(:LTS)

Feb 02, 2021 04:16 pm ET
Terra Income Fund 6, Inc. Announces Offering of Notes
NEW YORK, Feb. 2, 2021 /PRNewswire/ -- Terra Income Fund 6, Inc. (the "Company") announced the commencement of a registered public offering of Notes (the "Notes"). The Company expects to use the net proceeds from this offering to make investments in its targeted investments in accordance with its investment objectives and strategies and for general corporate purposes.
Apr 07, 2020 06:00 am ET
Advisor Group and Securities America Announce Recruitment of Hybrid Advisory Firm with More Than $120 Million in Total Client Assets
Advisor Group, the nation’s largest network of independent wealth management firms, and Securities America today announced the successful recruitment of 20/20 Wealth Management Group, a hybrid financial advisory practice based in Auburn, Ala. with more than $120 million in total client assets. The practice has affiliated with Securities America through one of its corporate RIAs, Arbor Point Advisors, as well as through Bay View Capital Advisory Group, a Super-OSJ based in St. Petersburg, Fla.
Feb 14, 2020 05:00 pm ET
Ladenburg Thalmann Announces Intention to Delist Certain of Its Securties
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS PrA, LTSL, LTSF, LTSK, LTSH) (“Ladenburg”) today announced that it intends to delist certain of its securities and has provided the below notice to holders of its 8.00% Series A Cumulative Redeemable Preferred Stock (the “Series A Preferred Stock”) announcing a change of control upon the closing of its merger with Advisor Group. Please see below for more information.
Feb 14, 2020 09:18 am ET
Ladenburg Thalmann Announces Completion of Merger with Advisor Group
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS PrA, LTSL, LTSF, LTSK, LTSH) ("Ladenburg"), a diversified financial services company, today announced the successful completion of its merger with Advisor Group, Inc. (“Advisor Group”), one of the nation's largest networks of independent wealth management firms.
Feb 11, 2020 04:05 pm ET
Salarius Announces Closing of $11.0 Million Underwritten Public Offering and Full Exercise of Over-Allotment Option
Salarius Pharmaceuticals, Inc. (Nasdaq: SLRX), a clinical-stage oncology company targeting cancers caused by dysregulated gene expression, today announced the closing of its previously announced underwritten public offering, with total gross...
Feb 07, 2020 08:31 am ET
Salarius Announces Pricing of $9.6 Million Underwritten Public Offering
Salarius Pharmaceuticals, Inc. (Nasdaq: SLRX), a clinical-stage oncology company targeting the epigenetic causes of cancer, today announced the pricing of an underwritten public offering for gross proceeds of approximately $9.6 million, prior to...
Feb 06, 2020 08:00 am ET
Oxford Lane Capital Corp. Prices Preferred Stock Offering
Oxford Lane Capital Corp. (the “Company”) (Nasdaq GS: OXLC, OXLCO and OXLCM) today announced that it has priced an underwritten public offering of 3,500,000 shares of its newly designated 6.25% Series 2027 Term Preferred Shares (the “Preferred...
Feb 04, 2020 04:01 pm ET
Oxford Lane Capital Corp. Announces Preferred Stock Offering
Oxford Lane Capital Corp. (the “Company”) (NasdaqGS: OXLC, OXLCO and OXLCM) today announced that it plans to offer shares of its newly designated Series 2027 Term Preferred Shares (the “Preferred Stock”) in an underwritten public offering. The...
Jan 31, 2020 08:00 am ET
Ladenburg Shareholders Approve Merger With Advisor Group
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) ("Ladenburg") and Advisor Group today announced that at a special meeting of Ladenburg’s shareholders held January 30, 2020, Ladenburg’s shareholders overwhelmingly voted to approve the merger of Ladenburg and Advisor Group.
Jan 24, 2020 09:37 am ET
CHF Solutions, Inc. Announces Pricing of $8.4 Million Underwritten Public Offering
CHF Solutions, Inc. (NASDAQ:CHFS) today announced the pricing of an underwritten public offering of units for gross proceeds of approximately $8.4 million prior to deducting underwriting discounts and commissions and offering expenses payable by...
Jan 17, 2020 05:20 pm ET
LTS, KEM, WMGI, and WLH SHAREHOLDER ALERT: Rigrodsky & Long, P.A. Reminds Investors of Investigations of Buyouts
Rigrodsky & Long, P.A. announces that it is investigating: Ladenburg Thalmann Financial Services Inc. (NYSE AMERICAN: LTS) regarding possible breaches of fiduciary duties and other violations of law related to Ladenburg’s agreement to be acquired...
Jan 02, 2020 08:00 am ET
Ladenburg Thalmann Financial Services Inc. Confirms Series A Preferred Stock Monthly Dividends for Q1 2020
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) today confirmed the first quarter 2020 monthly cash dividends for its 8.00% Series A Cumulative Redeemable Preferred Stock. The $0.1667 per share dividends are payable as follows:
Dec 19, 2019 03:05 pm ET
Achieve Life Sciences, Inc. Announces Closing of $13.8 Million Underwritten Public Offering, Including Full Exercise of Overallotment Option
SEATTLE and VANCOUVER, British Columbia, Dec. 19, 2019 /CNW/ -- Achieve Life Sciences, Inc. (Nasdaq: ACHV), a clinical-stage pharmaceutical company committed to the global development and commercialization of cytisinicline for smoking cessation and nicotine addiction, today announced the closing of an underwritten public offering of units for gross proceeds of $13.8 million, which includes the full exercise of the underwriter's over-allotment option to purchase additional shares and warrants, prior to deducting underwriting discounts and commissions and estimated offering expenses.
Dec 16, 2019 08:00 am ET
SHAREHOLDER INVESTIGATION: Halper Sadeh LLP Investigates Whether The Sale Of These Companies Is Fair To Shareholders – TCBI, WLH, AXE, LTS
Halper Sadeh LLP, a global investor rights law firm, continues to investigate the following companies: Texas Capital Bancshares, Inc. (NASDAQ: TCBI)The investigation concerns whether Texas Capital and its board of directors violated the federal...
Dec 13, 2019 04:01 pm ET
Marinus Pharmaceuticals Announces Closing of $70 Million Public Offering of Common Stock and Concurrent Private Placement Including Full Exercise of Underwriters’ Option to Purchase Additional Shares
Marinus Pharmaceuticals, Inc. (NASDAQ: MRNS), (“Marinus” or the “Company”) today announced the closing of an underwritten public offering of 32,200,000 shares of common stock at a public offering price of $1.25 per share, including the exercise in...
Dec 12, 2019 09:56 am ET
Securities America Announces that Goldstein & Associates Has Joined Its Arbor Point Advisors Hybrid RIA Platform
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH), today announced that Goldstein & Associates, an independent wealth management firm based in Wisconsin, has joined its platform through one of Securities America’s corporate RIAs, Arbor Point Advisors.
Dec 11, 2019 10:31 am ET
Corrected Press Release: Marinus Pharmaceuticals Announces Pricing of $65 Million Public Offering of Common Stock and Concurrent Private Placement
Marinus Pharmaceuticals, Inc. (NASDAQ: MRNS), (“Marinus” or the “Company”) today announced the pricing of an underwritten public offering of 28,000,000 shares of common stock at a public offering price of $1.25 per share. The gross proceeds to the...
Dec 11, 2019 09:00 am ET
Marinus Pharmaceuticals Announces Pricing of $65 Million Public Offering of Common Stock and Concurrent Private Placement
Marinus Pharmaceuticals, Inc. (NASDAQ: MRNS), (“Marinus” or the “Company”) today announced the pricing of an underwritten public offering of 28,000,000 shares of common stock at a public offering price of $1.25 per share. The gross proceeds to the...
Dec 10, 2019 04:25 pm ET
Marinus Pharmaceuticals Announces Proposed Public Offering of Common Stock and Concurrent Private Placement
Marinus Pharmaceuticals, Inc. (NASDAQ: MRNS), (“Marinus” or the “Company”) today announced that it intends to offer and sell shares of its common stock in an underwritten public offering.  All of the shares in the offering are to be sold by...
Dec 06, 2019 08:30 am ET
Ladenburg Declares Quarterly Dividend on Common Stock
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH), a publicly-traded, diversified financial services company, today announced its Board of Directors has declared a quarterly cash dividend of $0.0125 per share of common stock, payable on December 30, 2019 to shareholders of record as of the close of business on December 16, 2019.
Nov 26, 2019 07:00 am ET
Securities America Allies with Veteran Executive David Pintaric to Launch New Super-OSJ
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH), today announced a strategic alliance with 33-year wealth management industry veteran David Pintaric that will combine Mr. Pintaric’s deep experience and industry background with Securities America’s technology, expertise and resources in a unified effort to launch Mr. Pintaric’s newly formed super-OSJ, William R. Pintaric & Associates LLC. The announcement further demonstrates Securities America’s position as a strong partner for seasoned industry p
Nov 24, 2019 11:00 pm ET
KEM, LTS, CARO, and CARB SHAREHOLDER ALERT: Rigrodsky & Long, P.A. Reminds Investors of Investigations of Buyouts
Rigrodsky & Long, P.A. announces that it is investigating: KEMET Corporation (NYSE: KEM) regarding possible breaches of fiduciary duties and other violations of law related to KEMET’s agreement to be acquired by Yageo Corporation. Shareholders of...
Nov 22, 2019 07:56 pm ET
LADENBURG THALMANN INVESTOR ALERT by the Former Attorney General of Louisiana: Kahn Swick & Foti, LLC Investigates Adequacy of Price and Process in Proposed Sale of Ladenburg Thalmann Financial Servic
Former Attorney General of Louisiana Charles C. Foti, Jr., Esq. and the law firm of Kahn Swick & Foti, LLC (“KSF”) are investigating the proposed sale of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS) to Advisor Group, Inc. Under the terms of the proposed transaction, shareholders of Ladenburg will receive only $3.50 in cash for each share of Ladenburg that they own. KSF is seeking to determine whether this consideration and the process that led to it are adequate, or whether the consideration undervalues the Company.
Nov 22, 2019 05:47 pm ET
Shareholder Investigation Alert: Halper Sadeh LLP Investigates Whether the Sale of These Companies is Fair to Shareholders – WLH, CARB, KEM, LTS
Halper Sadeh LLP, a global investor rights law firm, continues to investigate the following companies: William Lyon Homes (NYSE: WLH)The investigation concerns whether William Lyon and its board of directors violated the federal securities laws...
Nov 19, 2019 05:35 pm ET
Yield10 Bioscience Announces Closing of $11.5 Million Equity Offering and Full Exercise of Over-allotment Option
Yield10 Bioscience, Inc. (NASDAQ:YTEN) an agricultural bioscience company which uses its “Trait Factory” to develop high value seed traits for the agriculture and food industries, announced today the closing of an equity offering, which consisted...
