LPL Financial Holdings Inc (OQ:LPLA)

Business Focus: Investment Banking & Brokerage Services

Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Apr 2/19 Mar 29/19 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 40  
Apr 2/19 Mar 29/19 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Apr 2/19 Mar 29/19 Riepe James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 22  
Apr 2/19 Mar 29/19 Riepe James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Apr 2/19 Mar 29/19 Putnam James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 36  
Apr 2/19 Mar 29/19 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 22  
Apr 2/19 Mar 29/19 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Apr 2/19 Mar 29/19 Eberhart Paulett Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Mar 15/19 Mar 14/19 Oroschakoff Michelle Direct Ownership Common Stock S - Open market or private sale -1,214 $73.81
Mar 15/19 Mar 14/19 Gooley Thomas Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -3,528  
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Latest 10 SEC filings (by filing date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Apr 2/19 Mar 29/19 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 40  
Apr 2/19 Mar 29/19 Schifter Richard P Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Apr 2/19 Mar 29/19 Riepe James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 22  
Apr 2/19 Mar 29/19 Riepe James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Apr 2/19 Mar 29/19 Putnam James S Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 36  
Apr 2/19 Mar 29/19 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 22  
Apr 2/19 Mar 29/19 Glavin William Francis Jr Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Apr 2/19 Mar 29/19 Eberhart Paulett Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 8  
Mar 15/19 Mar 13/19 White George Burton Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -704 $74.22
Mar 15/19 Mar 14/19 Oroschakoff Michelle Direct Ownership Common Stock S - Open market or private sale -1,214 $73.81
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