LPL Financial Holdings Inc (OQ:LPLA)

Business Focus: Investment Banking & Brokerage Services

Competitors with Recent Insider Filings
Charles Schwab (N:SCHW)
Evercore (N:EVR)
Goldman Sachs Group (N:GS)
Latest 10 SEC filings (by transaction date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
Feb 13/19 Feb 11/19 Kalbaugh John Andrew Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -40,000  
Feb 13/19 Feb 11/19 Kalbaugh John Andrew Direct Ownership Common Stock S - Open market or private sale -40,000 $76.94
Feb 13/19 Feb 11/19 Kalbaugh John Andrew Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 40,000 $22.08
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -6,926  
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -15,938  
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -20,576  
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Common Stock S - Open market or private sale -3,100 $75.06
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Common Stock S - Open market or private sale -40,340 $74.81
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 6,926 $39.48
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 15,938 $24.38
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
Latest 10 SEC filings (by filing date) for LPLA within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction # or value acquired or disposed of Price
Feb 13/19 Feb 11/19 Kalbaugh John Andrew Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -40,000  
Feb 13/19 Feb 11/19 Kalbaugh John Andrew Direct Ownership Common Stock S - Open market or private sale -40,000 $76.94
Feb 13/19 Feb 11/19 Kalbaugh John Andrew Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 40,000 $22.08
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -6,926  
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -15,938  
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Option to purchase Common Stock M - Exercise or conversion exempt under rule 16b-3 -20,576  
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Common Stock S - Open market or private sale -3,100 $75.06
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Common Stock S - Open market or private sale -40,340 $74.81
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 6,926 $39.48
Feb 6/19 Feb 4/19 Gooley Thomas Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 15,938 $24.38
Sign up for a free account or login above to see all SEC filings within the past 6 months. During our beta offer, get free access to company PDF reports.
Sign up for a free account or login above to see the past 6 months of filings sorted by insider. During our beta offer, get free access to company PDF reports.
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