Waddell & Reed Financial, Inc. (N:WDR)

Business Focus: Investment Management & Fund Operators

Latest 10 SEC filings (by transaction date) for WDR within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET June 18th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jun 12/19 Jun 12/19 Hanson Daniel P Indirect Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jun 12/19 Jun 12/19 Hanson Daniel P Direct Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jun 12/19 Jun 10/19 Hanson Daniel P Direct Ownership Class A Common A - Grant, award or other under Rule 16b-3(d) 149,343  
Apr 4/19 Apr 2/19 Scupham Amy J. Direct Ownership Class A Common F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -376 $17.43
Apr 4/19 Apr 2/19 Mihal Shawn M. Direct Ownership Class A Common F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -768 $17.43
Apr 4/19 Apr 2/19 Buyle Mark P. Direct Ownership Class A Common F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,512 $17.43
Mar 25/19 Mar 22/19 Logue Dennis E Direct Ownership Class A Common S - Open market or private sale -5,000 $16.72
Mar 5/19 Mar 5/19 Andrade Kathie J. Direct Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Mar 5/19 Mar 3/19 Andrade Kathie J. Direct Ownership Class A Common A - Grant, award or other under Rule 16b-3(d) 5,646  
Feb 19/19 Feb 15/19 Raines James M Direct Ownership Class A Common S - Open market or private sale -1,000 $17.75
Sign up for a free account or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for WDR within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET June 18th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jun 12/19 Jun 10/19 Hanson Daniel P Direct Ownership Class A Common A - Grant, award or other under Rule 16b-3(d) 149,343  
Jun 12/19 Jun 12/19 Hanson Daniel P Indirect Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jun 12/19 Jun 12/19 Hanson Daniel P Direct Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Apr 4/19 Apr 2/19 Scupham Amy J. Direct Ownership Class A Common F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -376 $17.43
Apr 4/19 Apr 2/19 Mihal Shawn M. Direct Ownership Class A Common F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -768 $17.43
Apr 4/19 Apr 2/19 Buyle Mark P. Direct Ownership Class A Common F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,512 $17.43
Mar 25/19 Mar 22/19 Logue Dennis E Direct Ownership Class A Common S - Open market or private sale -5,000 $16.72
Mar 5/19 Mar 3/19 Andrade Kathie J. Direct Ownership Class A Common A - Grant, award or other under Rule 16b-3(d) 5,646  
Mar 5/19 Mar 5/19 Andrade Kathie J. Direct Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Feb 19/19 Feb 15/19 Raines James M Direct Ownership Class A Common S - Open market or private sale -1,000 $17.75
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