Retail Opportunity Investments Corp (OQ:ROIC)

Business Focus: Retail REITs

Latest 10 SEC filings (by transaction date) for ROIC within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET September 18th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Sep 11/19 Sep 9/19 Tanz Stuart A Direct Ownership Common Stock, par value $0.0001 per share M - Exercise or conversion exempt under rule 16b-3 -50,000  
Sep 11/19 Sep 9/19 Tanz Stuart A Direct Ownership Common Stock, par value $0.0001 per share M - Exercise or conversion exempt under rule 16b-3 50,000 $10.25
Mar 14/19 Mar 12/19 Tanz Stuart A Direct Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 105,510  
Mar 14/19 Mar 12/19 Schoebel Richard K. Indirect Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 36,635  
Mar 14/19 Mar 12/19 Haines Michael B. Indirect Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 33,411  
Mar 14/19 Mar 12/19 Baker Richard A. Direct Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 11,723  
Feb 21/19 Feb 19/19 Sneve Laurie A. Indirect Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 20,000  
Jan 3/19 Jan 1/19 Zorn Eric S Direct Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 6,297  
Jan 3/19 Jan 1/19 Tanz Stuart A Direct Ownership Common Stock, par value $0.0001 per share F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -52,706 $15.88
Jan 3/19 Jan 1/19 Tanz Stuart A Direct Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 52,800  
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for ROIC within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET September 18th, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Sep 11/19 Sep 9/19 Tanz Stuart A Direct Ownership Common Stock, par value $0.0001 per share M - Exercise or conversion exempt under rule 16b-3 -50,000  
Sep 11/19 Sep 9/19 Tanz Stuart A Direct Ownership Common Stock, par value $0.0001 per share M - Exercise or conversion exempt under rule 16b-3 50,000 $10.25
Mar 14/19 Mar 12/19 Tanz Stuart A Direct Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 105,510  
Mar 14/19 Mar 12/19 Schoebel Richard K. Indirect Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 36,635  
Mar 14/19 Mar 12/19 Haines Michael B. Indirect Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 33,411  
Mar 14/19 Mar 12/19 Baker Richard A. Direct Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 11,723  
Feb 21/19 Feb 19/19 Sneve Laurie A. Indirect Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 20,000  
Jan 3/19 Jan 1/19 Zorn Eric S Direct Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 6,297  
Jan 3/19 Jan 1/19 Tanz Stuart A Direct Ownership Common Stock, par value $0.0001 per share F - Payment of exercise price or tax liability, exercise or vesting of a security under Rule 16b-3 -52,706 $15.88
Jan 3/19 Jan 1/19 Tanz Stuart A Direct Ownership Common Stock, par value $0.0001 per share A - Grant, award or other under Rule 16b-3(d) 52,800  
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