B Riley Financial Inc (OQ:RILY)

Business Focus: Investment Banking & Brokerage Services

Latest 10 SEC filings (by transaction date) for RILY within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET June 17th, 2024
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jun 4/24 May 31/24 Forman Alan N Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -988 $24.81
Jun 4/24 May 31/24 Weitzman Howard Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -633 $24.81
Jun 4/24 May 31/24 Ahn Phillip J. Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -4,086 $24.81
Jun 4/24 May 31/24 Young Kenneth M Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -5,076 $24.81
Jun 4/24 May 31/24 Riley Bryant R Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -11,254 $24.81
Jun 4/24 May 31/24 Moore Andrew Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -5,073 $24.81
Jun 4/24 May 31/24 Kelleher Thomas J /Adv Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -11,254 $24.81
Mar 19/24 Mar 15/24 Young Kenneth M Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -2,068 $17.56
Mar 19/24 Mar 15/24 Riley Bryant R Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -5,679 $17.56
Mar 19/24 Mar 15/24 Weitzman Howard Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -670 $17.56
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for RILY within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET June 17th, 2024
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Jun 4/24 May 31/24 Forman Alan N Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -988 $24.81
Jun 4/24 May 31/24 Weitzman Howard Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -633 $24.81
Jun 4/24 May 31/24 Ahn Phillip J. Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -4,086 $24.81
Jun 4/24 May 31/24 Young Kenneth M Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -5,076 $24.81
Jun 4/24 May 31/24 Riley Bryant R Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -11,254 $24.81
Jun 4/24 May 31/24 Moore Andrew Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -5,073 $24.81
Jun 4/24 May 31/24 Kelleher Thomas J /Adv Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -11,254 $24.81
Mar 19/24 Mar 15/24 Young Kenneth M Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -2,068 $17.56
Mar 19/24 Dec 29/23 Young Kenneth M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 260 $17.84
Mar 19/24 Jun 30/23 Young Kenneth M Direct Ownership Common Stock A - Grant, award or other under Rule 16b-3(d) 379 $39.08
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Competitors

Competitors with Recent Insider Filings
Charles Schwab (N:SCHW)
Jefferies Financial Group (N:JEF)
Morgan Stanley (N:MS)

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