Nov 18, 2019 04:01 pm ET
MERGER ALERT – LTS and CBPX: Levi & Korsinsky, LLP Reminds Investors of Investigations Concerning the Sale of these Companies
The following statement is being issued by Levi & Korsinsky, LLP: Levi & Korsinsky, LLP announces that investigations have commenced on behalf of shareholders of the following publicly-traded companies. Ladenburg Thalmann Financial Services...
Nov 18, 2019 10:47 am ET
KEM, LTS, BREW, and CARB SHAREHOLDER ALERT: Rigrodsky & Long, P.A. Reminds Investors of Investigations of Buyouts
Rigrodsky & Long, P.A. announces that it is investigating: KEMET Corporation (NYSE: KEM) regarding possible breaches of fiduciary duties and other violations of law related to KEMET’s agreement to be acquired by Yageo Corporation. Shareholders of...
Nov 17, 2019 10:05 am ET
Investigation Alert: Halper Sadeh LLP Investigates Whether the Sale of These Companies Is Fair to Shareholders – LPT, BREW, LTS, KEM
Halper Sadeh LLP, a global investor rights law firm, announces it is investigating the following companies: Liberty Property Trust (NYSE: LPT)The investigation concerns whether Liberty and its board of directors violated the federal securities...
Nov 15, 2019 08:20 am ET
Yield10 Bioscience Announces Pricing of $10.75 Million Equity Offering
Yield10 Bioscience, Inc. (NASDAQ:YTEN) an agricultural bioscience company which uses its “Trait Factory” to develop high value seed traits for the agriculture and food industries, announced today the pricing of a $10,750,000 equity offering, which...
Nov 14, 2019 11:53 am ET
MERGER ALERT – LTS, EMPK, and WMGI: Levi & Korsinsky, LLP Reminds Investors of Investigations Concerning the Sale of these Companies
The following statement is being issued by Levi & Korsinsky, LLP: Levi & Korsinsky, LLP announces that investigations have commenced on behalf of shareholders of the following publicly-traded companies. Ladenburg Thalmann Financial Services Inc....
Nov 12, 2019 04:59 pm ET
Investor Investigation Alert: Halper Sadeh LLP Investigates Whether the Sale of These Companies is Fair to Shareholders – LTS, KEM, BREW, LPT
Halper Sadeh LLP, a global investor rights law firm, announces it is investigating the following companies: Ladenburg Thalmann Financial Services Inc. (NYSE: LTS)The investigation concerns whether Ladenburg Thalmann and its board of directors...
Nov 12, 2019 01:36 pm ET
SHAREHOLDER ALERT: Levi & Korsinsky, LLP Notifies Investors of an Investigation Regarding Whether the Sale of Ladenburg Thalmann Financial Services Inc. to Advisor Group is Fair to Shareholders
The following statement is being issued by Levi & Korsinsky, LLP: To: All Persons or Entities who purchased Ladenburg Thalmann Financial Services Inc. (“Ladenburg Thalmann” or the “Company”) (NYSE: LTS) stock prior to November 11, 2019. You are...
Nov 12, 2019 12:46 pm ET
LADENBURG ALERT: Bragar Eagel & Squire, P.C. Investigates Proposed Sale of LTS and Encourages Investors to Contact the Firm
NEW YORK, Nov. 12, 2019 /PRNewswire/ -- Bragar Eagel & Squire, P.C., a nationally recognized stockholder law firm, has launched an investigation into whether the board members of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS) breached their fiduciary duties or violated the federal securities laws in connection with the company's proposed sale to Advisor Group.
Nov 12, 2019 12:28 pm ET
ALERT: Rowley Law PLLC is Investigating Proposed Acquisition of Ladenburg Thalmann Financial Services Inc.
NEW YORK, Nov. 12, 2019 /PRNewswire/ -- Rowley Law PLLC is investigating potential securities law violations by Ladenburg Thalmann Financial Services Inc. (NYSE: LTS) and its board of directors concerning the proposed acquisition of the company by Advisor Group. Stockholders will receive $3.50 for each share of Ladenburg stock that they hold. The transaction is valued at approximately $1.3 billion and is expected to close in the first half of 2020.
Nov 12, 2019 11:32 am ET
Shareholder Alert: Ademi & O'Reilly, LLP Investigates whether Ladenburg Thalmann Financial Services Inc. has obtained a Fair Price in its sale to Advisor Group
MILWAUKEE, Nov. 12, 2019 /PRNewswire/ -- Ademi & O'Reilly, LLP is investigating Ladenburg (NYSE: LTS) for possible breaches of fiduciary duty and other violations of the law in connection with the sale of Ladenburg to Advisor Group.
Nov 11, 2019 06:35 pm ET
Advisor Group And Ladenburg Thalmann Announce Merger To Create A Wealth Management Industry Leader With Nearly 11,500 Financial Advisors And Over $450 Billion In Client Assets
PHOENIX, Nov. 11, 2019 /PRNewswire/ -- Advisor Group, one of the nation's largest networks of independent wealth management firms, and Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) ("Ladenburg"), a publicly-traded diversified financial services company, today announced that both companies have entered into a definitive merger agreement to join the two companies.
Nov 08, 2019 08:00 am ET
Ladenburg Reports Third Quarter 2019 Financial Results
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) today announced financial results for the three and nine months ended September 30, 2019.
Nov 04, 2019 09:19 am ET
CHF Solutions, Inc. Announces Pricing of Registered Direct Offering Priced At-the-Market
CHF Solutions, Inc. (CHF Solutions or the Company) (NASDAQ:CHFS) today announced the pricing of a registered direct offering of 1,219,076 shares of its common stock (or common equivalents) at a price to the public of $1.12 per share, for gross...
Oct 24, 2019 06:00 am ET
KMS Financial Services Adds Patrick Funke & Associates
SEATTLE, Oct. 24, 2019 /PRNewswire/ -- KMS Financial Services, Inc. ("KMS" or the "firm"), a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) and an Independent Advisory and Brokerage (IAB) firm supporting approximately 350 advisors, today announced the successful recruitment to the KMS platform of Patrick Funke & Associates, an investment firm specializing in qualified retirement plans with $230 million in client assets.
Oct 23, 2019 09:10 am ET
CHF Solutions, Inc. Announces Pricing of Registered Direct Offering
CHF Solutions, Inc. (CHF Solutions or the Company) (NASDAQ:CHFS) today announced the pricing of a registered direct offering of 575,830 shares of its common stock at a price to the public of $1.15 per share, for gross proceeds of approximately...
Oct 17, 2019 06:00 am ET
Ladenburg Institute Of Women & Finance Concludes 8th Annual Symposium To Create Opportunities And Build Community For Women Advisors
MIAMI, Oct. 17, 2019 /PRNewswire/ -- Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) ("Ladenburg"), a publicly-traded diversified financial services company, today announced the successful conclusion of its eighth annual Ladenburg Institute of Women & Finance Symposium, an invitation-only event held in New Orleans from Oct. 14 to 16. This year's event brought together more than 200 advisors and other attendees for sessions on topics ranging from practice management and business growth to effective networking; hosted ten female college stud
Oct 08, 2019 06:00 am ET
Securities America Announces That Knight Investments Group Has Joined Its Platform
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH), today announced that it has successfully recruited Knight Investments Group, Inc., an independent wealth management practice in Russellville, Ark. with approximately $160 million in total client assets, to its platform.
Oct 07, 2019 09:02 am ET
Gladstone Capital Corporation Announces Notes Offering
Gladstone Capital Corporation (NASDAQ: GLAD) (the “Company”) today announced that it plans to make a public offering of notes due 2024 (the “Notes”). The Company expects to list the Notes on the Nasdaq Global Select Market under the trading symbol...
Oct 03, 2019 06:00 am ET
Triad Advisors Announces That Hybrid RIA Practice Mooney Lyons Financial Advisors Has Joined Its Platform
ATLANTA, Oct. 3, 2019 /PRNewswire/ -- Triad Advisors, LLC ("Triad" or "the Firm"), a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) ("Ladenburg") and a leading independent advisory and brokerage (IAB) firm supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, announced today that it has successfully recruited Mooney Lyons Financial Advisors, a hybrid RIA practice based in South Barrington, Ill., with four financial advisors and approximately $320 million in total
Oct 01, 2019 08:00 am ET
Ladenburg Thalmann Financial Services Inc. Confirms Series A Preferred Stock Monthly Dividends for Q4 2019
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) today confirmed the fourth quarter 2019 monthly cash dividends for its 8.00% Series A Cumulative Redeemable Preferred Stock. The $0.1667 per share dividends are payable as follows:
Sep 30, 2019 09:24 am ET
Benitec Biopharma Limited Announces US$2.25 Million Registered Direct Offering
NEW YORK and MELBOURNE, Australia, Sept. 30, 2019 /PRNewswire/ -- Benitec Biopharma Limited (ASX:BLT; NASDAQ:BNTC; NASDAQ:BNTCW) ("Benitec" or the "Company") announces it has entered into a securities purchase agreement ("SPA") with certain sophisticated and professional investors in the United States ("Investors") to issue 2,800,000 American Depositary Shares ("ADSs"), with each ADS representing 20 fully paid ordinary shares, at a purchase price of US$0.70 per ADS, in a registered direct offering. The Investors will also be issued warrants to purchase up to 412,863 ADSs in aggregate, at a p
Sep 16, 2019 07:11 pm ET
Gordon Pointe Acquisition Corp. Enters into a Merger Agreement with HOF Village, LLC in Canton, Ohio
NEW YORK and NAPLES, Fla., Sept. 16, 2019 /PRNewswire/ -- Gordon Pointe Acquisition Corp. ("GPAQ") (NASDAQ: GPAQ, GPAQU, GPAQW), a publicly traded special purpose acquisition company, and HOF Village, LLC ("HOFV" or "the Company") announced today that they have entered into a definitive business combination agreement to create a premier sports, entertainment and media enterprise surrounding the prestigious Pro Football Hall of Fame. The combined entity is poised to capitalize on its unique partnership with the most dominant professional sports brand in the country, allowing for the continued
Sep 16, 2019 05:03 pm ET
Ladenburg Wins Broker-Dealer Thought Leadership Award At Fifth Annual WealthManagement.com Industry Awards
MIAMI, Sept. 16, 2019  /PRNewswire/ -- Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) ("Ladenburg"), a publicly-traded diversified financial services company, today announced that it received the award for Thought Leadership in the 1,000-or-more-advisor broker-dealer category at the 2019 WealthManagement.com Industry Awards ceremony held Sept. 12 in New York.
