EMCORE Corporation (OQ:EMKR)

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Latest 10 SEC filings (by transaction date) for EMKR within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET February 26th, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Feb 14/20 Feb 13/20 Domenik Stephen L Indirect Ownership Common Stock P - Open market or private purchase 10,000 $3.44
Dec 30/19 Dec 28/19 Lu Albert Direct Ownership Restricted Stock Units (RSUs) M - Exercise or conversion exempt under rule 16b-3 -3,500  
Dec 30/19 Dec 28/19 Lu Albert Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,210 $3.09
Dec 30/19 Dec 28/19 Lu Albert Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 3,500  
Dec 30/19 Dec 28/19 Rittichier Jeffrey Direct Ownership Restricted Stock Units (RSUs) M - Exercise or conversion exempt under rule 16b-3 -10,000  
Dec 30/19 Dec 28/19 Rittichier Jeffrey Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -4,958 $3.09
Dec 30/19 Dec 28/19 Rittichier Jeffrey Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 10,000  
Dec 23/19 Dec 21/19 Black Iain Direct Ownership Restricted Stock Units A - Grant, award or other under Rule 16b-3(d) 7,280  
Dec 23/19 Dec 21/19 Black Iain Direct Ownership Performance-Based Restricted Stock Units (PSUs) A - Grant, award or other under Rule 16b-3(d) 48,000  
Dec 23/19 Dec 21/19 Lu Albert Direct Ownership Restricted Stock Units A - Grant, award or other under Rule 16b-3(d) 5,292  
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Latest 10 SEC filings (by filing date) for EMKR within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET February 26th, 2020
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Feb 14/20 Feb 13/20 Domenik Stephen L Indirect Ownership Common Stock P - Open market or private purchase 10,000 $3.44
Dec 30/19 Dec 28/19 Lu Albert Direct Ownership Restricted Stock Units (RSUs) M - Exercise or conversion exempt under rule 16b-3 -3,500  
Dec 30/19 Dec 28/19 Lu Albert Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -1,210 $3.09
Dec 30/19 Dec 28/19 Lu Albert Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 3,500  
Dec 30/19 Dec 28/19 Rittichier Jeffrey Direct Ownership Restricted Stock Units (RSUs) M - Exercise or conversion exempt under rule 16b-3 -10,000  
Dec 30/19 Dec 28/19 Rittichier Jeffrey Direct Ownership Common Stock F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -4,958 $3.09
Dec 30/19 Dec 28/19 Rittichier Jeffrey Direct Ownership Common Stock M - Exercise or conversion exempt under rule 16b-3 10,000  
Dec 23/19 Dec 21/19 Black Iain Direct Ownership Restricted Stock Units A - Grant, award or other under Rule 16b-3(d) 7,280  
Dec 23/19 Dec 21/19 Black Iain Direct Ownership Performance-Based Restricted Stock Units (PSUs) A - Grant, award or other under Rule 16b-3(d) 48,000  
Dec 23/19 Dec 21/19 Lu Albert Direct Ownership Restricted Stock Units A - Grant, award or other under Rule 16b-3(d) 5,292  
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