LPL Financial Holdings Inc (OQ:LPLA)

Business Focus: Investment Banking & Brokerage Services

Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET August 24th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Aug 23/19 Aug 21/19 Seese Scott Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -5,133 $73.79
Aug 15/19 Aug 13/19 Oroschakoff Michelle Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -266  
Aug 15/19 Aug 13/19 Oroschakoff Michelle Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -4,734  
Aug 15/19 Aug 13/19 Oroschakoff Michelle Direct Ownership Common Stock S - Open market or private sale -5,000 $71.67
Aug 15/19 Aug 13/19 Oroschakoff Michelle Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 266 $48.09
Aug 15/19 Aug 13/19 Oroschakoff Michelle Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 4,734 $36.88
Aug 7/19 Aug 5/19 Audette Matthew J Direct Ownership Common Stock S - Open market or private sale -3,687 $77.11
Aug 7/19 Aug 5/19 Audette Matthew J Direct Ownership Common Stock S - Open market or private sale -8,813 $76.49
Jun 17/19 Jun 13/19 Kalbaugh John Andrew Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -716 $84.64
Jun 5/19 Jun 3/19 Thomas Corey E. Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 3  
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Latest 10 SEC filings (by filing date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET August 24th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Aug 23/19 Aug 21/19 Seese Scott Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -5,133 $73.79
Aug 15/19 Aug 13/19 Oroschakoff Michelle Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -266  
Aug 15/19 Aug 13/19 Oroschakoff Michelle Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -4,734  
Aug 15/19 Aug 13/19 Oroschakoff Michelle Direct Ownership Common Stock S - Open market or private sale -5,000 $71.67
Aug 15/19 Aug 13/19 Oroschakoff Michelle Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 266 $48.09
Aug 15/19 Aug 13/19 Oroschakoff Michelle Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 4,734 $36.88
Aug 7/19 Aug 5/19 Audette Matthew J Direct Ownership Common Stock S - Open market or private sale -3,687 $77.11
Aug 7/19 Aug 5/19 Audette Matthew J Direct Ownership Common Stock S - Open market or private sale -8,813 $76.49
Aug 7/19 May 17/19 Audette Matthew J Direct Ownership Common Stock G - Gift -2,000  
Jun 17/19 Jun 13/19 Kalbaugh John Andrew Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -716 $84.64
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