Sep 16, 2019 08:00 am ET
SITO Mobile Signs Definitive Agreement to Acquire MediaJel in All-Stock Transaction
JERSEY CITY, N.J. and WALNUT CREEK, Calif., Sept. 16, 2019 /PRNewswire/ -- SITO Mobile Ltd. (NASDAQ: SITO) (the "Company" or "SITO") an insights-driven Consumer Behavior and Location Sciences™ company, and MediaJel, Inc. ("MediaJel"), a leading provider of advertising and marketing solutions for the cannabis industry, today announced that they have entered into a definitive agreement pursuant to which SITO will acquire 100% of the equity interests of MediaJel.
Sep 12, 2019 06:00 am ET
Triad Hybrid Solutions More Than Doubles Assets Under Management In 18-Month Period
ATLANTA, Sept. 12, 2019 /PRNewswire/ -- Triad Advisors, LLC ("Triad" or "the Firm"), a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) and a leading independent advisory and brokerage (IAB) firm supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, announced today that its Triad Hybrid Solutions (THS) arm has expanded its total assets under management by more than $1 billion since the beginning of 2018 through strong recruiting efforts.
Aug 27, 2019 08:00 am ET
Ladenburg Declares Quarterly Dividend on Common Stock
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH), a publicly-traded, diversified financial services company, today announced its Board of Directors has declared a quarterly cash dividend of $0.0125 per share of common stock, payable on September 30, 2019 to shareholders of record as of the close of business on September 13, 2019.
Aug 22, 2019 06:00 am ET
Ladenburg Concludes Second Consolidated National Conference Of 2019 With Launch Of Innovative 401(k) Offering For Advisors' Business Clients
MIAMI, Aug. 22, 2019 /PRNewswire/ -- Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) ("Ladenburg"), a publicly-traded diversified financial services company, today announced the successful conclusion of its second consolidated National Conference of 2019, held from Aug. 19 to 22 at the Washington Hilton in Washington, D.C., for financial advisors affiliated with three of the company's independent advisory and brokerage (IAB) subsidiaries: Triad Advisors, Securities Service Network (SSN) and Investacorp. The event followed Ladenburg's successfu
Aug 21, 2019 09:39 am ET
GreenAcreage Announces Completion of $141 million Private Placement
NEW YORK, Aug. 21, 2019 /PRNewswire/ -- GreenAcreage Real Estate Corp. ("GreenAcreage"), a recently formed net-lease REIT that intends to provide sale-leaseback and build-to-suit transactions to the regulated cannabis industry, announced today the completion of a private placement offering of 7,060,150 shares of its common stock for aggregate gross proceeds of approximately $141 million. GreenAcreage is an independently managed REIT led by Chief Executive Officer Katie Barthmaier, President David Carroll, Chairman Gordon DuGan, Chief Operating Officer Wilson Pringle, and Chief Investment Off
Aug 13, 2019 09:00 am ET
Inpixon Prices $4.8 Million Public Offering
Inpixon (Nasdaq: INPX), (the “Company” or “Inpixon”), a leading indoor positioning and data analytics company, today announced the pricing of an underwritten public offering with anticipated gross proceeds of $4.8 million, before deducting the...
Aug 13, 2019 06:00 am ET
Ladenburg Makes Investment In Newday Financial Technologies
MIAMI, Aug. 13, 2019 /PRNewswire/ -- Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) ("Ladenburg"), a publicly-traded diversified financial services company, today announced an investment in Newday Financial Technologies Inc. ("Newday"), a San Francisco-based startup focused on delivering easily accessible, low-cost impact investing strategies that align with the values of investors, with a target audience of new investors, especially Millennials.
Aug 09, 2019 09:22 am ET
NovaBay Pharmaceuticals Announces Pricing of $4.2 Million Registered Direct Offering
NovaBay® Pharmaceuticals, Inc. (NYSE American: NBY), a biopharmaceutical company focusing on commercializing Avenova for the domestic eye care market, today announced that it has entered into a securities purchase agreement with certain...
Aug 08, 2019 07:00 am ET
Ladenburg Reports Second Quarter 2019 Financial Results
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) today announced financial results for the three and six months ended June 30, 2019.
Jul 18, 2019 11:22 am ET
Securities America Recruits Pennsylvania-Based Advisory Group with $182 Million in Total Client Assets
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH), today announced the successful recruitment of Nittany Brokerage Financial, a multi-service independent financial advisory practice in central Pennsylvania with $182 million in total client assets. The announcement further underscores Securities America’s position as a leading destination for successful independent practices looking to take the next step in their business’ growth trajectory.
Jul 01, 2019 08:00 am ET
Ladenburg Thalmann Financial Services Inc. Confirms Series A Preferred Stock Monthly Dividends for Q3 2019
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK, LTSH) today confirmed the third quarter 2019 monthly cash dividends for its 8.00% Series A Cumulative Redeemable Preferred Stock. The $0.1667 per share dividends are payable as follows:
Jun 11, 2019 06:19 pm ET
Great Elm Capital Corp. Prices Public Offering of $40.0 Million of 6.50% Notes Due 2024
Great Elm Capital Corp. (the “Company” or “GECC”) (NASDAQ: GECC) announced today the pricing of its underwritten public offering of $40.0 million aggregate principal amount of its 6.50% notes due 2024 (the “Notes”), which will result in net...
Jun 10, 2019 04:30 pm ET
Great Elm Capital Corp. Announces Public Offering of Senior Notes
Great Elm Capital Corp. (the “Company” or “GECC”) (NASDAQ: GECC) announced today the commencement of an underwritten public offering of senior notes due 2024 (the “Notes”). The Notes are expected to be listed on The Nasdaq Global Market under the...
May 29, 2019 08:00 am ET
Ladenburg Declares Quarterly Dividend on Common Stock
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK), a publicly-traded, diversified financial services company, today announced its Board of Directors has declared a quarterly cash dividend of $0.0125 per share of common stock, payable on June 28, 2019 to shareholders of record as of the close of business on June 14, 2019.
May 23, 2019 06:00 am ET
Securities America Recruits Three Groups with Approximately $245 Million in Total Client Assets
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK), announced today that it has successfully recruited three advisory practices with client assets totaling approximately $245 million.
May 22, 2019 06:00 am ET
Triad Advisors Successfully Recruits Washington, D.C.-Area Hybrid RIA Practice Argent Bridge Advisors
ATLANTA, May 22, 2019 /PRNewswire/ -- Triad Advisors, LLC ("Triad" or "the Firm"), a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK) and a leading independent advisory and brokerage (IAB) firm supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, announced that it has successfully recruited Argent Bridge Advisors, a three-advisor firm with $275 million in client assets based in the Washington, D.C. suburb of Vienna, Va. to its platform. The announcement further reinforce
May 21, 2019 05:15 pm ET
Ladenburg Thalmann Announces Pricing of Public Offering of 7.75% Senior Notes Due 2029
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS; LTS PrA; LTSL; LTSF; LTSK) (the “Company”) today announced that it has priced an underwritten registered public offering of $50 million aggregate principal amount of 7.75% senior notes due 2029 (the “Notes”) at 100% of the principal amount, plus accrued interest from May 29, 2019, if the initial settlement occurs after that date. The Company has granted the underwriters a 30-day option to purchase up to an additional $7.5 million aggregate principal amount of Notes in connection wit
May 16, 2019 06:00 am ET
Ladenburg Concludes 2nd Annual Innovation Symposium In San Francisco
MIAMI, May 16, 2019 /PRNewswire/ -- Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK) ("Ladenburg"), a publicly-traded diversified financial services company, today announced the successful conclusion of its second annual Innovation Symposium, an invitation-only event that brought together fintech firms, startups and forward-thinking financial advisors to exchange ideas, network and provide feedback on new solutions that have the potential to transform the financial advice space. Held May 14-15 in San Francisco, the symposium drew more than 75 advisor
May 09, 2019 07:00 am ET
Ladenburg Reports First Quarter 2019 Financial Results
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK) today announced financial results for the three months ended March 31, 2019.
May 02, 2019 07:30 am ET
Ladenburg Thalmann Sends Annual Letter to Shareholders
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK) today announced that the Company sent the following annual letter to its shareholders from the Company’s Chairman, President and CEO, Richard J. Lampen:
Apr 24, 2019 08:00 am ET
Ladenburg Appoints Industry Leader David Ballard To Newly-Created Position Of Senior Vice President, Enterprise Services
MIAMI, April 24, 2019 /PRNewswire/ -- Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK) ("Ladenburg"), a publicly-traded, diversified financial services company, today announced the appointment of veteran industry operations and technology leader David Ballard as Senior Vice President, Enterprise Services.
Apr 23, 2019 06:00 am ET
Securities America Recruits Rochester, N.Y.-Based Producer Group with over $200 Million in Total Client Assets
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK), announced today that it has successfully recruited a group of six advisors with over $200 million in total client assets. The Rochester, New York-based group, which includes Meliora Wealth Management and Allied Financial Partners, is affiliating with Securities America through Evolution Financial Advisors (EFA), a Victor, N.Y.-based Super-OSJ with total client assets of more than $2.6 billion.
Apr 08, 2019 06:00 am ET
KMS Financial Services Promotes Erinn Ford To Chief Executive Officer
SEATTLE, April 8, 2019 /PRNewswire/ -- KMS Financial Services, Inc. ("KMS" or "the firm"), an independent advisory and brokerage (IAB) firm and wholly-owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK), today announced that it has named Erinn Ford Chief Executive Officer, as Eric Westberg transitions to the role of Chairman Emeritus. Ms. Ford became President of KMS in February 2018 and will continue in that position.
Apr 03, 2019 04:51 pm ET
Pluristem Therapeutics Inc. Announces Proposed Public Offering of Common Stock and Warrants and Concurrent Registered Direct Offering of Common Stock
Pluristem Therapeutics Inc. (Nasdaq: PSTI, TASE: PLTR) (“Pluristem” or “Company”), a leading regenerative medicine company developing novel placenta-based cell therapy product candidates, announced today that it intends to offer and sell shares of...
Apr 01, 2019 08:00 am ET
Ladenburg Thalmann Financial Services Inc. Confirms Series A Preferred Stock Monthly Dividends for Q2 2019
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK) today confirmed the second quarter 2019 monthly cash dividends for its 8.00% Series A Cumulative Redeemable Preferred Stock. The $0.1667 per share dividends are payable as follows:
Mar 28, 2019 04:32 pm ET
Sony Pictures Television and Chicken Soup for the Soul Entertainment Form Joint Venture “Crackle Plus”
Sony Pictures Television (“SPT”) one of the television industry’s leading content providers, and Chicken Soup for the Soul Entertainment, Inc. (“CSS Entertainment”) (Nasdaq: CSSE), a fast-growing media company building online video-on-demand...
