionary transaction under rule 16b-3(f) 2,061,856 $0.970
Oct 18/19 Oct 18/19 Fazio Nicholas J Indirect Ownership Warrant Form 3 : Initial Statement of Beneficial Ownership of Securities    
Oct 18/19 Oct 18/19 Fazio Nicholas J Indirect Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Oct 18/19 Mar 6/19 Shaio Alberto Direct Ownership Series B Convertible Preferred Stock C - Conversion -252 $200.00
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