Swiss Helvetia Fund, Inc. (The) Common Stock (N:SWZ)

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Latest 10 SEC filings (by transaction date) for SWZ within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET October 22nd, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Oct 9/19 Oct 8/19 Hellerman Gerald Direct Ownership Common Stock P - Open market or private purchase 1,000 $7.93
Aug 7/19 Aug 5/19 Sell Moritz A Direct Ownership Common Stock P - Open market or private purchase 1,875 $7.87
Aug 5/19 Aug 2/19 Hellerman Gerald Direct Ownership Common Stock P - Open market or private purchase 1,000 $8.00
Aug 2/19 Aug 2/19 Hellerman Gerald Direct Ownership Common Stock P - Open market or private purchase 1,000 $8.00
Feb 1/19 Feb 1/19 Das Rajeev P Indirect Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Feb 1/19 Feb 1/19 Antonucci Thomas Direct Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Feb 1/19 Feb 1/19 Darling Stephanie Direct Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jan 4/19 Jan 2/19 Goldstein Phillip Indirect Ownership Common Stock J - Other transaction -104,660  
Jan 4/19 Jan 2/19 Dakos Andrew Indirect Ownership Common Stock J - Other transaction -104,660  
Nov 23/18 Nov 20/18 Goldstein Phillip Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -17,633 $7.86
Sign up or login above to see all SEC filings within the past 6 months.
Latest 10 SEC filings (by filing date) for SWZ within the last 6 months [?]
Amended Filing      Footnote and/or Remark
As of 11:59pm ET October 22nd, 2019
Filing
Date
Transaction
Date
Insider Name Ownership
Type
Securities Nature of transaction Volume or Value Price
Oct 9/19 Oct 8/19 Hellerman Gerald Direct Ownership Common Stock P - Open market or private purchase 1,000 $7.93
Aug 7/19 Aug 5/19 Sell Moritz A Direct Ownership Common Stock P - Open market or private purchase 1,875 $7.87
Aug 5/19 Aug 2/19 Hellerman Gerald Direct Ownership Common Stock P - Open market or private purchase 1,000 $8.00
Aug 2/19 Aug 2/19 Hellerman Gerald Direct Ownership Common Stock P - Open market or private purchase 1,000 $8.00
Feb 1/19 Feb 1/19 Das Rajeev P Indirect Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Feb 1/19 Feb 1/19 Antonucci Thomas Direct Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Feb 1/19 Feb 1/19 Darling Stephanie Direct Ownership Common Stock Form 3 : Initial Statement of Beneficial Ownership of Securities    
Jan 4/19 Jan 2/19 Goldstein Phillip Indirect Ownership Common Stock J - Other transaction -104,660  
Jan 4/19 Jan 2/19 Dakos Andrew Indirect Ownership Common Stock J - Other transaction -104,660  
Nov 23/18 Nov 20/18 Goldstein Phillip Direct Ownership Common Stock D - Disposition to issuer under Rule 16b-3(e) -17,633 $7.86
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