Charles Schwab Corp (N:SCHW)

Business Focus: Investment Banking & Brokerage Services

Latest 10 SEC filings (by transaction date) for SCHW within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET December 8th, 2023
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Dec 4/23 Nov 30/23 Schwab-Pomerantz Carolyn Indirect Ownership Common Stock S - Open market or private sale -12,208 $61.28
Dec 4/23 Nov 30/23 Crawford Peter B. Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -4,000  
Dec 4/23 Nov 30/23 Crawford Peter B. Indirect Ownership Common Stock S - Open market or private sale -4,000 $60.56
Dec 4/23 Nov 30/23 Crawford Peter B. Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 4,000 $28.44
Dec 4/23 Nov 30/23 Morgan Peter J. III Direct Ownership Common Stock S - Open market or private sale -7,162 $60.72
Nov 7/23 Nov 3/23 Crawford Peter B. Indirect Ownership Common Stock S - Open market or private sale -3,114 $56.19
Nov 6/23 Nov 2/23 Schwab Charles R. Indirect Ownership Common Stock G - Gift -92,300  
Nov 3/23 Nov 1/23 Morgan Peter J. III Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -852 $52.69
Nov 1/23 Oct 30/23 Schwab Charles R. Indirect Ownership Common Stock G - Gift -59,455  
Oct 26/23 Oct 24/23 Sneed Paula A Indirect Ownership Common Stock S - Open market or private sale -6,918 $49.98
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for SCHW within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET December 8th, 2023
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Dec 4/23 Nov 30/23 Schwab-Pomerantz Carolyn Indirect Ownership Common Stock S - Open market or private sale -12,208 $61.28
Dec 4/23 Nov 30/23 Crawford Peter B. Direct Ownership Nonqualified Stock Option (right to buy) M - Exercise or conversion exempt under rule 16b-3 -4,000  
Dec 4/23 Nov 30/23 Crawford Peter B. Indirect Ownership Common Stock S - Open market or private sale -4,000 $60.56
Dec 4/23 Nov 30/23 Crawford Peter B. Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 4,000 $28.44
Dec 4/23 Nov 30/23 Morgan Peter J. III Direct Ownership Common Stock S - Open market or private sale -7,162 $60.72
Nov 7/23 Nov 3/23 Crawford Peter B. Indirect Ownership Common Stock S - Open market or private sale -3,114 $56.19
Nov 6/23 Nov 2/23 Schwab Charles R. Indirect Ownership Common Stock G - Gift -92,300  
Nov 3/23 Nov 1/23 Morgan Peter J. III Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -852 $52.69
Nov 1/23 Oct 30/23 Schwab Charles R. Indirect Ownership Common Stock G - Gift -59,455  
Oct 26/23 Oct 24/23 Sneed Paula A Indirect Ownership Common Stock S - Open market or private sale -6,918 $49.98
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Competitors

Competitors with Recent Insider Filings
Jefferies Financial Group (N:JEF)
Morgan Stanley (N:MS)
B Riley Financial (OQ:RILY)

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