Mar 27, 2019 06:18 pm ET
Oxford Square Capital Corp. Prices Public Offering of $42.5 Million 6.25% Notes Due 2026
Oxford Square Capital Corp. (NasdaqGS: OXSQ) (the “Company”) today announced that it has priced an underwritten public offering of $42.5 million in aggregate principal amount of 6.25% unsecured notes due 2026. The notes will mature on April 30,...
Mar 26, 2019 04:16 pm ET
Oxford Square Capital Corp. Announces Offering of Notes
Oxford Square Capital Corp. (NasdaqGS: OXSQ) (the “Company”) announced the commencement of a registered public offering of Notes (the “Notes”). The Notes are expected to be listed on the NASDAQ Global Select Market and to trade thereon within 30...
Mar 21, 2019 06:00 am ET
Securities America Recruits Syntegra Private Wealth Group, a St. Louis-Area Group of Hybrid Advisors with $459 Million in Total Client Assets
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK), announced today that it has successfully recruited Syntegra Private Wealth Group, a group of six hybrid advisors with $459 million in total client assets, to join Securities America and its Arbor Point Advisors platform.
Mar 20, 2019 04:52 pm ET
Monroe Capital Corporation Announces Pricing of Registered Direct Offering of $40 Million 5.75% Notes Due 2023
Monroe Capital Corporation (the “Company”) (NASDAQ: MRCC) announced today that it has priced a registered direct offering of $40.0 million in aggregate principal amount of its 5.75% Notes due 2023 (the “Notes”), which will result in net proceeds to...
Mar 15, 2019 09:00 am ET
Yield10 Bioscience Announces Pricing of $2.9 Million Registered Direct Offering
Yield10 Bioscience, Inc. (Nasdaq:YTEN), a Company developing new technologies to create step-change improvements in crop yield to enhance global food security, today announced that it has entered into a securities purchase agreement with certain...
Mar 15, 2019 07:00 am ET
Ladenburg Reports Fourth Quarter and Fiscal Year 2018 Financial Results
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK) today announced financial results for the fourth quarter and fiscal year ended December 31, 2018.
Mar 12, 2019 06:00 am ET
Securities America Recruits the Lanzetta Group, a Philadelphia Metro-Based Super-OSJ with 11 Advisors and $175 Million in Total Client Assets
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK), announced today that the Lanzetta Group, a Super-OSJ group with approximately $175 million in total client assets and 11 advisors, has joined the firm’s platform.
Mar 08, 2019 08:30 am ET
CHF Solutions, Inc. Announces Pricing of $10.8 Million Underwritten Public Offering
CHF Solutions, Inc. (NASDAQ:CHFS) today announced the pricing of an underwritten public offering of units for gross proceeds of approximately $10.8 million prior to deducting underwriting discounts and commissions and offering expenses payable by...
Mar 05, 2019 08:00 am ET
Ladenburg Declares Quarterly Dividend on Common Stock
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK), a publicly-traded, diversified financial services company, today announced its Board of Directors has declared a quarterly cash dividend of $0.0125 per share of common stock, payable on March 28, 2019 to shareholders of record as of the close of business on March 15, 2019.
Feb 14, 2019 05:00 am ET
Ladenburg's Highland Capital Brokerage Subsidiary Announces That Independent Financial Advisory Group Oak & Stone Capital Advisors Has Joined Its Recently-Launched Constellation Platform
BIRMINGHAM, Ala., Feb. 14, 2019 /PRNewswire/ -- Highland Capital Brokerage ("Highland"), a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK) ("Ladenburg"), announced today that Oak & Stone Capital Advisors ("Oak & Stone"), an independent financial advisory team overseeing approximately $150 million in client assets, has joined Highland's Constellation platform, which will provide turnkey support in marketing, processing, carrier selection and other critical business areas for the group's diversified insurance offerings. Highland
Feb 06, 2019 05:00 am ET
Securities Service Network Recruits New York Practice With $180 Million In Client Assets; Advances On Strategic Growth Plan Targeting Tax-Focused Teams
KNOXVILLE, Tenn., Feb. 6, 2019 /PRNewswire/ -- Securities Service Network, LLC ("SSN"), a leading independent advisory and brokerage (IAB) firm and wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK), today announced the recruitment of Retirement Planning Group (RPG), based in Saratoga Springs, N.Y., which has approximately $180 million in client assets.
Jan 15, 2019 04:00 pm ET
Ladenburg Thalmann Launches Advanced Planning Group And Expanded Rollout Of Link To The Future Program At Second Annual Elevate Advisory Symposium
MIAMI, Jan. 15, 2019 /PRNewswire/ -- Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK) ("Ladenburg"), a publicly-traded diversified financial services company, today announced the successful conclusion of its second annual ELEVATE Advisory Symposium, designed to support the business growth of fee-based financial advisors across the company's five independent advisory and brokerage (IAB) subsidiaries, encompassing Securities America, Triad Advisors, Investacorp, KMS Financial Services, and Securities Service Network.  More than 300 financial advisors a
Jan 07, 2019 03:30 pm ET
Triad Advisors And Resources Investment Advisors Announce Recruitment Of Retirement Benefits Group
ATLANTA, Jan. 7, 2019 /PRNewswire/ -- Triad Advisors, LLC ("Triad" or "the Firm"), a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK), and Resources Investment Advisors, LLC ("Resources"), a leading wealth management and retirement plan-focused hybrid RIA and OSJ firm, jointly announced the successful recruitment of Retirement Benefits Group (RBG), a retirement plan-focused advisory firm with over $10 billion in assets under administration (AUA). (Assets under administration includes fee-based advisory, brokerage and plan-b
Jan 02, 2019 08:30 am ET
Ladenburg Thalmann Financial Services Inc. Confirms Series A Preferred Stock Monthly Dividends for Q1 2019
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK) today confirmed the first quarter 2019 monthly cash dividends for its 8.00% Series A Cumulative Redeemable Preferred Stock. The $0.1667 per share dividends are payable as follows:
Dec 24, 2018 02:15 pm ET
Ladenburg Announces $130.25 Million Stock and Options Repurchase
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK) announced today that it repurchased 50.9 million shares of its common stock from its largest shareholder, Dr. Phillip Frost, and his affiliates. In addition, all of Dr. Frost’s 3.61 million stock options were cancelled in exchange for a payment of $3.0 million.
Dec 11, 2018 04:15 pm ET
MicroVision Announces Closing of $4.2 Million Offering of Common Stock
MicroVision, Inc. (Nasdaq: MVIS), a leader in innovative ultra-miniature laser display and sensing technology, today announced the closing of its underwritten public offering of 7 million shares of its common stock at a public offering price of...
Dec 11, 2018 10:42 am ET
RedHill Biopharma Announces Closing of $20 Million Underwritten Offering
RedHill Biopharma Ltd. (Nasdaq:RDHL) (Tel-Aviv Stock Exchange:RDHL) (“RedHill” or the “Company”), a specialty biopharmaceutical company primarily focused on proprietary drugs for gastrointestinal diseases, today announced the closing of its...
Dec 07, 2018 08:59 am ET
MicroVision Prices $4.2 Million Offering of Common Stock
MicroVision, Inc. (Nasdaq: MVIS), a leader in innovative ultra-miniature laser display and sensing technology, today announced the pricing of an underwritten public offering of 7 million shares of its common stock at a public offering price of...
Dec 06, 2018 08:44 am ET
RedHill Biopharma Announces Pricing of $20 Million Underwritten Offering
RedHill Biopharma Ltd. (Nasdaq:RDHL) (Tel-Aviv Stock Exchange:RDHL) (“RedHill” or the “Company”), a specialty biopharmaceutical company primarily focused on proprietary drugs for gastrointestinal diseases, today announced the pricing of its...
Dec 04, 2018 04:48 pm ET
MicroVision Announces Proposed Public Offering of Common Stock
MicroVision, Inc. (Nasdaq: MVIS), a leader in innovative ultra-miniature projection display and sensing technology, today announced that it intends to offer to sell, subject to market and other conditions, shares of its common stock in an...
Dec 04, 2018 04:01 pm ET
RedHill Biopharma Announces Proposed Public Offering of its American Depositary Shares
RedHill Biopharma Ltd. (Nasdaq: RDHL) (Tel-Aviv Stock Exchange: RDHL) (“RedHill” or the “Company”), a specialty biopharmaceutical company primarily focused on proprietary drugs for gastrointestinal diseases, today announced that it intends to offer...
Dec 04, 2018 08:00 am ET
Ladenburg Declares Quarterly Dividend on Common Stock
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK), a publicly-traded, diversified financial services company, today announced its Board of Directors has declared a quarterly cash dividend of $0.0125 per share of common stock, payable on December 28, 2018 to shareholders of record as of the close of business on December 14, 2018.
Nov 13, 2018 04:37 pm ET
WhiteHorse Finance, Inc. Announces Closing of Public Offering of $35,000,000 6.50% Notes Due 2025
NEW YORK, Nov. 13, 2018 /PRNewswire/ -- WhiteHorse Finance, Inc. ("WhiteHorse Finance" or the "Company") (NASDAQ: WHF) announced today that it has closed a registered public offering of $35,000,000 aggregate principal amount of 6.50% notes due 2025 (the "Notes"), which includes the partial exercise by the underwriters of their option to purchase an additional $2,000,000 aggregate principal amount of Notes. The offering, including the exercise of such option, resulted in net proceeds to the Company of approximately $33.7 million based on a public offering price of 100% of the aggregate princi
Nov 08, 2018 07:05 pm ET
WhiteHorse Finance, Inc. Prices Public Offering of $33,000,000 6.50% Notes Due 2025
NEW YORK, Nov. 8, 2018 /PRNewswire/ -- WhiteHorse Finance, Inc. ("WhiteHorse Finance" or the "Company") (NASDAQ: WHF) announced today that it has priced a registered public offering of $33,000,000 aggregate principal amount of its 6.50% notes due 2025 (the "Notes"), which will result in net proceeds to the Company of approximately $31.8 million (or approximately $36.5 million if the underwriters fully exercise the overallotment option described below) based on a public offering price of 100% of the aggregate principal amount of the Notes, after deducting payment of underwriting discounts and
Nov 08, 2018 06:00 am ET
Securities America Recruits Betcher Financial Group, a Producer Group with $250 Million in Client Assets
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK), announced today that it has recruited Betcher Financial Group, a network of nine advisors with approximately $250 million in client assets. The announcement further demonstrates t
Nov 07, 2018 07:30 am ET
Ladenburg Reports Third Quarter 2018 Financial Results
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK) today announced financial results for the three and nine months ended September 30, 2018.
