Focus Financial Partners Inc (OQ:FOCS)

Business Focus: Investment Management & Fund Operators

INK Ultra Money Free

Latest 10 SEC filings (by transaction date) for FOCS within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET December 3rd, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Sep 25/20 Sep 24/20 Morganroth Greg S. Direct Ownership Incentive Units in Focus Financial Partners, LLC A - Grant, award or other under Rule 16b-3(d) 30,000  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Common Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 -561,185  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Common Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 561,185  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Incentive Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 -336,000  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Incentive Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 -46,000  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Incentive Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 -97,000  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Incentive Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 -175,000  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Class A Common Stock S - Open market or private sale -561,185 $31.05
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Class A Common Stock M - Exercise or conversion exempt under rule 16b-3 561,185  
Sep 9/20 Sep 8/20 Kodialam Rajini Sundar Direct Ownership Common Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 -260,749  
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for FOCS within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET December 3rd, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Sep 25/20 Sep 24/20 Morganroth Greg S. Direct Ownership Incentive Units in Focus Financial Partners, LLC A - Grant, award or other under Rule 16b-3(d) 30,000  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Common Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 -561,185  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Common Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 561,185  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Incentive Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 -336,000  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Incentive Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 -46,000  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Incentive Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 -97,000  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Incentive Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 -175,000  
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Class A Common Stock S - Open market or private sale -561,185 $31.05
Sep 9/20 Sep 8/20 Adolf Ruediger Direct Ownership Class A Common Stock M - Exercise or conversion exempt under rule 16b-3 561,185  
Sep 9/20 Sep 8/20 Kodialam Rajini Sundar Direct Ownership Common Units in Focus Financial Partners, LLC M - Exercise or conversion exempt under rule 16b-3 -260,749  
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