XOMA Corp (OQ:XOMA)

Latest 10 SEC filings (by transaction date) for XOMA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 19th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 8/19 Nov 6/19 Neal James R Direct Ownership Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -4,348  
Nov 8/19 Nov 6/19 Neal James R Direct Ownership Common Stock S - Open market or private sale -4,348 $22.00
Nov 8/19 Nov 6/19 Neal James R Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 4,348 $5.50
Sep 20/19 Sep 20/19 Neal James R Direct Ownership Common Stock S - Open market or private sale -5,452 $20.23
Sep 20/19 Sep 20/19 Neal James R Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 5,452 $5.50
Sep 20/19 Sep 20/19 Neal James R Direct Ownership Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -5,452  
Sep 20/19 Sep 19/19 Neal James R Direct Ownership Common Stock S - Open market or private sale -2,642 $21.73
Sep 20/19 Sep 19/19 Neal James R Direct Ownership Common Stock S - Open market or private sale -3,728 $20.69
Sep 20/19 Sep 19/19 Neal James R Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 6,370 $5.50
Sep 20/19 Sep 19/19 Neal James R Direct Ownership Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -6,370  
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for XOMA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET November 19th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Nov 8/19 Nov 6/19 Neal James R Direct Ownership Stock Option (Right to Buy) M - Exercise or conversion exempt under rule 16b-3 -4,348  
Nov 8/19 Nov 6/19 Neal James R Direct Ownership Common Stock S - Open market or private sale -4,348 $22.00
Nov 8/19 Nov 6/19 Neal James R Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 4,348 $5.50
Sep 20/19 Sep 18/19 Neal James R Direct Ownership Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -3,830  
Sep 20/19 Sep 20/19 Neal James R Direct Ownership Common Stock S - Open market or private sale -5,452 $20.23
Sep 20/19 Sep 20/19 Neal James R Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 5,452 $5.50
Sep 20/19 Sep 19/19 Neal James R Direct Ownership Common Stock S - Open market or private sale -2,642 $21.73
Sep 20/19 Sep 19/19 Neal James R Direct Ownership Common Stock S - Open market or private sale -3,728 $20.69
Sep 20/19 Sep 19/19 Neal James R Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 6,370 $5.50
Sep 20/19 Sep 18/19 Neal James R Direct Ownership Common Stock S - Open market or private sale -3,830 $21.96
Sign up or login above to see all SEC filings within the past 6 months.
Sign up or login above to see the past 6 months of filings sorted by insider. .
Get holdings trends & enhanced insider charts in PDF now
Comment On!
140

Twitter

Search (past week) for $XOMA

StockTwits