Nov 01, 2018 04:30 pm ET
Triad Advisors Announces Successful Recruitment Of Stonebridge Financial Group To Its Hybrid Solutions Platform
ATLANTA, Nov. 1, 2018 /PRNewswire/ -- Triad Advisors, LLC ("Triad" or "the Firm"), a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK), and a leading independent advisory and brokerage (IAB) firm supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, today announced that Pennsylvania-based Stonebridge Financial Group ("Stonebridge") has joined its hybrid solutions platform.
Nov 01, 2018 08:00 am ET
Ladenburg’s Highland Capital Brokerage Subsidiary Acquires Certain Assets of Four Seasons Financial Group
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK) (“Ladenburg”), a publicly-traded, diversified financial services company, announced today that its Highland Capital Brokerage (“Highland”) subsidiary has acquired certain assets of Four Seasons Financial Group, an independent insurance and annuity distribution company located in Marlton, New Jersey. The acquisition further demonstrates Ladenburg’s ability to leverage its nationwide scale and resources to reinforce its position in the increasingly vital
Oct 23, 2018 06:00 am ET
Ladenburg’s Highland Capital Brokerage Subsidiary Launches Hybrid Long-Term Care Insurance Desk to Support Financial Advisors
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK) (“Ladenburg”), a publicly-traded, diversified financial services company, announced today that its Highland Capital Brokerage (“Highland”) subsidiary has completed the launch of its new Hybrid Long-Term Care Insurance Solutions Desk. The new resource provides advisors affiliated with Ladenburg’s independent advisory and brokerage (IAB) subsidiaries with education, training and sales support in order to identify and implement effective solutions in the
Oct 18, 2018 06:00 am ET
Securities America Recruits Advisory Duo with $151 Million in Client Assets
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK), announced today that JSD Associates has joined the company’s platform. David Vinciguerra serves as president for the North Syracuse, New York-based financial services firm. Together with Vice President Giovanni Vitale, the two highly experienced advisors manage $151 million in client assets. They will affiliate with Securities America through Evolution Financial Advisors (EFA), a Super-OSJ based in Victor,
Oct 15, 2018 06:00 am ET
Ladenburg Institute of Women & Finance Concludes Seventh Annual Symposium to Champion Advancement of Women Advisors
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK) (“Ladenburg”), a publicly-traded, diversified financial services company, together with its independent advisory and brokerage (IAB) subsidiaries Securities America, Triad Advisors, Investacorp, KMS Financial Services, and Securities Service Network, today announced the successful conclusion of its seventh annual Ladenburg Institute of Women & Finance Symposium. The annual, invitation-only event, held this year from Oct. 9 to 11 in Dallas, hosted ov
Oct 03, 2018 07:30 am ET
Ladenburg Announces Appointment of Glenn C. Davis to Its Board of Directors
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK) announced today that it has appointed Glenn C. Davis, CPA, to the Company’s Board of Directors and its Audit Committee, effective immediately. With the addition of Mr. Davis, Ladenburg’s Board will be comprised of nine directors, five of whom are independent, and its Audit Committee will have three members, all of whom are independent.
Oct 02, 2018 09:45 am ET
Scott+Scott Attorneys at Law LLP Announces Investigation into Ladenburg Thalmann Financial Services Inc. (LTS) on Behalf of Investors
NEW YORK, Oct. 2, 2018 /PRNewswire/ -- Scott+Scott Attorneys at Law LLP ("Scott+Scott"), a national shareholder and consumer rights litigation firm, is investigating whether Ladenburg Thalmann Financial Services Inc. ("Ladenburg" or the "Company") (NYSE: LTS) or certain of its officers and directors violated federal securities laws.  If you purchased Ladenburg stock or securities and have suffered a loss, you are encouraged to contact a Scott+Scott attorney at (844) 818-6980 for more information.
Oct 01, 2018 09:05 am ET
Achieve Announces Pricing of $5.6 Million Registered Direct Offering
SEATTLE and VANCOUVER, British Columbia, Oct. 1, 2018 /CNW/ -- Achieve Life Sciences, Inc. (Nasdaq: ACHV), a clinical-stage pharmaceutical company committed to the global development and commercialization of cytisine for smoking cessation, today announced that it has entered into a securities purchase agreement with certain institutional investors providing for the purchase and sale of 1,789,258 shares of common stock at a price of $3.1445 per share in a registered direct offering, resulting in total gross proceeds of approximately $5.6 million. The Company also agreed to issue unregistered
Oct 01, 2018 09:05 am ET
Achieve Announces Pricing of $5.6 Million Registered Direct Offering
SEATTLE and VANCOUVER, British Columbia, Oct. 1, 2018 /PRNewswire/ -- Achieve Life Sciences, Inc. (Nasdaq: ACHV), a clinical-stage pharmaceutical company committed to the global development and commercialization of cytisine for smoking cessation, today announced that it has entered into a securities purchase agreement with certain institutional investors providing for the purchase and sale of 1,789,258 shares of common stock at a price of $3.1445 per share in a registered direct offering, resulting in total gross proceeds of approximately $5.6 million. The Company also agreed to issue unregi
Oct 01, 2018 08:30 am ET
Ladenburg Thalmann Financial Services Inc. Confirms Series A Preferred Stock Monthly Dividends for Q4 2018
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK) today confirmed the fourth quarter 2018 monthly cash dividends for its 8.00% Series A Cumulative Redeemable Preferred Stock. The $0.1667 per share dividends are payable as follows:
Sep 20, 2018 07:56 pm ET
Ladenburg Announces CEO Richard Lampen to Serve as Chairman
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK) (“Ladenburg”) announced today that its Board of Directors has appointed Richard Lampen, Ladenburg’s President and Chief Executive Officer, to serve as Chairman of the Board, replacing Dr. Phillip Frost. Adam Malamed, Ladenburg’s Executive Vice President and Chief Operating Officer, will join the Board of Directors.
Sep 20, 2018 06:48 pm ET
LTS INVESTOR ALERT: Law Offices of Howard G. Smith Announces Investigation on Behalf of Ladenburg Thalmann Financial Services Inc. Investors
Law Offices of Howard G. Smith announces an investigation on behalf of Ladenburg Thalmann Financial Services Inc. (“Ladenburg” or the “Company) (NYSE: LTS) investors concerning the Company and its officers’ possible violations of federal securities laws.
Sep 18, 2018 06:00 pm ET
INVESTOR ALERT: Investigation of Ladenburg Thalmann Announced by Holzer & Holzer
Holzer & Holzer, LLC is investigating whether Ladenburg Thalmann Financial Services, Inc. (“Ladenburg Thalmann” or the “Company”) (NYSE: LTS) complied with the federal securities laws. On September 7, 2018, the Securities and Exchange Commission announced charges against Phillip Frost, the Chairman of Ladenburg Thalmann’s Board of Directors, alleging he participated in a scheme to manipulate the stock prices of two microcap companies. On September 18, 2018, an article published on Seekingalpha.com by Hindenburg Investment Research asserte
Sep 05, 2018 09:20 pm ET
Monroe Capital Corporation Prices Public Offering of $60 Million 5.75% Notes Due 2023
Monroe Capital Corporation (the “Company”) (NASDAQ: MRCC) announced today that it has priced an underwritten public offering of $60.0 million in aggregate principal amount of its 5.75% notes due 2023 (the “Notes”) which will result in net proceeds...
Sep 05, 2018 08:37 am ET
Monroe Capital Corporation Announces Public Offering of Notes and A- Rating from Egan-Jones Ratings Company
Monroe Capital Corporation (the “Company”) (NASDAQ: MRCC) announced today that it has commenced an underwritten public offering of unsecured notes due 2023 (the “Notes”), subject to market and other conditions. The Company also announced that it...
Sep 05, 2018 06:00 am ET
Ladenburg Thalmann Annuity Insurance Services (LTAIS) Acquires Certain Assets of Kestler Financial Group’s Insurance Distribution Business
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF, LTSK) (“Ladenburg”), a publicly-traded, diversified financial services company, announced today that its Ladenburg Thalmann Annuity Insurance Services LLC (“LTAIS”) subsidiary has purchased certain assets of the insurance distribution business operated by
Aug 30, 2018 06:00 am ET
Securities America Recruits Patriot Financial Group, Boston-Area Hybrid RIA and Super-OSJ With Approximately $650 Million in Client Assets
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK), announced today that Patriot Financial Group, an independent hybrid Registered Investment Advisor and Super Office of Supervisory Jurisdiction based in Westborough, Massachusetts with approximately $650 million in total client assets and 33 total financial advisors, has joined Securities America.
Aug 24, 2018 08:30 am ET
Ladenburg Increases Quarterly Dividend on Common Stock by 25%
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF, LTSK) (“Ladenburg”), a publicly-traded, diversified financial services company, today announced its Board of Directors has approved an increase of its quarterly cash dividend to $.0125 per share of common stock. The dividend is payable on September 28, 2018 to shareholders of record as of the close of business on September 14, 2018.
Aug 22, 2018 04:30 pm ET
Gladstone Investment Corporation Announces Closing of Offering of 2,990,000 Shares of its 6.375% Series E Cumulative Term Preferred Stock for Gross Proceeds of Approximately $74.8 million
Gladstone Investment Corporation (Nasdaq: GAIN) (the “Company”) today announced that it closed its previously announced offering of 2,600,000 shares of its newly-designated 6.375% Series E Cumulative Term Preferred Stock due 2025 (the “Series E...
Aug 16, 2018 04:55 pm ET
Ladenburg Thalmann Announces Closing of Public Offering of 7.25% Senior Notes Due 2028
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS; LTS PrA; LTSL; LTSF) (the “Company”) today announced that it has closed its previously announced underwritten registered public offering of $60 million aggregate principal amount of 7.25% senior notes due 2028 (the “Notes”). The Company has granted the underwriters a 30-day option to purchase up to an additional $9 million aggregate principal amount of Notes in connection with the offering to cover overallotments, if any. The Notes are expected to be listed on the NYSE American and
Aug 16, 2018 06:00 am ET
Ladenburg Launches New Succession, Continuity & Acquisitions Platform to Support Business Strategies of Financial Advisors
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF) (“Ladenburg”), a publicly-traded, diversified financial services company, today announced the launch of a new Succession, Continuity & Acquisitions (SCA) platform. The new suite of service offerings and tools will assist advisors across Ladenburg’s independent advisory and brokerage (IAB) subsidiaries in achieving their long-term strategic business goals through practice acquisitions to accelerate growth or liquidity events that are part of a planned retirement
Aug 15, 2018 09:00 am ET
Gladstone Investment Corporation Prices Series E Term Preferred Stock Offering
Gladstone Investment Corporation (NASDAQ: GAIN) (the “Company”) today announced that it has entered into an agreement to sell 2,600,000 shares of its newly designated 6.375% Series E Cumulative Term Preferred Stock due 2025 (the “Series E Term...
