Waddell & Reed Financial, Inc. (N:WDR)

Business Focus: Investment Management & Fund Operators

Latest 10 SEC filings (by transaction date) for WDR within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET September 21st, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Aug 6/19 Aug 6/19 Daley Michael John Direct Ownership Restricted Stock Units Form 3 : Initial Statement of Beneficial Ownership of Securities    
Aug 6/19 Aug 6/19 Daley Michael John Direct Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jul 8/19 Jul 8/19 Jessee James A. Direct Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jul 8/19 Jul 3/19 Jessee James A. Direct Ownership Class A Common A - Grant, award or other under Rule 16b-3(d) 3,725  
Jun 12/19 Jun 12/19 Hanson Daniel P Indirect Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jun 12/19 Jun 12/19 Hanson Daniel P Direct Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jun 12/19 Jun 10/19 Hanson Daniel P Direct Ownership Class A Common A - Grant, award or other under Rule 16b-3(d) 149,343  
Apr 4/19 Apr 2/19 Scupham Amy J. Direct Ownership Class A Common F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -376 $17.43
Apr 4/19 Apr 2/19 Mihal Shawn M. Direct Ownership Class A Common F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -768 $17.43
Apr 4/19 Apr 2/19 Buyle Mark P. Direct Ownership Class A Common F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,512 $17.43
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for WDR within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET September 21st, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Aug 6/19 Aug 6/19 Daley Michael John Direct Ownership Restricted Stock Units Form 3 : Initial Statement of Beneficial Ownership of Securities    
Aug 6/19 Aug 6/19 Daley Michael John Direct Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jul 8/19 Jul 3/19 Jessee James A. Direct Ownership Class A Common A - Grant, award or other under Rule 16b-3(d) 3,725  
Jul 8/19 Jul 8/19 Jessee James A. Direct Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jun 12/19 Jun 10/19 Hanson Daniel P Direct Ownership Class A Common A - Grant, award or other under Rule 16b-3(d) 149,343  
Jun 12/19 Jun 12/19 Hanson Daniel P Indirect Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jun 12/19 Jun 12/19 Hanson Daniel P Direct Ownership Class A Common Form 3 : Initial Statement of Beneficial Ownership of Securities    
Apr 4/19 Apr 2/19 Scupham Amy J. Direct Ownership Class A Common F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -376 $17.43
Apr 4/19 Apr 2/19 Mihal Shawn M. Direct Ownership Class A Common F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -768 $17.43
Apr 4/19 Apr 2/19 Buyle Mark P. Direct Ownership Class A Common F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,512 $17.43
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