TD Ameritrade Holding Corp. (OQ:AMTD)

Business Focus: Investment Banking

Competitors with Recent Insider Filings
Houlihan Lokey (N:HLI)
Moelis & Co (N:MC)
Lazard (N:LAZ)
Latest 10 SEC filings (by transaction date) for AMTD within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET December 11th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Dec 9/19 Dec 9/19 Peterson Jon C. Direct Ownership Common Stock Form 3/A : Amendment of a previous Form 3    
Dec 9/19 Dec 5/19 Peterson Jon C. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 4,302  
Dec 9/19 Dec 5/19 Quirk Steven M. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,995  
Dec 9/19 Dec 5/19 Desilva Peter J Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 26,127  
Dec 9/19 Dec 5/19 Nally Thomas A. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 31,603  
Dec 9/19 Dec 5/19 Koplow Ellen L S Direct Ownership Common Stock S - Open market or private sale -7,533 $51.04
Dec 9/19 Dec 5/19 Boyle Stephen J Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 24,304  
Dec 4/19 Dec 2/19 Moglia Joseph H Direct Ownership Common Stock S - Open market or private sale -15,000 $52.37
Nov 27/19 Nov 27/19 Peterson Jon C. Direct Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Nov 27/19 Nov 22/19 Peterson Jon C. Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,637 $48.13
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for AMTD within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET December 11th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Dec 9/19 Dec 5/19 Peterson Jon C. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 4,302  
Dec 9/19 Nov 22/19 Peterson Jon C. Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,637 $48.13
Dec 9/19 Dec 9/19 Peterson Jon C. Direct Ownership Common Stock Form 3/A : Amendment of a previous Form 3    
Dec 9/19 Dec 5/19 Quirk Steven M. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 30,995  
Dec 9/19 Dec 5/19 Desilva Peter J Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 26,127  
Dec 9/19 Dec 5/19 Nally Thomas A. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 31,603  
Dec 9/19 Dec 5/19 Koplow Ellen L S Direct Ownership Common Stock S - Open market or private sale -7,533 $51.04
Dec 9/19 Dec 5/19 Boyle Stephen J Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 24,304  
Dec 4/19 Dec 2/19 Moglia Joseph H Direct Ownership Common Stock S - Open market or private sale -15,000 $52.37
Nov 27/19 Nov 22/19 Peterson Jon C. Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,637 $48.13
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