Aug 14, 2018 10:16 am ET
RedHill Biopharma Announces Closing of $25 Million Underwritten Offering
RedHill Biopharma Ltd. (Nasdaq: RDHL) (Tel-Aviv Stock Exchange: RDHL) (“RedHill” or the “Company”), a specialty biopharmaceutical company primarily focused on proprietary drugs for gastrointestinal diseases, today announced the closing of its...
Aug 14, 2018 09:00 am ET
Gladstone Investment Corporation Launches New Series E Term Preferred Stock Offering
Gladstone Investment Corporation (NASDAQ: GAIN) (the “Company”) today announced that it plans to sell shares of its newly designated Series E Cumulative Term Preferred Stock due 2025 (the “Series E Term Preferred Stock”) in an underwritten public...
Aug 14, 2018 08:00 am ET
Ladenburg Thalmann Mourns Passing of Board Member Jeffrey S. Podell
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF) today announced that Jeffrey Podell, a long-serving member of the company’s Board of Directors, has passed away.
Aug 09, 2018 07:38 pm ET
Ladenburg Thalmann Announces Pricing of Public Offering of 7.25% Senior Notes Due 2028
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS; LTS PrA; LTSL; LTSF) (the “Company”) today announced that it has priced an underwritten registered public offering of $60 million aggregate principal amount of 7.25% senior notes due 2028 (the “Notes”) at 100% of the principal amount, plus accrued interest from August 16, 2018, if the initial settlement occurs after that date. The Company has granted the underwriters a 30-day option to purchase up to an additional $9 million aggregate principal amount of Notes in connection with the
Aug 07, 2018 07:30 am ET
Ladenburg Reports Second Quarter 2018 Financial Results
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL, LTSF) today announced financial results for the three and six months ended June 30, 2018.
Aug 02, 2018 06:00 am ET
Ladenburg Thalmann Investment Banking Announces Successful Conclusion of Inaugural Technology Expo
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF) (“Ladenburg”), a publicly-traded, diversified financial services company, and the firm’s investment banking arm, Ladenburg Thalmann & Co. Inc. (“LTCO”), today announced the successful conclusion of LTCO’s inaugural Technology Expo, an invitation-only event conducted by LTCO’s Technology Investment Banking Group in coordination with the firm’s Research and Corporate Access Teams. Held on May 31 in New York, the event hosted more than 250 attendees, including lead
Aug 01, 2018 08:10 am ET
Market Trends Toward New Normal in US Foods Holding, Limelight Networks, Ladenburg Thalmann Financial Services, MPLX LP, Cytokinetics, and FuelCell Energy — Emerging Consolidated Expectations, Analyst
In new independent research reports released early this morning, Fundamental Markets released its latest key findings for all current investors, traders, and shareholders of US Foods Holding Corp. (NYSE:USFD), Limelight Networks, Inc....
Jul 31, 2018 04:05 pm ET
Cellectar Biosciences Announces Closing of $16.56 Million Underwritten Public Offering and Full Exercise of Over-Allotment Option
Cellectar Biosciences (Nasdaq: CLRB), a clinical stage biopharmaceutical company focused on the discovery, development and commercialization of drugs for the treatment of cancer, today announced the closing of an underwritten public offering for...
Jul 30, 2018 08:00 am ET
Ladenburg Appoints Kirk Hulett Senior Vice President for Organizational & Practice Development
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF) (“Ladenburg”), a publicly-traded, diversified financial services company, today announced that Kirk Hulett, Head of Ladenburg Practice Management, has been appointed Senior Vice President for Organizational & Practice Development for Ladenburg’s entire enterprise, encompassing its five independent advisory and brokerage (IAB) subsidiaries: Securities America, Triad Advisors, KMS Financial Services, Investacorp and Securities Service Network (SSN).
Jul 27, 2018 08:30 am ET
Cellectar Biosciences Announces Pricing of $14.4 Million Underwritten Public Offering 
Cellectar Biosciences (Nasdaq:CLRB) (“Cellectar” or the “Company”), a clinical stage biopharmaceutical company focused on the discovery, development and commercialization of drugs for the treatment of cancer, today announced the pricing of an...
Jul 25, 2018 06:00 am ET
Ladenburg Makes Strategic Investment in Track Technologies, Enabling Financial Advisors to Serve ‘Gig Economy’ Clients with Turnkey Tax Solutions
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF) (“Ladenburg”), a publicly-traded, diversified financial services company, today announced its strategic investment in Track Technologies, Inc. (“Track”), a San Francisco-based digital provider of tax automation for independent contractors, freelancers, and other workers who generate self-employed income. The investment, which is the first major outgrowth of Ladenburg’s recently launched Innovation Lab and its inaugural Innovation Symposium in May, enables Ladenb
Jul 23, 2018 08:00 am ET
Ladenburg Thalmann Congratulates Independent Advisory and Brokerage Subsidiaries on Ranking Among the Top Firms in the Industry for Women Financial Advisors
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF) (“Ladenburg”), a publicly-traded, diversified financial services company, today congratulated its independent advisory and brokerage (IAB) subsidiaries for standing out in the industry for their commitment to recruiting female financial advisors and contributing to their professional growth. Ladenburg’s five IAB subsidiary firms are Securities America, Triad Advisors, KMS Financial Services, Investacorp and Securities Service Network (SSN).
Jul 12, 2018 08:30 am ET
Avinger Announces Pricing of $3.55 Million Registered Direct Offering
Avinger, Inc. (NASDAQ:AVGR), a leading developer of innovative treatments for peripheral artery disease (PAD), today announced that it has entered into a securities purchase agreement with certain institutional investors providing for the purchase...
Jul 12, 2018 06:00 am ET
Ladenburg Launches Retirement Plan Consulting Platform to Accelerate Delivery of Enhanced Solutions from Financial Advisors to Retirement Plan Sponsors
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF) (“Ladenburg”), a publicly-traded, diversified financial services company, today announced the launch of its Retirement Plan Consulting Platform, which will combine ongoing consulting support with enhanced software tools, training and other resources to facilitate growth for retirement plan-focused advisors across its five independent advisory and brokerage (IAB) subsidiaries: Securities America, Triad Advisors, KMS Financial Services, Investacorp and Securities
Jul 10, 2018 08:31 pm ET
Chicken Soup for the Soul Entertainment Announces Partial Exercise of Underwriters' Option to Purchase Additional Shares of Series A Redeemable Perpetual Preferred Stock Offering
Chicken Soup for the Soul Entertainment, Inc. (“CSS Entertainment”) (Nasdaq:CSSE), a growing media company building online video on-demand (“VOD”) networks that provide positive and entertaining video content for all screens, today announced that...
Jul 10, 2018 04:14 pm ET
Saratoga Investment Corp. Announces Commencement of Public Offering of Common Stock
NEW YORK, July 10, 2018 /PRNewswire/ -- Saratoga Investment Corp. (the "Company") (NYSE: SAR) today announced the commencement of a public offering of 1,000,000 shares of common stock. The Company also plans to grant the underwriters a 30-day option to purchase up to an additional 150,000 shares of its common stock.
Jul 03, 2018 12:23 pm ET
CHF Solutions, Inc. Announces Closing of Common Stock Offering
CHF Solutions, Inc. (NASDAQ:CHFS) today announced the closing of its previously-announced underwritten public offering of 2,547,169 shares of its common stock at a price to the public of $2.12 per share, for gross proceeds of $5.4 million,...
Jul 02, 2018 08:00 am ET
Ladenburg Thalmann Financial Services Inc. Confirms Series A Preferred Stock Monthly Dividends for Q3 2018
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF) today confirmed the third quarter 2018 monthly cash dividends for its 8.00% Series A Cumulative Redeemable Preferred Stock. The $0.1667 per share dividends are payable as follows:
Jun 29, 2018 09:27 am ET
CHF Solutions, Inc. Announces Pricing of Common Stock Offering
CHF Solutions, Inc. (NASDAQ:CHFS) today announced the pricing of an underwritten public offering of 2,214,930 shares of its common stock at a price to the public of $2.12 per share, for gross proceeds of approximately $4.7 million prior to...
Jun 29, 2018 06:00 am ET
Securities America Announces Election of CEO Jim Nagengast to FINRA Board of Governors
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF), announced today that Securities America CEO and President, Jim Nagengast, has been elected to the Financial Industry Regulatory Authority (FINRA) Board of Governors.
Jun 28, 2018 06:00 am ET
Securities America Welcomes Futurity First Insurance Group to Its Platform
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF), announced today that Futurity First Insurance Group – an independent, nationwide insurance distribution organization that specializes in retirement income and insurance protection solutions with $222 million in client assets – has joined Securities America, an independent advisory and brokerage firm.
Jun 27, 2018 05:53 pm ET
CM Finance Inc Prices Public Offering of $30,000,000 6.125% Notes Due 2023
CM Finance Inc (the “Company”) (Nasdaq:CMFN) announced today that it has priced a registered public offering of $30,000,000 aggregate principal amount of its 6.125% notes due 2023 (the “Notes”), which will result in net proceeds to the Company of...
Jun 19, 2018 04:01 pm ET
Achieve Life Sciences, Inc. Announces Closing of a $13.8 Million Underwritten Public Offering and Full Exercise of Over-Allotment Option
SEATTLE and VANCOUVER, British Columbia, June 19, 2018 /CNW/ -- Achieve Life Sciences, Inc. (NASDAQ: ACHV), a clinical-stage pharmaceutical company committed to the global development and commercialization of cytisine for smoking cessation, today announced the closing of an underwritten public offering of units for gross proceeds of $13.8 million, which includes the full exercise of the underwriter's over-allotment option to purchase additional shares and warrants, prior to deducting underwriting discounts and commissions and estimated offering expenses.
Jun 19, 2018 04:01 pm ET
Achieve Life Sciences, Inc. Announces Closing of a $13.8 Million Underwritten Public Offering and Full Exercise of Over-Allotment Option
SEATTLE and VANCOUVER, British Columbia, June 19, 2018 /PRNewswire/ -- Achieve Life Sciences, Inc. (NASDAQ: ACHV), a clinical-stage pharmaceutical company committed to the global development and commercialization of cytisine for smoking cessation, today announced the closing of an underwritten public offering of units for gross proceeds of $13.8 million, which includes the full exercise of the underwriter's over-allotment option to purchase additional shares and warrants, prior to deducting underwriting discounts and commissions and estimated offering expenses.
Jun 19, 2018 06:00 am ET
Securities America Names Jim Meyers Chief Operating Officer
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF), announced today that it has named Jim Meyers to the position of senior vice president and chief operating officer. In his new position, Meyers will provide leadership and management of the firm’s broker-dealer and RIA service platforms, and will formulate and implement operational strategies to support Securities America’s growth goals.
Jun 15, 2018 08:30 am ET
Achieve Life Sciences Announces Pricing of $12 Million Underwritten Public Offering
SEATTLE and VANCOUVER, British Columbia, June 15, 2018 /CNW/ -- Achieve Life Sciences, Inc. (NASDAQ: ACHV), a clinical-stage pharmaceutical company committed to the global development and commercialization of cytisine for smoking cessation, today announced the pricing of an underwritten public offering of units for gross proceeds of $12 million, prior to deducting underwriting discounts and commissions and estimated offering expenses.
Jun 15, 2018 08:30 am ET
Achieve Life Sciences Announces Pricing of $12 Million Underwritten Public Offering
SEATTLE and VANCOUVER, British Columbia, June 15, 2018 /PRNewswire/ -- Achieve Life Sciences, Inc. (NASDAQ: ACHV), a clinical-stage pharmaceutical company committed to the global development and commercialization of cytisine for smoking cessation, today announced the pricing of an underwritten public offering of units for gross proceeds of $12 million, prior to deducting underwriting discounts and commissions and estimated offering expenses.
Jun 14, 2018 04:10 pm ET
MicroVision Announces Closing of $18 Million Offering of Common Stock
MicroVision, Inc. (NASDAQ:MVIS), a leader in innovative ultra-miniature laser display and sensing technology, today announced the closing of its underwritten public offering of 14.4 million shares of its common stock at a public offering price of...
Jun 12, 2018 08:20 am ET
MicroVision Prices $18 Million Offering of Common Stock
MicroVision, Inc. (NASDAQ:MVIS), a leader in innovative ultra-miniature laser display and sensing technology, today announced the pricing of an underwritten public offering of 14.4 million shares of its common stock at a public offering price of...
Jun 11, 2018 05:19 pm ET
MicroVision Announces Proposed Public Offering of Common Stock
MicroVision, Inc. (NASDAQ:MVIS), a leader in innovative ultra-miniature projection display and sensing technology, today announced that it intends to offer to sell, subject to market and other conditions, shares of its common stock in an...
Jun 05, 2018 12:49 pm ET
Oncolytics Biotech® Closes USD $8.9 Million Public Offering of Common Shares
Oncolytics Biotech® Inc. (TSX:ONC) (NASDAQ:ONCY), currently developing REOLYSIN® (pelareorep), an intravenously delivered immuno-oncolytic virus turning cold tumors hot, today announced the closing of its previously announced underwritten public...
Jun 01, 2018 09:13 am ET
Oncolytics Biotech® Prices USD $8,000,000 Million Public Offering of Common Shares
Oncolytics Biotech® Inc. (TSX:ONC) (NASDAQ:ONCY), currently developing REOLYSIN® (pelareorep), an intravenously delivered immuno-oncolytic virus turning cold tumors hot, today announced the pricing of its underwritten public offering of 1,372,213...
Jun 01, 2018 08:00 am ET
Ladenburg Declares Quarterly Dividend on Common Stock
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA, LTSF), a publicly-traded, diversified financial services company, today announced its Board of Directors has declared a quarterly cash dividend of $0.01 per share of common stock, payable on June 28, 2018 to shareholders of record as of the close of business on June 15, 2018.
May 31, 2018 04:27 pm ET
Oncolytics Biotech® Announces Public Offering of Common Shares
Oncolytics Biotech® Inc. (TSX:ONC) (OTCQX:ONCYD), currently developing REOLYSIN® (pelareorep), an intravenously delivered immuno-oncolytic virus turning cold tumors hot, today announced that it has commenced a registered underwritten public...
May 31, 2018 06:00 am ET
Triad Advisors Welcomes Pinnacle Private Wealth To Its Broker-Dealer And Hybrid RIA Platforms
ATLANTA, May 31, 2018 /PRNewswire/ -- Triad Advisors, LLC ("Triad" or "the Firm"), a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA), and a leading independent advisory and brokerage (IAB) firm supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, today announced that Boston-area independent advisory firm Pinnacle Private Wealth ("Pinnacle") has joined its broker-dealer and hybrid RIA custodial platforms.
May 30, 2018 04:51 pm ET
Ladenburg Thalmann Announces Closing of Public Offering of Senior Notes Due 2028
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS; LTSL; LTS PrA) (the “Company”) today announced that it has closed its previously announced underwritten registered public offering of $40 million aggregate principal amount of 7.00% senior notes due 2028 (the “Notes”). The Company has granted the underwriters a 30-day option to purchase up to an additional $6 million aggregate principal amount of Notes in connection with the offering to cover overallotments, if any. The Notes are expected to be listed on the NYSE American and to tra
May 29, 2018 01:43 pm ET
iPass to Present at the 1st Annual Ladenburg Thalmann Tech Expo
iPass Inc. (NASDAQ:IPAS), a leading provider of global mobile connectivity, announced today that it will be presenting at the 1st Annual Ladenburg Thalmann Tech Expo Conference being held on May 31st, 2018 at Convene in New York City.  The company...
May 29, 2018 06:00 am ET
Ladenburg Concludes Inaugural Innovation Symposium to Identify Transformative Fin Tech Solutions
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTSL, LTS PrA) (“Ladenburg”), a publicly-traded, diversified financial services company, today announced the successful conclusion of the firm’s inaugural Innovation Symposium, held on May 22 in San Francisco. The invitation-only event brought together CEOs of early-stage, venture-backed fin tech start-ups, leaders of technology-focused venture capital firms and an elite group of growth-oriented financial advisors specially selected from Ladenburg’s five subsidiary independent advis
May 22, 2018 06:21 pm ET
Ladenburg Thalmann Announces Pricing of Public Offering of Senior Notes Due 2028
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS; LTSL; LTS PrA) (the “Company”) today announced that it has priced an underwritten registered public offering of $40 million aggregate principal amount of 7.00% senior notes due 2028 (the “Notes”) at 100% of the principal amount, plus accrued interest from May 30, 2018, if the initial settlement occurs after that date. The Company has granted the underwriters a 30-day option to purchase up to an additional $6 million aggregate principal amount of Notes in connection with the offering
May 22, 2018 08:16 am ET
Ladenburg Thalmann Announces Public Offering of Senior Notes Due 2028
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS; LTSL; LTS PrA) (the “Company”) today announced that it has commenced an underwritten registered public offering of senior notes due 2028 (the “Notes”), subject to market and certain other conditions. The Company intends to grant the underwriters a 30-day option to purchase additional Notes in connection with the offering solely to cover overallotments, if any. The Notes are expected to be listed on the NYSE American and to trade thereon under the symbol “LTSF” within 30 days of the
May 09, 2018 07:34 am ET
Ladenburg Reports First Quarter 2018 Financial Results
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA, LTSL) today announced financial results for the three months ended March 31, 2018.
Apr 26, 2018 07:30 am ET
Ladenburg Thalmann Sends Annual Letter to Shareholders
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS; LTS PrA) today announced that the Company sent the following annual letter to its shareholders from the Chairman of the Board, Dr. Phillip Frost, and the Company’s President and Chief Executive Officer, Richard J. Lampen:
Apr 26, 2018 06:00 am ET
Triad Advisors Announces Successful Recruitment Of Cirrus Wealth Management To Its Broker-Dealer And Hybrid RIA Platforms
ATLANTA, April 26, 2018 /PRNewswire/ -- Triad Advisors, LLC ("Triad" or "the Firm"), a wholly owned subsidiary of Ladenburg Thalmann Financial Services (NYSE American: LTS, LTS PrA) and a leading independent advisory and brokerage (IAB) firm supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, today announced that it has successfully recruited Cirrus Wealth Management ("Cirrus") to join its broker-dealer and hybrid RIA custodial platforms.
Apr 20, 2018 04:40 pm ET
Ladenburg Commemorates Investacorp’s 40th Anniversary with Launch of New Pioneers Program for Aspiring Financial Advisors
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA) (“Ladenburg”), a publicly-traded, diversified financial services company, today congratulated Investacorp, Inc. (“Investacorp”) on reaching its 40th anniversary. To mark the occasion, Ladenburg announced its support of Investacorp’s recent launch of its New Pioneers Program, developed to provide scholarships and paid internships with the Investacorp home office to college students interested in a career in the financial advice industry upon graduation.
Apr 10, 2018 06:00 am ET
Morrison, Nordmann & Associates Moves to Securities America
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA), announced today that Morrison, Nordmann & Associates, an independent wealth management firm with $120 million in total client assets, completed its transition to Securities America in the fourth quarter of 2017.
Apr 05, 2018 06:00 am ET
Securities America Announces ‘Link to the Future’ Program to Inspire Advisors’ College-Age Children and Other Students to Enter Financial Advice Industry
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA), today announced the launch of its ‘Link to the Future’ scholarship program to inspire current advisors’ college-age sons and daughters, as well as other finance-oriented university students, to pursue careers in the financial advice industry by enabling them to attend the firm’s Connect National Conference in New Orleans from June 3-6.
Apr 04, 2018 06:00 am ET
Ladenburg Partners with The W Source™ to Facilitate Further Growth of Female Financial Advisors’ Businesses
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA) (“Ladenburg”), a publicly-traded, diversified financial services company, today announced that the Ladenburg Institute of Women & Finance (LIWF) has entered into a strategic partnership with The W Source™, a nationwide networking organization for female professionals. The partnership will aim to support female financial advisors’ businesses through business network referrals and help drive the advancement of women within the industry.
Apr 02, 2018 08:00 am ET
Ladenburg Thalmann Financial Services Inc. Confirms Series A Preferred Stock Monthly Dividends for Q2 2018
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS; LTS PrA) today confirmed the second quarter 2018 monthly cash dividends for its 8.00% Series A Cumulative Redeemable Preferred Stock. The $0.1667 per share dividends are payable as follows:
Mar 29, 2018 06:00 am ET
Triad Advisors Facilitates Recruitment Of Veteran Financial Advisor Chris Kohne To Sugarloaf Wealth Management
ATLANTA, March 29, 2018 /PRNewswire/ -- Triad Advisors, LLC ("Triad" or "the Firm"), a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA) and a leading independent advisory and brokerage (IAB) firm supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, today announced it has successfully facilitated the recruitment of Atlanta area advisor Chris Kohne to Sugarloaf Wealth Management, a Triad-affiliated hybrid RIA. Mr. Kohne brings approximately $100 million in client assets to Sugarloaf, drivin
Mar 28, 2018 06:00 am ET
Ladenburg Launches Enterprise-Level Behavioral Financial Advice Training Program to Fuel Advisor Growth and Success
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA) (“Ladenburg”), a publicly-traded, diversified financial services company, today announced that its Ladenburg Practice Management team has launched the Behavioral Financial Advice Training Program to help fuel the growth and success of financial advisors across Ladenburg’s five subsidiary firms: Securities America, Triad Advisors, KMS Financial Services, Investacorp and Securities Service Network (SSN).
Mar 22, 2018 09:00 am ET
Triad Advisors Successfully Concludes 14th Annual Alternative Investments Conference
ATLANTA, March 22, 2018 /PRNewswire/ -- Triad Advisors, LLC ("Triad" or "the Firm"), a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA) and a leading independent advisory and brokerage (IAB) firm supporting independent hybrid financial advisory practices and registered investment advisory (RIA) firms, today announced the successful conclusion of its 14th annual Alternative Investments Conference, which was held March 19-21 at the Four Seasons Hotel in Las Vegas.
Mar 16, 2018 07:30 am ET
Ladenburg Reports Fourth Quarter and Full Year 2017 Financial Results
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA) today announced financial results for the fourth quarter and full year ended December 31, 2017.
Mar 13, 2018 09:00 am ET
Investacorp Launches Multigenerational Consulting Solutions Platform to Drive Sustainability of Family-Owned Independent Financial Advisor Practices
MIAMI, March 13, 2018 /PRNewswire/ -- Investacorp, Inc. ("Investacorp") – an independent advisory and brokerage (IAB) firm and wholly-owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA) – today announced the launch of its Multigenerational Consulting Solutions (MCS) platform.  Building on the firm's longstanding expertise in supporting family-run independent financial advisor practices of all sizes, Investacorp also named Chris Yarosh, a veteran member of the firm's leadership team, to the newly-created role of Director, Multigenerational Consulting S
Mar 07, 2018 07:00 am ET
Securities America Adds Two Groups and a Super OSJ to Its Platform
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services (NYSE American: LTS, LTS PrA), announced today that two large independent financial services firms and a Super OSJ have joined its platform.
Feb 27, 2018 08:00 am ET
Ladenburg Declares Quarterly Dividend on Common Stock
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA), a diversified financial services company, today announced its Board of Directors has declared a quarterly cash dividend of $0.01 per share of common stock, payable on March 28, 2018 to shareholders of record as of the close of business on March 15, 2018.
Feb 22, 2018 04:05 pm ET
Fidus Investment Corporation Announces Exercise and Closing of Underwriters’ Overallotment Option to Purchase Additional 5.875% Notes Due 2023
EVANSTON, Ill., Feb. 22, 2018 (GLOBE NEWSWIRE) -- Fidus Investment Corporation (NASDAQ:FDUS) (“Fidus” or the “Company”) today announced that, in connection with its previously disclosed registered public offering of $43.5 million aggregate principal amount of its 5.875% notes...
Feb 16, 2018 01:30 pm ET
Avinger Announces Closing of $18 Million Underwritten Public Offering
Secured Lenders Convert $38 Million of Debt into Equity
Feb 15, 2018 04:00 pm ET
KMS Financial Services Announces Erinn Ford To Serve As President
SEATTLE, Feb. 15, 2018 /PRNewswire/ -- KMS Financial Services, Inc. ("KMS"), a Seattle-based independent advisory and brokerage ("IAB") firm supporting 350 financial advisors, today announced the appointment of Erinn Ford as the firm's President, to take effect in March.  Ms. Ford will succeed Tracy "Ace" Forsythe, a 20-year KMS veteran who is retiring this summer. KMS is a wholly-owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA).
Feb 15, 2018 11:43 am ET
Catalyst Biosciences Announces Closing of Public Offering of Common Stock
SOUTH SAN FRANCISCO, Calif., Feb. 15, 2018 (GLOBE NEWSWIRE) -- Catalyst Biosciences, Inc. (NASDAQ:CBIO), a clinical-stage biopharmaceutical company focused on developing novel medicines to address hematology indications (the Company), today announced the closing of an underwritten public offering...
Feb 14, 2018 08:30 am ET
Avinger Announces Pricing of $18 Million Underwritten Public Offering
Secured Lenders Convert $38 Million of Debt into Equity
Feb 13, 2018 08:46 am ET
Catalyst Biosciences Announces Pricing of Public Offering of Common Stock
SOUTH SAN FRANCISCO, Calif., Feb. 13, 2018 (GLOBE NEWSWIRE) -- Catalyst Biosciences, Inc. (NASDAQ:CBIO), a clinical-stage biopharmaceutical company focused on developing novel medicines to address hematology indications (the Company), today announced the pricing of an underwritten public offering...
Feb 12, 2018 06:30 pm ET
MediciNova Announces Closing of Underwritten Public Offering of Common Stock
LA JOLLA, Calif., Feb. 12, 2018 (GLOBE NEWSWIRE) -- MediciNova, Inc., a biopharmaceutical company traded on the NASDAQ Global Market (NASDAQ:MNOV) and the JASDAQ Market of the Tokyo Stock Exchange (Code Number: 4875), announced today the closing of...
Feb 12, 2018 04:33 pm ET
Catalyst Biosciences Announces Proposed Public Offering of Common Stock
SOUTH SAN FRANCISCO, Calif., Feb. 12, 2018 (GLOBE NEWSWIRE) -- Catalyst Biosciences, Inc. (NASDAQ:CBIO), a clinical-stage biopharmaceutical company focused on developing novel medicines to address hematology indications (the Company), today announced that it is offering, subject to market...
Feb 08, 2018 05:00 pm ET
Securities America Adds Two Groups with $3.5B in Total Client Assets
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA), announced today that a highly-sought-after consortium of independent financial advisors with $2 billion in client assets and a Super OSJ with $1.5 billion in client assets have transitioned to its independent advisory and brokerage platform.
Feb 08, 2018 06:00 am ET
Ladenburg Names Industry Veteran John Blood Senior Vice President of Advisory Services & Solutions
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA) (“Ladenburg”), a publicly-traded, diversified financial services company, today announced the appointment of fee-based advisory platforms industry veteran John Blood to the role of Senior Vice President, Advisory Services and Solutions, effective immediately. Mr. Blood will report directly to Adam Malamed, Ladenburg’s Executive Vice President and Chief Operating Officer, and will provide strategic leadership, positioning and guidance for Ladenburg’s advisory and RIA offerin
Feb 07, 2018 04:01 pm ET
MediciNova Announces Proposed Underwritten Public Offering of Common Stock
LA JOLLA, Calif., Feb. 07, 2018 (GLOBE NEWSWIRE) -- MediciNova, Inc., a biopharmaceutical company traded on the NASDAQ Global Market (NASDAQ:MNOV) and the JASDAQ Market of the Tokyo Stock Exchange (Code Number:4875), announced today that it intends to...
Feb 06, 2018 08:00 am ET
Securities Service Network Drives Recruitment Of Sixteen Independent Advisors With $441 Million In Client Assets; Identifies Strong Growth Potential In Supporting Tax-Savvy Financial Planners
KNOXVILLE, Tenn., Feb. 6, 2018 /PRNewswire/ -- Securities Service Network, LLC (SSN), a leading independent advisory and brokerage (IAB) firm, today announced the recruitment of five independent financial advisory practices with a total of sixteen independent advisors and approximately $441 million in total advisory and brokerage client assets. SSN is a wholly owned subsidiary of Ladenburg Thalmann Financial Services (NYSE American: LTS, LTS PrA).
Feb 02, 2018 11:30 am ET
Fidus Investment Corporation Announces Closing of Public Offering of $43,478,275 5.875% Notes Due 2023
EVANSTON, Ill., Feb. 02, 2018 (GLOBE NEWSWIRE) -- Fidus Investment Corporation (NASDAQ:FDUS) (“Fidus” or the “Company”) today announced that it has closed a registered public offering of $43.5 million aggregate principal amount of its 5.875% notes due 2023...
Jan 30, 2018 09:19 pm ET
Jan 30, 2018 09:01 am ET
Fidus Investment Corporation Announces Public Offering of Notes
EVANSTON, Ill., Jan. 30, 2018 (GLOBE NEWSWIRE) -- Fidus Investment Corporation (NASDAQ:FDUS) (“Fidus” or the “Company”) today announced the commencement of a registered public offering of unsecured notes due 2023 (the “Notes”), subject to market and other conditions. ...
Jan 25, 2018 07:00 am ET
Securities America Transitions 14 More Advisor Groups
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Service (NYSE American: LTS, LTS PrA), announced today the completed transitions of 14 independent financial advisory businesses and groups from across the country.
Jan 25, 2018 06:30 am ET
Eyenovia Announces Pricing of Initial Public Offering
NEW YORK, Jan. 25, 2018 (GLOBE NEWSWIRE) -- Eyenovia Inc. (“Eyenovia”), a clinical stage biopharmaceutical company developing a pipeline of ophthalmology products utilizing its patented piezo-print technology to deliver micro-therapeutics topically to the eye, today announced the pricing...
Jan 25, 2018 06:00 am ET
Ladenburg Launches Enterprise Innovation Initiative to Accelerate Rollout of Growth Resources for Firms and Financial Advisors
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA) (“Ladenburg”), a publicly-traded, diversified financial services company, today announced the launch of its Enterprise Innovation initiative and the creation of Ladenburg Innovation Lab, together with the appointment of innovation growth strategist Dan Sachar to lead this function in the newly-created role of Vice President of Enterprise Innovation.
Jan 18, 2018 07:00 am ET
Securities America Advisors Now Able to Text Clients
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services, Inc. (NYSE American: LTS, LTS PrA), has launched a new texting option for its financial advisors and securities licensed office staff.
Jan 09, 2018 06:00 am ET
Investacorp Welcomes Empkey Financial to its Broker-Dealer and RIA Platform
Investacorp, Inc., a national independent broker-dealer and RIA representing more than 500 independent financial advisors throughout the U.S., today announced that Bedford, Texas-based Empkey Financial has joined the firm’s broker-dealer and RIA platform.
Jan 05, 2018 08:00 am ET
Ladenburg Thalmann Appoints Michael J. Higgins as Managing Director, Equity Research Covering Healthcare
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA), announced today that Michael J. Higgins has been appointed as Managing Director, Equity Research at Ladenburg Thalmann & Co. Inc. ("Ladenburg") covering healthcare, based in Ladenburg’s New York office.
Jan 04, 2018 09:00 am ET
Ladenburg Launches Enterprise Due Diligence Platform; Names Thayer Gallison Head of Due Diligence
Ladenburg Thalmann Financial Services Inc. (NYSE American: LTS, LTS PrA) (“Ladenburg”), a publicly-traded diversified financial services company, today announced the launch of its new enterprise-wide due diligence platform, and the appointment of veteran industry due diligence leader, Thayer Gallison, as the head of this platform.

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